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NP

NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
-1.47%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$6.2B
AUM Growth
+$276M
Cap. Flow
+$677M
Cap. Flow %
10.91%
Top 10 Hldgs %
44.48%
Holding
729
New
110
Increased
334
Reduced
198
Closed
51

Top Buys

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$130M
2
IGF icon
iShares Global Infrastructure ETF
IGF
+$80.3M
3
VGT icon
Vanguard Information Technology ETF
VGT
+$64.1M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$39.6M
5
JMTG
JPMorgan Mortgage-Backed Securities ETF
JMTG
+$34.5M

Top Sells

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$21.8M
2
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$8.56M
3
IAU icon
iShares Gold Trust
IAU
+$7.18M
4
ROUS icon
Hartford Multifactor US Equity ETF
ROUS
+$3.88M
5
SPHQ icon
Invesco S&P 500 Quality ETF
SPHQ
+$3.84M

Sector Composition

Rank Sector Weight
1 Technology 6.34%
2 Consumer Staples 2.38%
3 Financials 2.27%
4 Healthcare 1.19%
5 Consumer Discretionary 1.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFAT icon
501
Dimensional US Targeted Value ETF
DFAT
$14.8B
$327K 0.01%
5,233
+978
+23% +$62.1K
DFAS icon
502
Dimensional US Small Cap ETF
DFAS
$15.9B
$324K 0.01%
4,548
+7
+0.2% +$514
EXC icon
503
Exelon
EXC
$47B
$320K 0.01%
+6,530
New +$304K
XJR icon
504
iShares ESG Screened S&P Small-Cap ETF
XJR
$191M
$320K 0.01%
7,352
+2,000
+37% +$89.4K
CAH icon
505
Cardinal Health
CAH
$53.8B
$319K 0.01%
+1,508
New +$325K
SNOW icon
506
Snowflake
SNOW
$117B
$319K 0.01%
2,112
+323
+18% +$59.8K
LRCX icon
507
Lam Research
LRCX
$422B
$318K 0.01%
+1,486
New +$332K
FTEC icon
508
Fidelity MSCI Information Technology Index ETF
FTEC
$21.6B
$316K 0.01%
1,519
+200
+15% +$43.9K
COKE icon
509
Coca-Cola Consolidated
COKE
$12.7B
$316K 0.01%
+1,647
New +$288K
PEO
510
Adams Natural Resources Fund
PEO
$772M
$316K 0.01%
+11,360
New +$287K
IJS icon
511
iShares S&P Small-Cap 600 Value ETF
IJS
$8.43B
$315K 0.01%
2,655
-219
-8% -$26.5K
LHX icon
512
L3Harris
LHX
$53.7B
$314K 0.01%
+911
New +$318K
CBOE icon
513
Cboe Global Markets
CBOE
$30.6B
$311K 0.01%
+1,105
New +$308K
AMCR icon
514
Amcor
AMCR
$21.4B
$307K 0.01%
+7,733
New +$342K
JPIN icon
515
JPMorgan Diversified Return International Equity ETF
JPIN
$374M
$307K ﹤0.01%
4,306
+108
+3% +$7.79K
EEMV icon
516
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.61B
$306K ﹤0.01%
+4,733
New +$314K
IDV icon
517
iShares International Select Dividend ETF
IDV
$8.53B
$304K ﹤0.01%
+7,145
New +$300K
JCI icon
518
Johnson Controls International
JCI
$91.7B
$304K ﹤0.01%
2,321
+9
+0.4% +$1.16K
GIB icon
519
CGI
GIB
$15.5B
$302K ﹤0.01%
4,127
– –
AVUS icon
520
Avantis US Equity ETF
AVUS
$14.4B
$301K ﹤0.01%
2,705
– –
BCAT icon
521
BlackRock Capital Allocation Term Trust
BCAT
$1.7B
$301K ﹤0.01%
+21,281
New +$313K
MCO icon
522
Moody's
MCO
$84.6B
$298K ﹤0.01%
684
+35
+5% +$16.6K
WOR icon
523
Worthington Enterprises
WOR
$2.85B
$298K ﹤0.01%
+5,710
New +$306K
GPK icon
524
Graphic Packaging
GPK
$3.51B
$297K ﹤0.01%
29,927
+7
+0% +$88
ARCC icon
525
Ares Capital
ARCC
$14.5B
$297K ﹤0.01%
16,477
-1,831
-10% -$35.4K
19 20
21
22 23

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NorthRock Partners's Q1 2026 Portfolio in Review

As of Q1 2026, NorthRock Partners held 729 positions worth $6.2B, up 4.7% from $5.93B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

NorthRock Partners deployed $677M of net new capital in Q1 2026, opening 110 new positions and adding to 334 existing holdings. Its largest new stake was WisdomTree Japan Hedged Equity Fund: 24,576 shares worth $3.9M.

By sector, the portfolio is most concentrated in Technology at 6.3% of assets, down from 6.8% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was iShares S&P 100 ETF, an estimated $21.8M trimmed.

  • NorthRock Partners's largest Q1 2026 buy was WisdomTree Japan Hedged Equity Fund: 24,576 shares worth $3.9M.
  • NorthRock Partners added most to iShares Russell 1000 Growth ETF in Q1 2026, an estimated $130M increase.
  • NorthRock Partners's biggest Q1 2026 reduction was iShares S&P 100 ETF, cutting an estimated $21.8M.
  • NorthRock Partners fully exited Comerica in Q1 2026, selling an estimated $1.33M.
  • NorthRock Partners's ten largest holdings make up 44% of its $6.2B portfolio in Q1 2026.
  • NorthRock Partners opened 110 new positions and closed 51 in Q1 2026.
  • NorthRock Partners's portfolio value rose 4.7% quarter-over-quarter to $6.2B.

Based on NorthRock Partners's 13F filing for Q1 2026, filed 15 May 2026.