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NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
+10.75%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$2.39B
AUM Growth
+$1.43B
Cap. Flow
+$1.27B
Cap. Flow %
53.05%
Top 10 Hldgs %
51.94%
Holding
760
New
406
Increased
311
Reduced
22
Closed
10

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$137M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$97.7M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$80.1M
4
AAPL icon
Apple
AAPL
+$74.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$70.6M

Top Sells

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$799K
2
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$738K
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$351K
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$259K
5
NVO
Novo Nordisk
NVO
+$253K

Sector Composition

Rank Sector Weight
1 Miscellaneous 64.74%
2 Technology 10.91%
3 Consumer Staples 6.84%
4 Financials 3.77%
5 Healthcare 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWD icon
651
iShares MSCI Sweden ETF
EWD
$731M
$22.5K ﹤0.01%
+570
New +$19.9K
IDRV icon
652
iShares Self-Driving EV and Tech ETF
IDRV
$142M
$21.5K ﹤0.01%
+601
New +$20.5K
PID icon
653
Invesco International Dividend Achievers ETF
PID
$881M
$21.5K ﹤0.01%
+1,163
New +$19.9K
PEY icon
654
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.11B
$21.4K ﹤0.01%
+1,010
New +$19.6K
ITB icon
655
iShares US Home Construction ETF
ITB
$2.11B
$20.3K ﹤0.01%
+200
New +$17K
HEFA icon
656
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.44B
$20.3K ﹤0.01%
+644
New +$19.6K
QDF icon
657
Northern Trust Quality Dividend ETF
QDF
$2.18B
$18.8K ﹤0.01%
+306
New +$17.7K
VAW icon
658
Vanguard Materials ETF
VAW
$2.91B
$18.6K ﹤0.01%
+98
New +$17.2K
IXUS icon
659
iShares Core MSCI Total International Stock ETF
IXUS
$59.2B
$18.5K ﹤0.01%
+285
New +$17.4K
EMXF icon
660
iShares ESG Advanced MSCI EM ETF
EMXF
$165M
$18.5K ﹤0.01%
+520
New +$17.9K
TILT icon
661
Northern Trust Morningstar US Market Factor Tilt ETF
TILT
$2.19B
$18.2K ﹤0.01%
+100
New +$16.8K
IGLB icon
662
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.92B
$17.4K ﹤0.01%
+330
New +$16K
VGIT icon
663
Vanguard Intermediate-Term Treasury ETF
VGIT
$39.1B
$16.9K ﹤0.01%
+285
New +$16.4K
QLC icon
664
Northern Trust US Quality Large Cap ETF
QLC
$1.05B
$15.9K ﹤0.01%
+300
New +$14.9K
IYT icon
665
iShares US Transportation ETF
IYT
$2.06B
$15.5K ﹤0.01%
+236
New +$14.1K
PLM
666
DELISTED
PolyMet Mining Corp.
PLM
$15.2K ﹤0.01%
+19,262
New +$40.4K
AMD icon
667
CALL
Advanced Micro Devices
AMD
$837B
$14.7K ﹤0.01%
100
– –
UCON icon
668
First Trust Smith Unconstrained Bond ETF
UCON
$3.26B
$14.2K ﹤0.01%
+575
New +$13.8K
VPU
669
Vanguard Utilities ETF
VPU
$8B
$14K ﹤0.01%
+102
New +$13.5K
GDX icon
670
VanEck Gold Miners ETF
GDX
$27.9B
$14K ﹤0.01%
+450
New +$13.2K
XBI icon
671
State Street SPDR S&P Biotech ETF
XBI
$10.4B
$13.8K ﹤0.01%
+155
New +$11.5K
SCHC icon
672
Schwab International Small-Cap Equity ETF
SCHC
$5.6B
$13.5K ﹤0.01%
+387
New +$12.6K
VTC icon
673
Vanguard Total Corporate Bond ETF
VTC
$1.68B
$13.3K ﹤0.01%
+171
New +$12.6K
EWJ icon
674
iShares MSCI Japan ETF
EWJ
$23.3B
$13K ﹤0.01%
+203
New +$12.4K
SPEM icon
675
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.4B
$12.9K ﹤0.01%
365
-3,953
-92% -$134K
25 26
27
28 29

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DTC
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NPT
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RCWMU
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EWM
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CA
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CI
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JSSH
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NorthRock Partners's Q4 2023 Portfolio in Review

As of Q4 2023, NorthRock Partners held 760 positions worth $2.39B, up 149% from $959M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

NorthRock Partners deployed $1.27B of net new capital in Q4 2023, opening 406 new positions and adding to 311 existing holdings. Its largest new stake was Keurig Dr Pepper: 407,903 shares worth $13.6M.

By sector, the portfolio is most concentrated in Miscellaneous at 65% of assets, up from 63% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was State Street SPDR Portfolio Developed World ex-US ETF, an estimated $799K trimmed.

  • NorthRock Partners's largest Q4 2023 buy was Keurig Dr Pepper: 407,903 shares worth $13.6M.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $137M increase.
  • NorthRock Partners's biggest Q4 2023 reduction was State Street SPDR Portfolio Developed World ex-US ETF, cutting an estimated $799K.
  • NorthRock Partners fully exited Novo Nordisk in Q4 2023, selling an estimated $253K.
  • NorthRock Partners's ten largest holdings make up 52% of its $2.39B portfolio in Q4 2023.
  • NorthRock Partners opened 406 new positions and closed 10 in Q4 2023.
  • NorthRock Partners's portfolio value rose 149% quarter-over-quarter to $2.39B.

Based on NorthRock Partners's 13F filing for Q4 2023, filed 8 Feb 2024.