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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-0.04%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$168M
AUM Growth
+$5.22M
Cap. Flow
-$15.6M
Cap. Flow %
-9.31%
Top 10 Hldgs %
90.02%
Holding
46
New
4
Increased
23
Reduced
13
Closed
4

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.83M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$2.75M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$2.54M
4
TGT icon
Target
TGT
+$2.27M
5
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$1.71M

Top Sells

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$21.9M
2
AMP icon
Ameriprise Financial
AMP
+$6.36M
3
LTM
LIFE TIME FITNESS INC
LTM
+$1.4M
4
UBS icon
UBS Group
UBS
+$506K
5
MMM icon
3M
MMM
+$505K

Sector Composition

Rank Sector Weight
1 Financials 26.32%
2 Consumer Staples 8.97%
3 Real Estate 2.92%
4 Healthcare 2.47%
5 Industrials 2.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LPLA icon
26
LPL Financial
LPLA
$28.3B
$437K 0.26%
10,034
-1,108
-10% -$49K
PIPR icon
27
Piper Sandler
PIPR
$5.12B
$418K 0.25%
31,860
+10,272
+48% +$139K
DBC icon
28
Invesco DB Commodity Index Tracking Fund
DBC
$1.69B
$362K 0.22%
+21,235
New +$374K
DLX icon
29
Deluxe
DLX
$1.18B
$302K 0.18%
4,353
+635
+17% +$41.4K
DIS icon
30
Walt Disney
DIS
$167B
$298K 0.18%
2,839
+25
+0.9% +$2.52K
T icon
31
AT&T
T
$159B
$289K 0.17%
11,711
-503
-4% -$12.8K
IBM icon
32
IBM
IBM
$211B
$265K 0.16%
3,117
+928
+42% +$141K
GE icon
33
GE Aerospace
GE
$374B
$257K 0.15%
2,144
+50
+2% +$5.95K
SYY icon
34
Sysco
SYY
$40.8B
$255K 0.15%
6,755
+513
+8% +$20.2K
TIP icon
35
iShares TIPS Bond ETF
TIP
$14.5B
$252K 0.15%
2,215
-309
-12% -$35K
TBT icon
36
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$304M
$251K 0.15%
6,000
– –
CPHD
37
DELISTED
Cepheid Inc
CPHD
$249K 0.15%
4,380
-397
-8% -$22.3K
ULTI
38
DELISTED
Ultimate Software Group Inc
ULTI
$246K 0.15%
1,445
+65
+5% +$10.3K
UPS icon
39
United Parcel Service
UPS
$88.6B
$227K 0.14%
+2,345
New +$241K
BRK.A icon
40
Berkshire Hathaway Class A
BRK.A
$1.1T
$218K 0.13%
1
-99
-99% -$21.9M
MMS icon
41
Maximus
MMS
$3.17B
$212K 0.13%
+3,181
New +$189K
CL icon
42
Colgate-Palmolive
CL
$73.1B
$200K 0.12%
2,888
– –
LAZ icon
43
Lazard
LAZ
$4.13B
– –
-4,615
Closed -$231K
UBS icon
44
UBS Group
UBS
$173B
– –
-29,668
Closed -$506K
VNQ icon
45
Vanguard Real Estate ETF
VNQ
$39.2B
– –
-2,507
Closed -$203K
LTM
46
DELISTED
LIFE TIME FITNESS INC
LTM
– –
-24,664
Closed -$1.4M
1
2

Similar funds

WIA
World Investment Advisors Santa Barbara, California $6.2B AUM 19.68% 1-Year Est. Return
LBA
Letko, Brosseau & Associates Montreal, Quebec, Canada $6.2B AUM 38.92% 1-Year Est. Return
B
Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return
EIP
Energy Income Partners Westport, Connecticut $6.22B AUM 18.97% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.27B AUM 14.78% 1-Year Est. Return
ACM
AKRE Capital Management Middleburg, Virginia $6.13B AUM 15.27% 1-Year Est. Return
AWA
Arkadios Wealth Advisors Atlanta, Georgia $6.13B AUM 23.41% 1-Year Est. Return
DTC
Deep Track Capital Greenwich, Connecticut $6.12B AUM 144% 1-Year Est. Return

NorthRock Partners's Q1 2015 Portfolio in Review

As of Q1 2015, NorthRock Partners held 46 positions worth $168M, up 3.2% from $163M the previous quarter. Its ten largest holdings account for 90% of the portfolio.

NorthRock Partners withdrew a net $15.6M in Q1 2015, closing 4 positions and reducing 13 holdings. Its most notable exit was LIFE TIME FITNESS INC, an estimated $1.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 26% of assets, down from 32% a quarter earlier, followed by Consumer Staples and Real Estate.

Against the trend, NorthRock Partners opened a new position in Medtronic worth $527K.

  • NorthRock Partners's largest Q1 2015 buy was Medtronic: 6,749 shares worth $527K.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q1 2015, an estimated $3.83M increase.
  • NorthRock Partners's biggest Q1 2015 reduction was Berkshire Hathaway Class A, cutting an estimated $21.9M.
  • NorthRock Partners fully exited LIFE TIME FITNESS INC in Q1 2015, selling an estimated $1.4M.
  • NorthRock Partners's ten largest holdings make up 90% of its $168M portfolio in Q1 2015.
  • NorthRock Partners opened 4 new positions and closed 4 in Q1 2015.
  • NorthRock Partners's portfolio value rose 3.2% quarter-over-quarter to $168M.

Based on NorthRock Partners's 13F filing for Q1 2015, filed 14 May 2015.