NorthRock Partners’s Sprott Physical Gold and Silver Trust CEF Stock Holding History

NorthRock Partners’s Portfolio CEF Stock Details CEF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-43,280	Closed	-$837K	–	237
2020 Q4	$837K	Sell	43,280 -11,925	-22%	-$222K	0.08%	89
2020 Q3	$1.01M	Sell	55,205 -2	-0%	-$38	0.11%	76
2020 Q2	$933K	Buy	+55,207	New	+$879K	0.11%	81

Other funds holding CEF

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Parallax Volatility Advisers San Francisco, California $38.6B AUM 45.89% 1-Year Est. Return

JAM

Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return

CTC

Central Trust Company Jefferson City, Missouri $5.08B AUM 25.65% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

SRC

Shufro Rose & Co New York $1.47B AUM 19.38% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MAP

Managed Asset Portfolios Rochester, Michigan $834M AUM 33.97% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

HHGC

Hunting Hill Global Capital New York $129M AUM 17.34% 1-Year Est. Return

NorthRock Partners's CEF Position: Q1 2021 in Review

NorthRock Partners sold out of Sprott Physical Gold and Silver Trust (CEF) in Q1 2021, closing a stake of 43,280 shares — an estimated $837K sold.

NorthRock Partners first reported a position in CEF in Q2 2020 and held it in 3 quarters. The position peaked at $1.01M in Q3 2020. 255 funds tracked by Wall St. Rank hold CEF as of Q1 2021.

NorthRock Partners reported no remaining Sprott Physical Gold and Silver Trust position as of Q1 2021 after selling out during the quarter.
NorthRock Partners sold 43,280 Sprott Physical Gold and Silver Trust shares in Q1 2021, an estimated $837K.
NorthRock Partners first reported a position in Sprott Physical Gold and Silver Trust in Q2 2020 and held it in 3 quarters.
NorthRock Partners's Sprott Physical Gold and Silver Trust position peaked at $1.01M in Q3 2020.
255 funds tracked by Wall St. Rank held Sprott Physical Gold and Silver Trust as of Q1 2021.

Based on NorthRock Partners's 13F filing for Q1 2021, filed 11 May 2021.