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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+7.07%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$913M
AUM Growth
-$26.3M
Cap. Flow
-$84.5M
Cap. Flow %
-9.26%
Top 10 Hldgs %
60.05%
Holding
356
New
29
Increased
67
Reduced
200
Closed
43

Top Buys

Rank Stock Value
1
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$32.5M
2
TGT icon
Target
TGT
+$4.1M
3
KHC icon
Kraft Heinz
KHC
+$3.18M
4
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$1.08M
5
PGR icon
Progressive
PGR
+$954K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20M
2
AAPL icon
Apple
AAPL
+$17.8M
3
MDLZ icon
Mondelez International
MDLZ
+$13.9M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$7.77M
5
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$7.21M

Sector Composition

Rank Sector Weight
1 Technology 10.66%
2 Consumer Staples 8.44%
3 Financials 4.12%
4 Healthcare 3.57%
5 Industrials 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UP icon
351
Wheels Up
UP
$208M
– –
-132
Closed -$16.7K
VTV icon
352
Vanguard Morningstar Value ETF
VTV
$188B
– –
-1,593
Closed -$220K
WBA
353
DELISTED
Walgreens Boots Alliance
WBA
– –
-29,700
Closed -$1.03M
XLF icon
354
CALL
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
– –
-100
Closed -$3.21K
PLM.RT
355
DELISTED
PolyMet Mining Corp Rights (expiring April 4, 2023)
PLM.RT
– –
-19,262
Closed -$52
SLY
356
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
– –
-13,450
Closed -$1.13M
11 12 13 14
15

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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q2 2023 Portfolio in Review

As of Q2 2023, NorthRock Partners held 356 positions worth $913M, down 2.8% from $939M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

NorthRock Partners withdrew a net $84.5M in Q2 2023, closing 43 positions and reducing 200 holdings. Its most notable exit was Stitch Fix, an estimated $1.32M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 11% a quarter earlier, followed by Consumer Staples and Financials.

Against the trend, NorthRock Partners opened a new position in iShares 0-3 Month Treasury Bond ETF worth $32.6M.

  • NorthRock Partners's largest Q2 2023 buy was iShares 0-3 Month Treasury Bond ETF: 324,120 shares worth $32.6M.
  • NorthRock Partners added most to Target in Q2 2023, an estimated $4.1M increase.
  • NorthRock Partners's biggest Q2 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $20M.
  • NorthRock Partners fully exited Stitch Fix in Q2 2023, selling an estimated $1.32M.
  • NorthRock Partners's ten largest holdings make up 60% of its $913M portfolio in Q2 2023.
  • NorthRock Partners opened 29 new positions and closed 43 in Q2 2023.
  • NorthRock Partners's portfolio value fell 2.8% quarter-over-quarter to $913M.

Based on NorthRock Partners's 13F filing for Q2 2023, filed 2 Aug 2023.