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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-21.32%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$714M
AUM Growth
-$233M
Cap. Flow
+$4.11M
Cap. Flow %
0.58%
Top 10 Hldgs %
54.39%
Holding
293
New
13
Increased
55
Reduced
131
Closed
93

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$33.9M
2
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$15.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.9M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$10.6M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$10.2M

Top Sells

Rank Stock Value
1
MDLZ icon
Mondelez International
MDLZ
+$20M
2
SPYD icon
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
+$19.7M
3
HDV
iShares Core High Dividend ETF
HDV
+$4.8M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.51M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.34M

Sector Composition

Rank Sector Weight
1 Consumer Staples 14.48%
2 Technology 5.99%
3 Financials 3.58%
4 Healthcare 2.98%
5 Communication Services 1.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIA icon
226
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
– –
-196
Closed -$56K
ECL icon
227
Ecolab
ECL
$78.1B
– –
-2,555
Closed -$493K
EEM icon
228
iShares MSCI Emerging Markets ETF
EEM
$28.8B
– –
-5,995
Closed -$269K
EFR
229
Eaton Vance Senior Floating-Rate Fund
EFR
$312M
– –
-19,188
Closed -$260K
EPAM icon
230
EPAM Systems
EPAM
$5.51B
– –
-1,914
Closed -$406K
EPP icon
231
iShares MSCI Pacific ex Japan ETF
EPP
$2.22B
– –
-346
Closed -$16K
EQIX icon
232
Equinix
EQIX
$101B
– –
-361
Closed -$211K
ETN icon
233
Eaton
ETN
$161B
– –
-3,357
Closed -$318K
EWJ icon
234
iShares MSCI Japan ETF
EWJ
$21.9B
– –
-760
Closed -$45K
FIS icon
235
Fidelity National Information Services
FIS
$23.1B
– –
-2,790
Closed -$388K
FNF icon
236
Fidelity National Financial
FNF
$13.9B
– –
-7,270
Closed -$317K
FTV icon
237
Fortive
FTV
$17.9B
– –
-4,421
Closed -$213K
GGG icon
238
Graco
GGG
$12.9B
– –
-500
Closed -$26K
GSK icon
239
GSK
GSK
$104B
– –
-13,382
Closed -$786K
HBAN icon
240
Huntington Bancshares
HBAN
$34.4B
– –
-39,854
Closed -$601K
HSII
241
DELISTED
Heidrick & Struggles
HSII
– –
-738
Closed -$24K
ICE icon
242
Intercontinental Exchange
ICE
$85.6B
– –
-3,782
Closed -$350K
IJH icon
243
iShares Core S&P Mid-Cap ETF
IJH
$122B
– –
-8,820
Closed -$363K
IP icon
244
International Paper
IP
$21.6B
– –
-1,331
Closed -$58K
IVE icon
245
iShares S&P 500 Value ETF
IVE
$49B
– –
-208
Closed -$27K
IYF icon
246
iShares US Financials ETF
IYF
$4.67B
– –
-7,112
Closed -$490K
JWN
247
DELISTED
Nordstrom
JWN
– –
-7,134
Closed -$292K
KIM icon
248
Kimco Realty
KIM
$17.2B
– –
-10,285
Closed -$213K
KLAC icon
249
KLA
KLAC
$239B
– –
-11,790
Closed -$210K
LAMR icon
250
Lamar Advertising Co
LAMR
$16.2B
– –
-2,902
Closed -$259K
8 9
10
11 12

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q1 2020 Portfolio in Review

As of Q1 2020, NorthRock Partners held 293 positions worth $714M, down 25% from $947M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

NorthRock Partners's Q1 2020 filing shows 13 new, 55 increased, 131 reduced and 93 closed positions. Its largest new stake was FS KKR Capital: 295,309 shares worth $3.54M. The largest sale was Mondelez International, an estimated $20M.

By sector, the portfolio is most concentrated in Consumer Staples at 14% of assets, down from 16% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q1 2020 buy was FS KKR Capital: 295,309 shares worth $3.54M.
  • NorthRock Partners added most to State Street SPDR Portfolio S&P 500 Value ETF in Q1 2020, an estimated $33.9M increase.
  • NorthRock Partners's biggest Q1 2020 reduction was Mondelez International, cutting an estimated $20M.
  • NorthRock Partners fully exited State Street SPDR Portfolio S&P 500 High Dividend ETF in Q1 2020, selling an estimated $19.7M.
  • NorthRock Partners's ten largest holdings make up 54% of its $714M portfolio in Q1 2020.
  • NorthRock Partners opened 13 new positions and closed 93 in Q1 2020.
  • NorthRock Partners's portfolio value fell 25% quarter-over-quarter to $714M.

Based on NorthRock Partners's 13F filing for Q1 2020, filed 13 May 2020.