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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-21.32%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$714M
AUM Growth
-$233M
Cap. Flow
+$4.11M
Cap. Flow %
0.58%
Top 10 Hldgs %
54.39%
Holding
293
New
13
Increased
55
Reduced
131
Closed
93

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$33.9M
2
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$15.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.9M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$10.6M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$10.2M

Top Sells

Rank Stock Value
1
MDLZ icon
Mondelez International
MDLZ
+$20M
2
SPYD icon
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
+$19.7M
3
HDV
iShares Core High Dividend ETF
HDV
+$4.8M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.51M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.34M

Sector Composition

Rank Sector Weight
1 Consumer Staples 14.48%
2 Technology 5.99%
3 Financials 3.58%
4 Healthcare 2.98%
5 Communication Services 1.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXN icon
276
Texas Instruments
TXN
$252B
– –
-4,560
Closed -$585K
UL icon
277
Unilever
UL
$137B
– –
-3,234
Closed -$208K
USB icon
278
US Bancorp
USB
$98.2B
– –
-5,262
Closed -$312K
VCSH icon
279
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
– –
-3,332
Closed -$270K
VEA icon
280
Vanguard FTSE Developed Markets ETF
VEA
$229B
– –
-8,534
Closed -$376K
VGK icon
281
Vanguard FTSE Europe ETF
VGK
$30.7B
– –
-2,713
Closed -$159K
VOD icon
282
Vodafone
VOD
$36.3B
– –
-19,193
Closed -$371K
VONG icon
283
Vanguard Russell 1000 Growth ETF
VONG
$42.8B
– –
-4,464
Closed -$202K
VRSK icon
284
Verisk Analytics
VRSK
$25.4B
– –
-1,379
Closed -$206K
VTR icon
285
Ventas
VTR
$48B
– –
-5,525
Closed -$319K
WCN
286
Waste Connections
WCN
$42.2B
– –
-5,606
Closed -$509K
WELL icon
287
Welltower
WELL
$169B
– –
-4,549
Closed -$372K
WHR icon
288
Whirlpool
WHR
$2.43B
– –
-2,142
Closed -$316K
WPC icon
289
W.P. Carey
WPC
$16.8B
– –
-4,031
Closed -$316K
YUM icon
290
Yum! Brands
YUM
$41.8B
– –
-2,373
Closed -$239K
CEM
291
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
– –
-3,677
Closed -$207K
JPS
292
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-20,738
Closed -$208K
RTN
293
DELISTED
Raytheon Company
RTN
– –
-1,452
Closed -$319K
8 9 10 11
12

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LBA
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B
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EIP
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CA
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ACM
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DTC
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NorthRock Partners's Q1 2020 Portfolio in Review

As of Q1 2020, NorthRock Partners held 293 positions worth $714M, down 25% from $947M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

NorthRock Partners's Q1 2020 filing shows 13 new, 55 increased, 131 reduced and 93 closed positions. Its largest new stake was FS KKR Capital: 295,309 shares worth $3.54M. The largest sale was Mondelez International, an estimated $20M.

By sector, the portfolio is most concentrated in Consumer Staples at 14% of assets, down from 16% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q1 2020 buy was FS KKR Capital: 295,309 shares worth $3.54M.
  • NorthRock Partners added most to State Street SPDR Portfolio S&P 500 Value ETF in Q1 2020, an estimated $33.9M increase.
  • NorthRock Partners's biggest Q1 2020 reduction was Mondelez International, cutting an estimated $20M.
  • NorthRock Partners fully exited State Street SPDR Portfolio S&P 500 High Dividend ETF in Q1 2020, selling an estimated $19.7M.
  • NorthRock Partners's ten largest holdings make up 54% of its $714M portfolio in Q1 2020.
  • NorthRock Partners opened 13 new positions and closed 93 in Q1 2020.
  • NorthRock Partners's portfolio value fell 25% quarter-over-quarter to $714M.

Based on NorthRock Partners's 13F filing for Q1 2020, filed 13 May 2020.