We are live on ! Find out more
NP

NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-3.62%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.11B
AUM Growth
-$223M
Cap. Flow
-$166M
Cap. Flow %
-14.89%
Top 10 Hldgs %
62.05%
Holding
384
New
47
Increased
128
Reduced
153
Closed
47

Top Buys

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$7.27M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.65M
3
MBB icon
iShares MBS ETF
MBB
+$2.21M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$2.05M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$1.96M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.7M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$22.1M
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$16.5M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$12.8M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$11.7M

Sector Composition

Rank Sector Weight
1 Consumer Staples 10.44%
2 Technology 10.03%
3 Financials 4.04%
4 Healthcare 3.85%
5 Consumer Discretionary 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GAB icon
276
Gabelli Equity Trust
GAB
$1.75B
$249K 0.02%
36,000
– –
OSK icon
277
Oshkosh
OSK
$8.79B
$248K 0.02%
+2,460
New +$276K
PANW icon
278
Palo Alto Networks
PANW
$270B
$246K 0.02%
2,370
-2,004
-46% -$179K
TRV icon
279
Travelers Companies
TRV
$78.1B
$246K 0.02%
+1,346
New +$231K
ZBRA icon
280
Zebra Technologies
ZBRA
$14B
$245K 0.02%
592
+29
+5% +$13.3K
AIG icon
281
American International
AIG
$41.7B
$244K 0.02%
+3,882
New +$233K
CSX icon
282
CSX Corp
CSX
$93.4B
$244K 0.02%
6,517
+370
+6% +$13.1K
PWB icon
283
Invesco Large Cap Growth ETF
PWB
$2.29B
$244K 0.02%
3,380
– –
LYV icon
284
Live Nation Entertainment
LYV
$40.6B
$241K 0.02%
+2,050
New +$234K
TMUS icon
285
T-Mobile US
TMUS
$185B
$241K 0.02%
+1,874
New +$223K
WAT icon
286
Waters Corp
WAT
$37B
$241K 0.02%
776
+8
+1% +$2.6K
SCHW
287
Charles Schwab
SCHW
$183B
$239K 0.02%
2,839
-223
-7% -$19.6K
COF icon
288
Capital One
COF
$128B
$238K 0.02%
1,810
+389
+27% +$56.7K
CPB icon
289
Campbell Soup
CPB
$6.55B
$238K 0.02%
5,332
-5
-0.1% -$221
LNT icon
290
Alliant Energy
LNT
$18.3B
$237K 0.02%
+3,786
New +$225K
FTNT icon
291
Fortinet
FTNT
$119B
$236K 0.02%
3,460
-965
-22% -$60K
ATRC icon
292
AtriCure
ATRC
$1.92B
$234K 0.02%
3,556
+20
+0.6% +$1.3K
GWW icon
293
W.W. Grainger
GWW
$65.3B
$233K 0.02%
+451
New +$222K
SRLN icon
294
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$233K 0.02%
+5,180
New +$234K
TLTD icon
295
FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund
TLTD
$668M
$233K 0.02%
3,422
+6
+0.2% +$416
DD icon
296
DuPont de Nemours
DD
$18.5B
$232K 0.02%
2,507
+536
+27% +$52.3K
AEP icon
297
American Electric Power
AEP
$69.6B
$230K 0.02%
2,307
-973
-30% -$88.9K
A icon
298
Agilent Technologies
A
$39.1B
$228K 0.02%
1,721
+247
+17% +$34K
KEY icon
299
KeyCorp
KEY
$24.2B
$227K 0.02%
10,155
+1,044
+11% +$26K
PARA
300
DELISTED
Paramount Global Class B
PARA
$225K 0.02%
+5,960
New +$203K
10 11
12
13 14

Similar funds

WIA
World Investment Advisors Santa Barbara, California $6.2B AUM 19.68% 1-Year Est. Return
LBA
Letko, Brosseau & Associates Montreal, Quebec, Canada $6.2B AUM 38.92% 1-Year Est. Return
B
Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return
EIP
Energy Income Partners Westport, Connecticut $6.22B AUM 18.97% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.27B AUM 14.78% 1-Year Est. Return
ACM
AKRE Capital Management Middleburg, Virginia $6.13B AUM 15.27% 1-Year Est. Return
AWA
Arkadios Wealth Advisors Atlanta, Georgia $6.13B AUM 23.41% 1-Year Est. Return
DTC
Deep Track Capital Greenwich, Connecticut $6.12B AUM 144% 1-Year Est. Return

NorthRock Partners's Q1 2022 Portfolio in Review

As of Q1 2022, NorthRock Partners held 384 positions worth $1.11B, down 17% from $1.33B the previous quarter. Its ten largest holdings account for 62% of the portfolio.

NorthRock Partners withdrew a net $166M in Q1 2022, closing 47 positions and reducing 153 holdings. Its most notable exit was iShare MSCI Eurozone ETF, an estimated $711K position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 10% of assets, down from 11% a quarter earlier, followed by Technology and Financials.

Against the trend, NorthRock Partners opened a new position in FT Vest Fund of Buffer ETFs worth $7.38M.

  • NorthRock Partners's largest Q1 2022 buy was FT Vest Fund of Buffer ETFs: 310,591 shares worth $7.38M.
  • NorthRock Partners added most to iShares Core S&P 500 ETF in Q1 2022, an estimated $2.65M increase.
  • NorthRock Partners's biggest Q1 2022 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $38.7M.
  • NorthRock Partners fully exited iShare MSCI Eurozone ETF in Q1 2022, selling an estimated $711K.
  • NorthRock Partners's ten largest holdings make up 62% of its $1.11B portfolio in Q1 2022.
  • NorthRock Partners opened 47 new positions and closed 47 in Q1 2022.
  • NorthRock Partners's portfolio value fell 17% quarter-over-quarter to $1.11B.

Based on NorthRock Partners's 13F filing for Q1 2022, filed 5 May 2022.