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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+15%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.01B
AUM Growth
+$113M
Cap. Flow
-$20.2M
Cap. Flow %
-1.99%
Top 10 Hldgs %
63.39%
Holding
257
New
35
Increased
48
Reduced
132
Closed
24

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$9.5M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$3.65M
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$3.59M
4
PTPI
Petros Pharmaceuticals
PTPI
+$1.45M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.31M

Top Sells

Rank Stock Value
1
AMP icon
Ameriprise Financial
AMP
+$5.28M
2
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$4.62M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.3M
4
AAPL icon
Apple
AAPL
+$2.41M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$2.22M

Sector Composition

Rank Sector Weight
1 Consumer Staples 13.74%
2 Technology 7.39%
3 Financials 3.8%
4 Healthcare 2.64%
5 Consumer Discretionary 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLM
226
DELISTED
PolyMet Mining Corp.
PLM
$62K 0.01%
+18,675
New +$68.9K
SMSI icon
227
Smith Micro Software
SMSI
$14.5M
$54K 0.01%
250
– –
WRK
228
CALL
DELISTED
WestRock Company
WRK
$44K ﹤0.01%
+1,000
New +$41.3K
KHC icon
229
CALL
Kraft Heinz
KHC
$30.7B
$35K ﹤0.01%
+1,000
New +$32.5K
CYCN icon
230
Cyclerion Therapeutics
CYCN
$14.9M
$31K ﹤0.01%
+500
New +$34.1K
NGD
231
DELISTED
New Gold Inc
NGD
$29K ﹤0.01%
+13,153
New +$26.8K
BB icon
232
CALL
BlackBerry
BB
$4.98B
$19K ﹤0.01%
+2,800
New +$16.6K
XWEL icon
233
XWELL
XWEL
$8.28M
$12K ﹤0.01%
+502
New +$17.7K
AMGN icon
234
Amgen
AMGN
$208B
– –
-932
Closed -$237K
BND icon
235
Vanguard Total Bond Market
BND
$157B
– –
-2,740
Closed -$242K
DIVO icon
236
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.5B
– –
-7,324
Closed -$223K
DXCM icon
237
DexCom
DXCM
$32.2B
– –
-2,244
Closed -$231K
ENB icon
238
Enbridge
ENB
$119B
– –
-9,545
Closed -$278K
FFC
239
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$777M
– –
-13,768
Closed -$289K
GIS icon
240
General Mills
GIS
$19.1B
– –
-4,597
Closed -$284K
GLD icon
241
SPDR Gold Trust
GLD
$131B
– –
-1,330
Closed -$236K
HRL icon
242
Hormel Foods
HRL
$13.8B
– –
-5,115
Closed -$250K
IAU icon
243
iShares Gold Trust
IAU
$62.9B
– –
-6,899
Closed -$248K
IDHQ icon
244
Invesco S&P International Developed Quality ETF
IDHQ
$928M
– –
-7,985
Closed -$210K
IHDG icon
245
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.22B
– –
-7,689
Closed -$281K
JFR icon
246
Nuveen Floating Rate Income Fund
JFR
$1.24B
– –
-10,536
Closed -$88K
OPRX icon
247
OptimizeRx
OPRX
$114M
– –
-10,000
Closed -$209K
PDT
248
John Hancock Premium Dividend Fund
PDT
$634M
– –
-16,493
Closed -$205K
PINS icon
249
Pinterest
PINS
$13.4B
– –
-11,054
Closed -$459K
RMTI icon
250
Rockwell Medical
RMTI
$28.4M
– –
-170
Closed -$20K
7 8 9
10
11

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DTC
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NorthRock Partners's Q4 2020 Portfolio in Review

As of Q4 2020, NorthRock Partners held 257 positions worth $1.01B, up 13% from $902M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

NorthRock Partners's Q4 2020 filing shows 35 new, 48 increased, 132 reduced and 24 closed positions. Its largest new stake was Petros Pharmaceuticals: 1,540 shares worth $1.69M. The largest sale was Ameriprise Financial, an estimated $5.28M.

By sector, the portfolio is most concentrated in Consumer Staples at 14% of assets, down from 15% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q4 2020 buy was Petros Pharmaceuticals: 1,540 shares worth $1.69M.
  • NorthRock Partners added most to JPMorgan Ultra-Short Income ETF in Q4 2020, an estimated $9.5M increase.
  • NorthRock Partners's biggest Q4 2020 reduction was Ameriprise Financial, cutting an estimated $5.28M.
  • NorthRock Partners fully exited Pinterest in Q4 2020, selling an estimated $459K.
  • NorthRock Partners's ten largest holdings make up 63% of its $1.01B portfolio in Q4 2020.
  • NorthRock Partners opened 35 new positions and closed 24 in Q4 2020.
  • NorthRock Partners's portfolio value rose 13% quarter-over-quarter to $1.01B.

Based on NorthRock Partners's 13F filing for Q4 2020, filed 8 Feb 2021.