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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+8.36%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.1B
AUM Growth
+$84.6M
Cap. Flow
+$8.1M
Cap. Flow %
0.74%
Top 10 Hldgs %
66.61%
Holding
254
New
21
Increased
77
Reduced
114
Closed
20

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$13.3M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.98M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$6.58M
4
TGT icon
Target
TGT
+$4.24M
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.15M

Top Sells

Rank Stock Value
1
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$8.51M
2
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$5.73M
3
MBB icon
iShares MBS ETF
MBB
+$4.59M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$2.07M
5
PM icon
Philip Morris
PM
+$1.41M

Sector Composition

Rank Sector Weight
1 Consumer Staples 13.96%
2 Technology 6.88%
3 Financials 4.09%
4 Healthcare 2.6%
5 Consumer Discretionary 1.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLM
226
DELISTED
PolyMet Mining Corp.
PLM
$58K 0.01%
18,312
-363
-2% -$1.41K
WRK
227
CALL
DELISTED
WestRock Company
WRK
$52K ﹤0.01%
1,000
– –
RMBS icon
228
CALL
Rambus
RMBS
$10B
$41K ﹤0.01%
2,100
-2,900
-58% -$58.2K
NGD
229
DELISTED
New Gold Inc
NGD
$39K ﹤0.01%
25,042
+11,889
+90% +$21.5K
RAD
230
CALL
DELISTED
Rite Aid Corporation
RAD
$25K ﹤0.01%
+1,200
New +$26K
BB icon
231
CALL
BlackBerry
BB
$5B
$24K ﹤0.01%
2,800
– –
XWEL icon
232
XWELL
XWEL
$8.95M
$19K ﹤0.01%
505
+3
+0.6% +$115
KNDI
233
CALL
Kandi Technologies Group
KNDI
$65.9M
$9K ﹤0.01%
+1,400
New +$10.7K
EMWP
234
CALL
DELISTED
Eros Media World PLC
EMWP
$5K ﹤0.01%
+150
New +$6.03K
ACWV icon
235
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.31B
– –
-2,642
Closed -$256K
BB icon
236
BlackBerry
BB
$5B
– –
-25,163
Closed -$282K
CEF icon
237
Sprott Physical Gold and Silver Trust
CEF
$7.4B
– –
-43,280
Closed -$837K
CYCN icon
238
Cyclerion Therapeutics
CYCN
$15.2M
– –
-500
Closed -$31K
D icon
239
Dominion Energy
D
$61.1B
– –
-3,275
Closed -$246K
F icon
240
Ford
F
$58.1B
– –
-11,642
Closed -$102K
ITOT icon
241
iShares Core S&P Total US Stock Market ETF
ITOT
$93.8B
– –
-2,331
Closed -$201K
KHC icon
242
CALL
Kraft Heinz
KHC
$30.8B
– –
-1,000
Closed -$35K
LHX icon
243
L3Harris
LHX
$50.8B
– –
-1,648
Closed -$311K
MBB icon
244
iShares MBS ETF
MBB
$38.9B
– –
-41,609
Closed -$4.59M
QCOM icon
245
CALL
Qualcomm
QCOM
$156B
– –
-500
Closed -$76K
SBH icon
246
Sally Beauty Holdings
SBH
$1.45B
– –
-59,475
Closed -$776K
SCHG icon
247
Schwab US Large-Cap Growth ETF
SCHG
$59.2B
– –
-12,992
Closed -$209K
SCHO icon
248
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
– –
-7,954
Closed -$204K
VB icon
249
Vanguard Morningstar Small-Cap ETF
VB
$79.3B
– –
-1,299
Closed -$253K
VTEB icon
250
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.1B
– –
-3,813
Closed -$210K
7 8 9
10
11

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q1 2021 Portfolio in Review

As of Q1 2021, NorthRock Partners held 254 positions worth $1.1B, up 8.3% from $1.01B the previous quarter. Its ten largest holdings account for 67% of the portfolio.

NorthRock Partners's Q1 2021 filing shows 21 new, 77 increased, 114 reduced and 20 closed positions. Its largest new stake was Mandiant, Inc. Common Stock: 35,173 shares worth $688K. The largest sale was iShares MSCI EAFE Value ETF, an estimated $8.51M.

By sector, the portfolio is most concentrated in Consumer Staples at 14% of assets, up from 14% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q1 2021 buy was Mandiant, Inc. Common Stock: 35,173 shares worth $688K.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q1 2021, an estimated $13.3M increase.
  • NorthRock Partners's biggest Q1 2021 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $8.51M.
  • NorthRock Partners fully exited iShares MBS ETF in Q1 2021, selling an estimated $4.59M.
  • NorthRock Partners's ten largest holdings make up 67% of its $1.1B portfolio in Q1 2021.
  • NorthRock Partners opened 21 new positions and closed 20 in Q1 2021.
  • NorthRock Partners's portfolio value rose 8.3% quarter-over-quarter to $1.1B.

Based on NorthRock Partners's 13F filing for Q1 2021, filed 11 May 2021.