NorthRock Partners’s State Street SPDR US Small Cap Low Volatility Index ETF SMLV Stock Holding History

NorthRock Partners’s Portfolio SMLV Stock Details SMLV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$1.55M	Sell	9,880 -932	-9%	-$138K	0.02%	248
2026 Q1	$1.48M	Buy	10,812 +1	+0%	+$139	0.02%	243
2025 Q4	$1.42M	Buy	10,811 +1,390	+15%	+$180K	0.02%	231
2025 Q3	$1.22M	Buy	+9,421	New	+$1.22M	0.02%	302

Other funds holding SMLV

HCM

Howard Capital Management Roswell, Georgia $8.4B AUM 51.89% 1-Year Est. Return

Dorval Corp Maple Grove, Minnesota $347M AUM 9.29% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

MCM

McKinney Capital Management Houston, Texas $254M AUM

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

AQR Capital Management Greenwich, Connecticut $287B AUM 42.33% 1-Year Est. Return

RCP

Roan Capital Partners Johnson City, Tennessee $121M AUM

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

NorthRock Partners's SMLV Position: Q2 2026 in Review

NorthRock Partners reduced its State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) stake by 8.6% in Q2 2026, selling an estimated $138K and leaving 9,880 shares worth $1.55M. The position accounts for 0.02% of the portfolio, ranked #248.

NorthRock Partners first reported a position in SMLV in Q3 2025 and has held it in 4 quarters since. 100 funds tracked by Wall St. Rank hold SMLV as of Q2 2026.

NorthRock Partners held 9,880 shares of State Street SPDR US Small Cap Low Volatility Index ETF worth $1.55M as of Q2 2026.
NorthRock Partners sold 932 State Street SPDR US Small Cap Low Volatility Index ETF shares in Q2 2026, an estimated $138K.
State Street SPDR US Small Cap Low Volatility Index ETF made up 0.02% of NorthRock Partners's portfolio in Q2 2026, its #248 holding.
NorthRock Partners first reported a position in State Street SPDR US Small Cap Low Volatility Index ETF in Q3 2025 and has held it in 4 quarters since.
100 funds tracked by Wall St. Rank held State Street SPDR US Small Cap Low Volatility Index ETF as of Q2 2026.

Based on NorthRock Partners's 13F filing for Q2 2026, filed 11 Aug 2026.