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NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
+5.56%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$313M
AUM Growth
+$50.6M
Cap. Flow
+$10.1M
Cap. Flow %
3.21%
Top 10 Hldgs %
90.68%
Holding
59
New
6
Increased
12
Reduced
23
Closed
3

Top Buys

Rank Stock Value
1
CCT
Corporate Capital Trust, Inc.
CCT
+$9.57M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.78M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$1.61M
4
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$1.48M
5
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$767K

Top Sells

Rank Stock Value
1
AMP icon
Ameriprise Financial
AMP
+$4.11M
2
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$454K
3
NEWR
New Relic, Inc.
NEWR
+$356K
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$277K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$275K

Sector Composition

Rank Sector Weight
1 Miscellaneous 87.02%
2 Financials 6.71%
3 Consumer Staples 2.22%
4 Industrials 1.02%
5 Technology 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMCSA icon
51
Comcast
CMCSA
$84.2B
$218K 0.07%
+5,407
New +$203K
NEE icon
52
NextEra Energy
NEE
$168B
$211K 0.07%
+5,400
New +$208K
ADP icon
53
Automatic Data Processing
ADP
$109B
$210K 0.07%
1,789
-62
-3% -$7.09K
JNJ icon
54
Johnson & Johnson
JNJ
$644B
$205K 0.07%
+1,466
New +$204K
FSK icon
55
FS KKR Capital
FSK
$3.19B
$66K 0.02%
+14,196
New +$456K
CBK
56
DELISTED
Christopher & Banks Corporation
CBK
$44K 0.01%
34,500
– –
NLY icon
57
Annaly Capital Management
NLY
$16B
– –
-3,144
Closed -$157K
UPS icon
58
United Parcel Service
UPS
$84B
– –
-1,841
Closed -$222K
NEWR
59
DELISTED
New Relic, Inc.
NEWR
– –
-7,147
Closed -$356K
1 2
3

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NPT
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RCWMU
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EWM
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CA
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NorthRock Partners's Q4 2017 Portfolio in Review

As of Q4 2017, NorthRock Partners held 59 positions worth $313M, up 19% from $263M the previous quarter. Its ten largest holdings account for 91% of the portfolio.

NorthRock Partners deployed $10.1M of net new capital in Q4 2017, opening 6 new positions and adding to 12 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 545,904 shares worth $8.92M.

By sector, the portfolio is most concentrated in Miscellaneous at 87% of assets, down from 87% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was Ameriprise Financial, an estimated $4.11M trimmed.

  • NorthRock Partners's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 545,904 shares worth $8.92M.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2017, an estimated $1.78M increase.
  • NorthRock Partners's biggest Q4 2017 reduction was Ameriprise Financial, cutting an estimated $4.11M.
  • NorthRock Partners fully exited New Relic, Inc. in Q4 2017, selling an estimated $356K.
  • NorthRock Partners's ten largest holdings make up 91% of its $313M portfolio in Q4 2017.
  • NorthRock Partners opened 6 new positions and closed 3 in Q4 2017.
  • NorthRock Partners's portfolio value rose 19% quarter-over-quarter to $313M.

Based on NorthRock Partners's 13F filing for Q4 2017, filed 12 Feb 2018.