NP

NorthRock Partners Portfolio holdings

AUM $5.53B
1-Year Est. Return 14.33%
This Quarter Est. Return
1 Year Est. Return
+14.33%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$168M
AUM Growth
+$5.22M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
46
New
Increased
Reduced
Closed

Top Buys

1
+$3.85M
2
+$2.79M
3
+$2.53M
4
TGT icon
Target
TGT
+$2.53M
5
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$1.66M

Top Sells

1
+$21.6M
2
+$6.29M
3
+$1.4M
4
UBS icon
UBS Group
UBS
+$506K
5
MMM icon
3M
MMM
+$505K

Sector Composition

1 Financials 26.32%
2 Consumer Staples 8.97%
3 Real Estate 2.92%
4 Healthcare 2.47%
5 Industrials 2.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
26
$437K 0.26%
10,034
-1,108
27
$418K 0.25%
7,965
+2,568
28
$362K 0.22%
+21,235
29
$302K 0.18%
4,353
+635
30
$298K 0.18%
2,839
+25
31
$289K 0.17%
11,711
-503
32
$265K 0.16%
3,117
+928
33
$257K 0.15%
2,144
+50
34
$255K 0.15%
6,755
+513
35
$252K 0.15%
2,215
-309
36
$251K 0.15%
6,000
37
$249K 0.15%
4,380
-397
38
$246K 0.15%
1,445
+65
39
$227K 0.14%
+2,345
40
$218K 0.13%
1
-99
41
$212K 0.13%
+3,181
42
$200K 0.12%
2,888
43
– –
-4,615
44
– –
-29,668
45
– –
-2,507
46
– –
-24,664
1
2