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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+6.72%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$5.54B
AUM Growth
+$1.7B
Cap. Flow
+$1.42B
Cap. Flow %
25.7%
Top 10 Hldgs %
45.47%
Holding
916
New
234
Increased
494
Reduced
118
Closed
45

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$212M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$163M
3
ROUS icon
Hartford Multifactor US Equity ETF
ROUS
+$90.5M
4
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$69.1M
5
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$49.2M

Top Sells

Rank Stock Value
1
ATI icon
ATI
ATI
+$46.7M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$10.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.99M
4
TGT icon
Target
TGT
+$6.64M
5
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$5.43M

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Financials 4.05%
3 Consumer Staples 3.09%
4 Consumer Discretionary 2.53%
5 Communication Services 2.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEMG icon
26
iShares Core MSCI Emerging Markets ETF
IEMG
$144B
$37.4M 0.68%
567,504
+42,832
+8% +$2.67M
GOOGL icon
27
Alphabet (Google) Class A
GOOGL
$4.12T
$36.3M 0.65%
149,175
+20,219
+16% +$4.24M
TAFM icon
28
AB Tax-Aware Intermediate Municipal ETF
TAFM
$697M
$34.1M 0.62%
1,339,891
-72,214
-5% -$1.8M
MDLZ icon
29
Mondelez International
MDLZ
$83.4B
$33.2M 0.6%
530,849
+7
+0% +$451
TSLA icon
30
Tesla
TSLA
$1.18T
$31.9M 0.58%
71,641
+12,614
+21% +$4.37M
BUFR icon
31
FT Vest Fund of Buffer ETFs
BUFR
$9.99B
$31.5M 0.57%
943,161
+33,948
+4% +$1.11M
PM icon
32
Philip Morris
PM
$309B
$30.9M 0.56%
190,207
-2,938
-2% -$494K
IWB icon
33
iShares Russell 1000 ETF
IWB
$47.1B
$29.5M 0.53%
80,644
+4,953
+7% +$1.74M
MBB icon
34
iShares MBS ETF
MBB
$39.1B
$29M 0.52%
305,205
+291,327
+2,099% +$27.4M
EFA icon
35
iShares MSCI EAFE ETF
EFA
$76.4B
$29M 0.52%
310,830
-22,001
-7% -$2M
META icon
36
Meta Platforms (Facebook)
META
$1.49T
$28.9M 0.52%
39,384
+4,967
+14% +$3.7M
SPHQ icon
37
Invesco S&P 500 Quality ETF
SPHQ
$19B
$28.3M 0.51%
+385,604
New +$27.8M
BRK.B icon
38
Berkshire Hathaway Class B
BRK.B
$1.1T
$28M 0.51%
55,640
+6,242
+13% +$3.02M
PG icon
39
Procter & Gamble
PG
$340B
$27.1M 0.49%
176,076
+125,902
+251% +$19.7M
IJR icon
40
iShares Core S&P Small-Cap ETF
IJR
$109B
$26.2M 0.47%
220,112
+196,029
+814% +$22.5M
SPTI icon
41
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.5B
$25.7M 0.46%
888,742
+878,885
+8,916% +$25.3M
DYNF icon
42
BlackRock US Equity Factor Rotation ETF
DYNF
$37.4B
$25.5M 0.46%
+431,238
New +$24.5M
BIL icon
43
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$24.2M 0.44%
263,587
+121,853
+86% +$11.2M
JPM icon
44
JPMorgan Chase
JPM
$916B
$23.7M 0.43%
75,102
+6,519
+10% +$1.94M
VYMI icon
45
Vanguard International High Dividend Yield ETF
VYMI
$20.3B
$23.4M 0.42%
+276,262
New +$22.9M
AVGO icon
46
Broadcom
AVGO
$1.76T
$23M 0.42%
69,689
+12,874
+23% +$3.95M
SCHZ icon
47
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$22M 0.4%
+935,642
New +$21.7M
BDYN
48
iShares Dynamic Equity Active ETF
BDYN
$2.92B
$21.8M 0.39%
+859,511
New +$21.7M
IVE icon
49
iShares S&P 500 Value ETF
IVE
$49.1B
$20.6M 0.37%
99,896
+98,255
+5,988% +$19.7M
VTI icon
50
Vanguard Total Stock Market ETF
VTI
$646B
$20.5M 0.37%
62,551
-430
-0.7% -$136K
1
2
3 4 5

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q3 2025 Portfolio in Review

As of Q3 2025, NorthRock Partners held 916 positions worth $5.54B, up 44% from $3.84B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

NorthRock Partners deployed $1.42B of net new capital in Q3 2025, opening 234 new positions and adding to 494 existing holdings. Its largest new stake was Hartford Multifactor US Equity ETF: 1,639,891 shares worth $94.3M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $10.2M trimmed.

  • NorthRock Partners's largest Q3 2025 buy was Hartford Multifactor US Equity ETF: 1,639,891 shares worth $94.3M.
  • NorthRock Partners added most to Vanguard S&P 500 ETF in Q3 2025, an estimated $212M increase.
  • NorthRock Partners's biggest Q3 2025 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $10.2M.
  • NorthRock Partners fully exited ATI in Q3 2025, selling an estimated $46.7M.
  • NorthRock Partners's ten largest holdings make up 45% of its $5.54B portfolio in Q3 2025.
  • NorthRock Partners opened 234 new positions and closed 45 in Q3 2025.
  • NorthRock Partners's portfolio value rose 44% quarter-over-quarter to $5.54B.

Based on NorthRock Partners's 13F filing for Q3 2025, filed 14 Nov 2025.