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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-9.98%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$159M
AUM Growth
-$57.6M
Cap. Flow
+$39.4M
Cap. Flow %
24.84%
Top 10 Hldgs %
89.99%
Holding
56
New
8
Increased
18
Reduced
13
Closed
13

Top Buys

Rank Stock Value
1
MODV
ModivCare
MODV
+$42.8M
2
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$9.83M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$7.94M
4
UNH icon
UnitedHealth
UNH
+$7.7M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$7.35M

Top Sells

Rank Stock Value
1
AMP icon
Ameriprise Financial
AMP
+$29.5M
2
TGT icon
Target
TGT
+$10M
3
MSFT icon
Microsoft
MSFT
+$1.33M
4
FOR icon
Forestar Group
FOR
+$1.12M
5
AXP icon
American Express
AXP
+$911K

Sector Composition

Rank Sector Weight
1 Financials 3.39%
2 Consumer Staples 2.78%
3 Healthcare 1.92%
4 Real Estate 1.73%
5 Industrials 1.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LPLA icon
51
LPL Financial
LPLA
$28.3B
– –
-13,720
Closed -$638K
LQD icon
52
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
– –
-2,000
Closed -$232K
MRK icon
53
Merck
MRK
$322B
– –
-3,990
Closed -$218K
PIPR icon
54
Piper Sandler
PIPR
$5.12B
– –
-32,404
Closed -$354K
SYY icon
55
Sysco
SYY
$40.8B
– –
-5,781
Closed -$209K
ENDP
56
DELISTED
Endo International plc
ENDP
– –
-7,584
Closed -$604K
1 2
3

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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q3 2015 Portfolio in Review

As of Q3 2015, NorthRock Partners held 56 positions worth $159M, down 27% from $216M the previous quarter. Its ten largest holdings account for 90% of the portfolio.

NorthRock Partners deployed $39.4M of net new capital in Q3 2015, opening 8 new positions and adding to 18 existing holdings. Its largest new stake was ModivCare: 933,383 shares worth $1.42M.

By sector, the portfolio is most concentrated in Financials at 3.4% of assets, down from 19% a quarter earlier, followed by Consumer Staples and Healthcare.

On the sell side, the largest reduction was Ameriprise Financial, an estimated $29.5M trimmed.

  • NorthRock Partners's largest Q3 2015 buy was ModivCare: 933,383 shares worth $1.42M.
  • NorthRock Partners added most to iShares S&P Small-Cap 600 Growth ETF in Q3 2015, an estimated $9.83M increase.
  • NorthRock Partners's biggest Q3 2015 reduction was Ameriprise Financial, cutting an estimated $29.5M.
  • NorthRock Partners fully exited Forestar Group in Q3 2015, selling an estimated $1.12M.
  • NorthRock Partners's ten largest holdings make up 90% of its $159M portfolio in Q3 2015.
  • NorthRock Partners opened 8 new positions and closed 13 in Q3 2015.
  • NorthRock Partners's portfolio value fell 27% quarter-over-quarter to $159M.

Based on NorthRock Partners's 13F filing for Q3 2015, filed 12 Nov 2015.