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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+1.26%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$734M
AUM Growth
+$384M
Cap. Flow
+$377M
Cap. Flow %
51.38%
Top 10 Hldgs %
42.4%
Holding
212
New
136
Increased
49
Reduced
15
Closed
5

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$27.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$26.3M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$24.6M
4
PM icon
Philip Morris
PM
+$22.4M
5
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$20.4M

Top Sells

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$19.9M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13.7M
3
TGT icon
Target
TGT
+$13M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$9.54M
5
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$8.19M

Sector Composition

Rank Sector Weight
1 Consumer Staples 10.69%
2 Financials 4.53%
3 Technology 3.49%
4 Healthcare 2.06%
5 Communication Services 1.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJT icon
26
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.13B
$9.14M 1.25%
102,538
-82,372
-45% -$7.44M
SLYV icon
27
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$9.02M 1.23%
147,287
+141,037
+2,257% +$8.46M
IJS icon
28
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$8.17M 1.11%
108,764
-111,400
-51% -$8.19M
EFAV icon
29
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.35B
$7.64M 1.04%
+104,260
New +$7.55M
SLYG icon
30
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5B
$7.54M 1.03%
+126,500
New +$7.63M
MDYG icon
31
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.76B
$7.41M 1.01%
137,917
+134,198
+3,608% +$7.24M
FSK icon
32
FS KKR Capital
FSK
$3.01B
$6.75M 0.92%
280,555
+2,765
+1% +$64.8K
EFG icon
33
iShares MSCI EAFE Growth ETF
EFG
$16.2B
$6.59M 0.9%
81,915
-20,795
-20% -$1.66M
IDV icon
34
iShares International Select Dividend ETF
IDV
$8.31B
$6.17M 0.84%
+200,871
New +$6.06M
BND icon
35
Vanguard Total Bond Market
BND
$158B
$5.64M 0.77%
+66,799
New +$5.6M
T icon
36
AT&T
T
$164B
$5.07M 0.69%
177,538
+160,719
+956% +$4.26M
SCHO icon
37
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$4.91M 0.67%
+194,232
New +$4.91M
VXF icon
38
Vanguard Extended Market ETF
VXF
$30B
$4.91M 0.67%
+42,206
New +$4.97M
VIG icon
39
Vanguard Dividend Appreciation ETF
VIG
$111B
$4.87M 0.66%
+40,761
New +$4.81M
VYMI icon
40
Vanguard International High Dividend Yield ETF
VYMI
$20.3B
$4.85M 0.66%
+81,674
New +$4.85M
VGIT icon
41
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.7B
$4.75M 0.65%
+71,241
New +$4.73M
MBB icon
42
iShares MBS ETF
MBB
$39.1B
$4.52M 0.62%
41,740
+205
+0.5% +$22.1K
SHY icon
43
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$3.97M 0.54%
+46,846
New +$3.97M
DEM icon
44
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.8B
$3.92M 0.53%
+94,847
New +$4.06M
BNDX icon
45
Vanguard Total International Bond ETF
BNDX
$82B
$3.87M 0.53%
+65,714
New +$3.83M
KHC icon
46
Kraft Heinz
KHC
$32.8B
$3.76M 0.51%
+134,683
New +$3.88M
CWB icon
47
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.41B
$3.68M 0.5%
+70,184
New +$3.72M
EMB icon
48
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$3.66M 0.5%
+32,309
New +$3.68M
INTC icon
49
Intel
INTC
$413B
$3.59M 0.49%
+69,673
New +$3.43M
MSFT icon
50
Microsoft
MSFT
$2.9T
$3.56M 0.49%
25,643
+13,118
+105% +$1.8M
1
2
3 4 5

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NorthRock Partners's Q3 2019 Portfolio in Review

As of Q3 2019, NorthRock Partners held 212 positions worth $734M, up 110% from $350M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

NorthRock Partners deployed $377M of net new capital in Q3 2019, opening 136 new positions and adding to 49 existing holdings. Its largest new stake was iShares Core S&P 500 ETF: 91,448 shares worth $27.3M.

By sector, the portfolio is most concentrated in Consumer Staples at 11% of assets, up from 7% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $19.9M trimmed.

  • NorthRock Partners's largest Q3 2019 buy was iShares Core S&P 500 ETF: 91,448 shares worth $27.3M.
  • NorthRock Partners added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2019, an estimated $19.8M increase.
  • NorthRock Partners's biggest Q3 2019 reduction was iShares Russell 1000 Value ETF, cutting an estimated $19.9M.
  • NorthRock Partners fully exited Neurotrope, Inc. Common in Q3 2019, selling an estimated $834K.
  • NorthRock Partners's ten largest holdings make up 42% of its $734M portfolio in Q3 2019.
  • NorthRock Partners opened 136 new positions and closed 5 in Q3 2019.
  • NorthRock Partners's portfolio value rose 110% quarter-over-quarter to $734M.

Based on NorthRock Partners's 13F filing for Q3 2019, filed 12 Nov 2019.