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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-3.62%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.11B
AUM Growth
-$223M
Cap. Flow
-$166M
Cap. Flow %
-14.89%
Top 10 Hldgs %
62.05%
Holding
384
New
47
Increased
128
Reduced
153
Closed
47

Top Buys

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$7.27M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.65M
3
MBB icon
iShares MBS ETF
MBB
+$2.21M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$2.05M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$1.96M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.7M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$22.1M
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$16.5M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$12.8M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$11.7M

Sector Composition

Rank Sector Weight
1 Consumer Staples 10.44%
2 Technology 10.03%
3 Financials 4.04%
4 Healthcare 3.85%
5 Consumer Discretionary 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSLK
376
DELISTED
Bolt Projects Holdings
BSLK
– –
-2,961
Closed -$573K
WRK
377
CALL
DELISTED
WestRock Company
WRK
– –
-1,000
Closed -$44K
PXD
378
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-1,101
Closed -$200K
SGEN
379
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-2,457
Closed -$380K
RAD
380
CALL
DELISTED
Rite Aid Corporation
RAD
– –
-1,200
Closed -$18K
MNDT
381
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-35,171
Closed -$617K
INFO
382
DELISTED
IHS Markit Ltd. Common Shares
INFO
– –
-2,515
Closed -$334K
CSLT
383
DELISTED
CASTLIGHT HEALTH, INC.
CSLT
– –
-18,390
Closed -$28K
STL
384
DELISTED
Sterling Bancorp
STL
– –
-11,210
Closed -$289K
12 13 14 15
16

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NorthRock Partners's Q1 2022 Portfolio in Review

As of Q1 2022, NorthRock Partners held 384 positions worth $1.11B, down 17% from $1.33B the previous quarter. Its ten largest holdings account for 62% of the portfolio.

NorthRock Partners withdrew a net $166M in Q1 2022, closing 47 positions and reducing 153 holdings. Its most notable exit was iShare MSCI Eurozone ETF, an estimated $711K position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 10% of assets, down from 11% a quarter earlier, followed by Technology and Financials.

Against the trend, NorthRock Partners opened a new position in FT Vest Fund of Buffer ETFs worth $7.38M.

  • NorthRock Partners's largest Q1 2022 buy was FT Vest Fund of Buffer ETFs: 310,591 shares worth $7.38M.
  • NorthRock Partners added most to iShares Core S&P 500 ETF in Q1 2022, an estimated $2.65M increase.
  • NorthRock Partners's biggest Q1 2022 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $38.7M.
  • NorthRock Partners fully exited iShare MSCI Eurozone ETF in Q1 2022, selling an estimated $711K.
  • NorthRock Partners's ten largest holdings make up 62% of its $1.11B portfolio in Q1 2022.
  • NorthRock Partners opened 47 new positions and closed 47 in Q1 2022.
  • NorthRock Partners's portfolio value fell 17% quarter-over-quarter to $1.11B.

Based on NorthRock Partners's 13F filing for Q1 2022, filed 5 May 2022.