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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$167M
AUM Growth
+$1.01M
Cap. Flow
-$4.41M
Cap. Flow %
-2.64%
Top 10 Hldgs %
79.79%
Holding
201
New
9
Increased
12
Reduced
30
Closed
30

Top Buys

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$6.6M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.16M
3
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$3.08M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.83M
5
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$1.69M

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$6.11M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.63M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$2.95M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.71M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.61M

Sector Composition

Rank Sector Weight
1 Technology 1.1%
2 Industrials 1.04%
3 Consumer Staples 1.01%
4 Healthcare 0.79%
5 Financials 0.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HOMB icon
176
Home BancShares
HOMB
$6.24B
– –
-130
Closed -$3K
HOUS
177
DELISTED
Anywhere Real Estate
HOUS
– –
-150
Closed -$5K
IEI icon
178
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
– –
-16
Closed -$2K
JBGS
179
JBG SMITH
JBGS
$831M
– –
-37
Closed -$1K
JEF icon
180
Jefferies Financial Group
JEF
$12.7B
– –
-335
Closed -$8K
MKL icon
181
Markel Group
MKL
$23.4B
– –
-15
Closed -$16K
ORC
182
Orchid Island Capital
ORC
$1.31B
– –
-100
Closed -$5K
SCHF icon
183
Schwab International Equity ETF
SCHF
$66.7B
$0 ﹤0.01%
6
– –
SCHR
184
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$0 ﹤0.01%
4
– –
SDOG icon
185
ALPS Sector Dividend Dogs ETF
SDOG
$1.42B
$0 ﹤0.01%
10
– –
SLB icon
186
SLB Ltd
SLB
$72.3B
– –
-75
Closed -$5K
VB icon
187
Vanguard Morningstar Small-Cap ETF
VB
$80B
– –
-8,414
Closed -$1.19M
VCIT icon
188
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66B
– –
-33,504
Closed -$2.95M
VCSH icon
189
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.6B
– –
-4,858
Closed -$389K
VEA icon
190
Vanguard FTSE Developed Markets ETF
VEA
$229B
– –
-1
Closed –
VEU icon
191
Vanguard FTSE All-World ex-US ETF
VEU
$66.6B
– –
-6,632
Closed -$350K
VNO icon
192
Vornado Realty Trust
VNO
$7.49B
– –
-75
Closed -$6K
VO icon
193
Vanguard Morningstar Mid-Cap ETF
VO
$107B
– –
-8
Closed –
VTI icon
194
Vanguard Morningstar Total Stock Market ETF
VTI
$665B
– –
-8,794
Closed -$1.14M
X
195
DELISTED
US Steel
X
$0 ﹤0.01%
11
– –
VRTV
196
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
1
– –
CHK
197
DELISTED
Chesapeake Energy Corporation
CHK
– –
0
– –
BSCI
198
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
– –
-15,665
Closed -$332K
BSCH
199
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
– –
-60,105
Closed -$1.36M
FTR
200
DELISTED
Frontier Communications Corp.
FTR
– –
-3
Closed –
5 6 7
8
9

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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q4 2017 Portfolio in Review

As of Q4 2017, D. Scott Neal held 201 positions worth $167M, up 0.61% from $166M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

D. Scott Neal's Q4 2017 filing shows 9 new, 12 increased, 30 reduced and 30 closed positions. Its largest new stake was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 89,516 shares worth $3.06M. The largest sale was iShares Select Dividend ETF, an estimated $6.11M.

By sector, the portfolio is most concentrated in Technology at 1.1% of assets, up from 1% a quarter earlier, followed by Industrials and Consumer Staples.

  • D. Scott Neal's largest Q4 2017 buy was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 89,516 shares worth $3.06M.
  • D. Scott Neal added most to State Street SPDR S&P MIDCAP 400 ETF Trust in Q4 2017, an estimated $6.6M increase.
  • D. Scott Neal's biggest Q4 2017 reduction was iShares Select Dividend ETF, cutting an estimated $6.11M.
  • D. Scott Neal fully exited Vanguard Intermediate-Term Corporate Bond ETF in Q4 2017, selling an estimated $2.95M.
  • D. Scott Neal's ten largest holdings make up 80% of its $167M portfolio in Q4 2017.
  • D. Scott Neal opened 9 new positions and closed 30 in Q4 2017.
  • D. Scott Neal's portfolio value rose 0.61% quarter-over-quarter to $167M.

Based on D. Scott Neal's 13F filing for Q4 2017, filed 16 Feb 2018.