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NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
+12.2%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$6.89B
AUM Growth
+$688M
Cap. Flow
-$247M
Cap. Flow %
-3.59%
Top 10 Hldgs %
44.32%
Holding
743
New
65
Increased
240
Reduced
333
Closed
63

Top Buys

Rank Stock Value
1
TAFM icon
AB Tax-Aware Intermediate Municipal ETF
TAFM
+$67M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$49.7M
3
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$39.7M
4
IGF icon
iShares Global Infrastructure ETF
IGF
+$27.4M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$18.2M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$140M
2
JMTG
JPMorgan Mortgage-Backed Securities ETF
JMTG
+$84.3M
3
VGT icon
Vanguard Information Technology ETF
VGT
+$75.8M
4
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$42.2M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$42.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 83.13%
2 Technology 6.85%
3 Consumer Staples 2.44%
4 Financials 2.26%
5 Industrials 1.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRS icon
226
Carpenter Technology
CRS
$20.4B
$1.87M 0.03%
3,039
-83
-3% -$39.1K
QLYS icon
227
Qualys
QLYS
$6.33B
$1.86M 0.03%
13,501
+112
+0.8% +$11K
GIS icon
228
General Mills
GIS
$19.7B
$1.85M 0.03%
53,156
-1,251
-2% -$43.2K
FMDE icon
229
Fidelity Enhanced Mid Cap Core ETF
FMDE
$8.17B
$1.83M 0.03%
45,218
-1,543
-3% -$60K
SCHR
230
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$1.83M 0.03%
74,296
+47,419
+176% +$1.17M
PCN
231
PIMCO Corporate & Income Strategy Fund
PCN
$853M
$1.74M 0.03%
145,358
+8,417
+6% +$100K
DLTR icon
232
Dollar Tree
DLTR
$21.1B
$1.73M 0.03%
14,323
-5
-0% -$520
NVDU icon
233
Direxion Daily NVDA Bull 2X ETF
NVDU
$481M
$1.71M 0.02%
14,400
– –
ITOT icon
234
iShares Core S&P Total US Stock Market ETF
ITOT
$94.7B
$1.7M 0.02%
10,350
-927
-8% -$147K
TWLO icon
235
Twilio
TWLO
$36.7B
$1.7M 0.02%
8,235
-101
-1% -$17.9K
WPC icon
236
W.P. Carey
WPC
$15.2B
$1.68M 0.02%
23,519
-2,676
-10% -$196K
PANW icon
237
Palo Alto Networks
PANW
$307B
$1.67M 0.02%
4,911
-21
-0.4% -$4.81K
USB icon
238
US Bancorp
USB
$93.1B
$1.67M 0.02%
27,670
+351
+1% +$19.7K
RBLX icon
239
Roblox
RBLX
$33.9B
$1.65M 0.02%
30,413
+3,660
+14% +$182K
AVUV icon
240
Avantis US Small Cap Value ETF
AVUV
$30.9B
$1.62M 0.02%
13,018
-432
-3% -$51.5K
VZ icon
241
Verizon
VZ
$207B
$1.62M 0.02%
38,201
-641
-2% -$30.1K
IYR icon
242
iShares US Real Estate ETF
IYR
$4.24B
$1.61M 0.02%
15,738
-362
-2% -$36.7K
CENTA icon
243
Central Garden & Pet Co Class A
CENTA
$2.19B
$1.61M 0.02%
41,402
-2,012
-5% -$70.2K
SNPE icon
244
Xtrackers S&P 500 ESG ETF
SNPE
$2.87B
$1.6M 0.02%
23,183
-25
-0.1% -$1.66K
ASML icon
245
ASML
ASML
$615B
$1.57M 0.02%
791
+95
+14% +$151K
XLY icon
246
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21B
$1.57M 0.02%
13,374
-16,773
-56% -$1.96M
EEM icon
247
iShares MSCI Emerging Markets ETF
EEM
$30.5B
$1.57M 0.02%
22,916
+330
+1% +$21.6K
SMLV icon
248
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$250M
$1.55M 0.02%
9,880
-932
-9% -$138K
OEF icon
249
iShares S&P 100 ETF
OEF
$20B
$1.54M 0.02%
4,213
-1,341
-24% -$480K
VGIT icon
250
Vanguard Intermediate-Term Treasury ETF
VGIT
$39.1B
$1.53M 0.02%
25,908
-568
-2% -$33.6K
8 9
10
11 12

Similar funds

PFS
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DTC
Deep Track Capital Greenwich, Connecticut $6.87B AUM 205.24% 1-Year Est. Return
NPT
National Philanthropic Trust Jenkintown, Pennsylvania $6.92B AUM 24.7% 1-Year Est. Return
RCWMU
Rothschild & Co Wealth Management (UK) London, United Kingdom $6.93B AUM 1.4% 1-Year Est. Return
EWM
Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.93B AUM 17.96% 1-Year Est. Return
CI
Cincinnati Insurance Fairfield, Ohio $6.94B AUM 20.24% 1-Year Est. Return
JSSH
J. Safra Sarasin Holding $6.97B AUM 32.91% 1-Year Est. Return

NorthRock Partners's Q2 2026 Portfolio in Review

As of Q2 2026, NorthRock Partners held 743 positions worth $6.89B, up 11% from $6.2B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

NorthRock Partners withdrew a net $247M in Q2 2026, closing 63 positions and reducing 333 holdings. Its most notable exit was ExxonMobil, an estimated $10.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 83% of assets, down from 83% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, NorthRock Partners opened a new position in iShares Flexible Equity Active ETF worth $8.61M.

  • NorthRock Partners's largest Q2 2026 buy was iShares Flexible Equity Active ETF: 336,225 shares worth $8.61M.
  • NorthRock Partners added most to AB Tax-Aware Intermediate Municipal ETF in Q2 2026, an estimated $67M increase.
  • NorthRock Partners's biggest Q2 2026 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $140M.
  • NorthRock Partners fully exited ExxonMobil in Q2 2026, selling an estimated $10.3M.
  • NorthRock Partners's ten largest holdings make up 44% of its $6.89B portfolio in Q2 2026.
  • NorthRock Partners opened 65 new positions and closed 63 in Q2 2026.
  • NorthRock Partners's portfolio value rose 11% quarter-over-quarter to $6.89B.

Based on NorthRock Partners's 13F filing for Q2 2026, filed 11 Aug 2026.