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NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
+6.37%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$3.04B
AUM Growth
+$382M
Cap. Flow
+$214M
Cap. Flow %
7.03%
Top 10 Hldgs %
53.64%
Holding
882
New
72
Increased
359
Reduced
261
Closed
49

Top Buys

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$162M
2
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$22.2M
3
NVDA icon
NVIDIA
NVDA
+$12.7M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.23M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.1M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.34M
2
TGT icon
Target
TGT
+$5.92M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$2.96M
4
IWB icon
iShares Russell 1000 ETF
IWB
+$2.45M
5
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$1.97M

Sector Composition

Rank Sector Weight
1 Miscellaneous 63.36%
2 Technology 12.68%
3 Consumer Staples 5.46%
4 Financials 4.01%
5 Healthcare 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLW icon
501
Corning
GLW
$128B
$298K 0.01%
+6,597
New +$278K
PCG icon
502
PG&E
PCG
$29.8B
$297K 0.01%
15,025
+1,167
+8% +$21.8K
MINT icon
503
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.6B
$297K 0.01%
2,950
-1
-0% -$100
AVY icon
504
Avery Dennison
AVY
$13.1B
$294K 0.01%
1,331
+14
+1% +$3.02K
EL icon
505
Estee Lauder
EL
$34B
$293K 0.01%
2,939
-282
-9% -$26.7K
MRO
506
DELISTED
Marathon Oil Corporation
MRO
$292K 0.01%
10,953
+207
+2% +$5.73K
HBAN icon
507
Huntington Bancshares
HBAN
$32.1B
$292K 0.01%
19,637
+126
+0.6% +$1.79K
EXAS
508
DELISTED
Exact Sciences
EXAS
$291K 0.01%
+4,302
New +$243K
NVDL icon
509
GraniteShares ETF Trust GraniteShares 2x Long NVDA Daily ETF
NVDL
$3.65B
$288K 0.01%
14,850
– –
TY icon
510
TRI-Continental Corp
TY
$1.84B
$287K 0.01%
8,688
+59
+0.7% +$1.87K
IVE icon
511
iShares S&P 500 Value ETF
IVE
$49.4B
$287K 0.01%
1,454
-145
-9% -$27.5K
FE icon
512
FirstEnergy
FE
$26.4B
$286K 0.01%
6,446
+144
+2% +$6.06K
SCHE icon
513
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$285K 0.01%
9,757
+1,607
+20% +$43.5K
DIAL icon
514
Columbia Diversified Fixed Income Allocation ETF
DIAL
$390M
$285K 0.01%
15,400
– –
STWD icon
515
Starwood Property Trust
STWD
$5.63B
$282K 0.01%
13,507
-1,498
-10% -$29.9K
CWB icon
516
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.56B
$282K 0.01%
3,676
-2,182
-37% -$160K
CMS icon
517
CMS Energy
CMS
$20.8B
$281K 0.01%
3,985
-610
-13% -$40K
AME icon
518
Ametek
AME
$53.6B
$280K 0.01%
1,631
+105
+7% +$17.5K
EVRG icon
519
Evergy
EVRG
$18.7B
$280K 0.01%
4,511
-3
-0.1% -$175
SPXL icon
520
Direxion Daily S&P 500 Bull 3x ETF
SPXL
$6.91B
$279K 0.01%
1,700
-75
-4% -$11.2K
OSK icon
521
Oshkosh
OSK
$8.98B
$277K 0.01%
2,768
-545
-16% -$56.8K
OGE icon
522
OGE Energy
OGE
$9.56B
$277K 0.01%
6,744
+185
+3% +$7.18K
NVDY icon
523
YieldMax NVDA Option Income Strategy ETF
NVDY
$1.38B
$276K 0.01%
11,500
+1,873
+19% +$47.1K
GHYG icon
524
iShares US & Intl High Yield Corp Bond ETF
GHYG
$196M
$275K 0.01%
6,018
-3,389
-36% -$152K
RACE icon
525
Ferrari
RACE
$72.3B
$275K 0.01%
584
-1
-0.2% -$448
19 20
21
22 23

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NPT
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RCWMU
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EWM
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CA
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JSSH
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NorthRock Partners's Q3 2024 Portfolio in Review

As of Q3 2024, NorthRock Partners held 882 positions worth $3.04B, up 14% from $2.66B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

NorthRock Partners deployed $214M of net new capital in Q3 2024, opening 72 new positions and adding to 359 existing holdings. Its largest new stake was SentinelOne: 218,500 shares worth $5.23M.

By sector, the portfolio is most concentrated in Miscellaneous at 63% of assets, up from 62% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Vanguard S&P 500 ETF, an estimated $6.34M trimmed.

  • NorthRock Partners's largest Q3 2024 buy was SentinelOne: 218,500 shares worth $5.23M.
  • NorthRock Partners added most to Vanguard Short-Term Treasury ETF in Q3 2024, an estimated $162M increase.
  • NorthRock Partners's biggest Q3 2024 reduction was Vanguard S&P 500 ETF, cutting an estimated $6.34M.
  • NorthRock Partners fully exited Solventum in Q3 2024, selling an estimated $1.8M.
  • NorthRock Partners's ten largest holdings make up 54% of its $3.04B portfolio in Q3 2024.
  • NorthRock Partners opened 72 new positions and closed 49 in Q3 2024.
  • NorthRock Partners's portfolio value rose 14% quarter-over-quarter to $3.04B.

Based on NorthRock Partners's 13F filing for Q3 2024, filed 30 Oct 2024.