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DSN
D. Scott Neal Portfolio holdings
AUM
$216M
1-Year Est. Return
33.28%
This Fund
S&P 500
This Quarter
Est. Return
+2.7%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$166M
AUM Growth
+$19M
(+13%)
Cap. Flow
+$14.7M
Cap. Flow
% of AUM
8.85%
Top 10 Holdings %
Top 10 Hldgs %
79.02%
Holding
214
New
25
Increased
30
Reduced
40
Closed
22
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$12.5M |
| 2 |
iShares Russell 2000 ETF
IWM
|
+$5.49M |
| 3 |
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
|
+$2.95M |
| 4 |
BSCN
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
|
+$1.43M |
| 5 |
Vanguard Real Estate ETF
VNQ
|
+$1.37M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Select Dividend ETF
DVY
|
+$2.06M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.03M |
| 3 |
Vanguard Long-Term Bond ETF
BLV
|
+$1.35M |
| 4 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$1.24M |
| 5 |
Vanguard Short-Term Corporate Bond ETF
VCSH
|
+$1.09M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 1.04% |
| 2 | Consumer Staples | 0.99% |
| 3 | Industrials | 0.9% |
| 4 | Financials | 0.68% |
| 5 | Healthcare | 0.61% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
United States Oil Fund
USO
$2.02B
| – | – |
-1
| Closed | – |
|
202
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.1B
| – | – |
-137
| Closed | -$17K |
|
203
Vanguard FTSE Developed Markets ETF
VEA
$229B
| $0 | ﹤0.01% |
1
-29
| -97% | -$1.23K |
|
204
Vanguard Morningstar Mid-Cap ETF
VO
$106B
| $0 | ﹤0.01% |
8
-180
| -96% | -$6.49K |
|
205
Warner Bros
WBD
$65.9B
| – | – |
-15
| Closed | – |
|
|
X
206
DELISTED
US Steel
X
| $0 | ﹤0.01% |
11
| – | – |
|
|
VRTV
207
DELISTED
VERITIV CORPORATION
VRTV
| $0 | ﹤0.01% |
1
| – | – |
|
|
DISCK
208
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
| – | – |
-15
| Closed | – |
|
|
NBL
209
DELISTED
Noble Energy, Inc.
NBL
| – | – |
-8
| Closed | – |
|
|
CHK
210
DELISTED
Chesapeake Energy Corporation
CHK
| – | – |
0
| – | – |
|
|
DGAS
211
DELISTED
Delta Natural Gas Co Inc
DGAS
| – | – |
-5,325
| Closed | -$162K |
|
|
RAI
212
DELISTED
Reynolds American Inc
RAI
| – | – |
-3,234
| Closed | -$210K |
|
|
DISH
213
DELISTED
DISH Network Corp.
DISH
| – | – |
-1,356
| Closed | -$85K |
|
|
FTR
214
DELISTED
Frontier Communications Corp.
FTR
| $0 | ﹤0.01% |
+3
| New | +$42 |
|
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D. Scott Neal's Q3 2017 Portfolio in Review
As of Q3 2017, D. Scott Neal held 214 positions worth $166M, up 13% from $147M the previous quarter. Its ten largest holdings account for 79% of the portfolio.
D. Scott Neal deployed $14.7M of net new capital in Q3 2017, opening 25 new positions and adding to 30 existing holdings. Its largest new stake was Vanguard Intermediate-Term Corporate Bond ETF: 33,504 shares worth $2.95M.
By sector, the portfolio is most concentrated in Technology at 1% of assets, down from 1.6% a quarter earlier, followed by Consumer Staples and Industrials.
On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $2.06M trimmed.
- D. Scott Neal's largest Q3 2017 buy was Vanguard Intermediate-Term Corporate Bond ETF: 33,504 shares worth $2.95M.
- D. Scott Neal added most to State Street SPDR S&P MIDCAP 400 ETF Trust in Q3 2017, an estimated $12.5M increase.
- D. Scott Neal's biggest Q3 2017 reduction was iShares Select Dividend ETF, cutting an estimated $2.06M.
- D. Scott Neal fully exited State Street SPDR Portfolio Short Term Corporate Bond ETF in Q3 2017, selling an estimated $311K.
- D. Scott Neal's ten largest holdings make up 79% of its $166M portfolio in Q3 2017.
- D. Scott Neal opened 25 new positions and closed 22 in Q3 2017.
- D. Scott Neal's portfolio value rose 13% quarter-over-quarter to $166M.
Based on D. Scott Neal's 13F filing for Q3 2017, filed 18 Oct 2017.