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NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
-1.77%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$216M
AUM Growth
+$48.1M
Cap. Flow
+$52.2M
Cap. Flow %
24.13%
Top 10 Hldgs %
88.12%
Holding
52
New
9
Increased
17
Reduced
19
Closed
4

Top Buys

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$13.1M
2
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$11.9M
3
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$11.7M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$10.8M
5
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$7.54M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.24M
2
AMP icon
Ameriprise Financial
AMP
+$1.87M
3
GIS icon
General Mills
GIS
+$494K
4
CPHD
Cepheid Inc
CPHD
+$249K
5
ULTI
Ultimate Software Group Inc
ULTI
+$246K

Sector Composition

Rank Sector Weight
1 Miscellaneous 64.6%
2 Financials 18.85%
3 Consumer Staples 7.22%
4 Real Estate 2.3%
5 Healthcare 1.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ULTI
51
DELISTED
Ultimate Software Group Inc
ULTI
– –
-1,445
Closed -$246K
CPHD
52
DELISTED
Cepheid Inc
CPHD
– –
-4,380
Closed -$249K
1 2
3

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DTC
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NPT
National Philanthropic Trust Jenkintown, Pennsylvania $6.92B AUM 24.7% 1-Year Est. Return
RCWMU
Rothschild & Co Wealth Management (UK) London, United Kingdom $6.93B AUM 1.4% 1-Year Est. Return
EWM
Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.93B AUM 17.96% 1-Year Est. Return
CI
Cincinnati Insurance Fairfield, Ohio $6.94B AUM 20.24% 1-Year Est. Return
JSSH
J. Safra Sarasin Holding $6.97B AUM 32.91% 1-Year Est. Return

NorthRock Partners's Q2 2015 Portfolio in Review

As of Q2 2015, NorthRock Partners held 52 positions worth $216M, up 29% from $168M the previous quarter. Its ten largest holdings account for 88% of the portfolio.

NorthRock Partners deployed $52.2M of net new capital in Q2 2015, opening 9 new positions and adding to 17 existing holdings. Its largest new stake was iShares Russell Mid-Cap Value ETF: 174,254 shares worth $12.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 65% of assets, up from 53% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $2.24M trimmed.

  • NorthRock Partners's largest Q2 2015 buy was iShares Russell Mid-Cap Value ETF: 174,254 shares worth $12.9M.
  • NorthRock Partners added most to ClearBridge MLP and Midstream Fund Inc. in Q2 2015, an estimated $7.54M increase.
  • NorthRock Partners's biggest Q2 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $2.24M.
  • NorthRock Partners fully exited Cepheid Inc in Q2 2015, selling an estimated $249K.
  • NorthRock Partners's ten largest holdings make up 88% of its $216M portfolio in Q2 2015.
  • NorthRock Partners opened 9 new positions and closed 4 in Q2 2015.
  • NorthRock Partners's portfolio value rose 29% quarter-over-quarter to $216M.

Based on NorthRock Partners's 13F filing for Q2 2015, filed 13 Aug 2015.