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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+2.7%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$166M
AUM Growth
+$19M
Cap. Flow
+$14.7M
Cap. Flow %
8.85%
Top 10 Hldgs %
79.02%
Holding
214
New
25
Increased
30
Reduced
40
Closed
22

Top Buys

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$12.5M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.49M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$2.95M
4
BSCN
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
+$1.43M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.37M

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$2.06M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.03M
3
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$1.35M
4
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.24M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.09M

Sector Composition

Rank Sector Weight
1 Technology 1.04%
2 Consumer Staples 0.99%
3 Industrials 0.9%
4 Financials 0.68%
5 Healthcare 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNBX
176
DELISTED
BNB PLUS CORP
BNBX
– –
0
– –
JBGS
177
JBG SMITH
JBGS
$818M
$1K ﹤0.01%
+37
New +$1.25K
RZV icon
178
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$290M
$1K ﹤0.01%
+10
New +$647
UNIT
179
Uniti Group
UNIT
$2.36B
$1K ﹤0.01%
+58
New +$1.23K
WPX
180
DELISTED
WPX Energy, Inc.
WPX
$1K ﹤0.01%
55
– –
RTN
181
DELISTED
Raytheon Company
RTN
$1K ﹤0.01%
8
– –
WIN
182
DELISTED
Windstream Holdings Inc
WIN
$1K ﹤0.01%
+60
New +$795
AAL icon
183
American Airlines Group
AAL
$10.1B
– –
-2,379
Closed -$120K
BHF icon
184
Brighthouse Financial
BHF
$3.56B
$0 ﹤0.01%
+3
New +$171
BNY
185
Bank of New York Mellon
BNY
$106B
– –
-542
Closed -$28K
COST icon
186
Costco
COST
$422B
– –
-529
Closed -$85K
CTRA
187
DELISTED
Coterra Energy
CTRA
– –
-9
Closed –
MET icon
188
MetLife
MET
$61.9B
– –
-45
Closed -$2K
ONB icon
189
Old National Bancorp
ONB
$10.2B
– –
-280
Closed -$5K
ORLY icon
190
O'Reilly Automotive
ORLY
$72.9B
– –
-4,125
Closed -$60K
SCHF icon
191
Schwab International Equity ETF
SCHF
$66.8B
$0 ﹤0.01%
6
– –
SCHR
192
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$0 ﹤0.01%
4
– –
SDOG icon
193
ALPS Sector Dividend Dogs ETF
SDOG
$1.4B
$0 ﹤0.01%
+10
New +$430
SH icon
194
ProShares Short S&P500
SH
$927M
– –
-362
Closed -$48K
SHY icon
195
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
– –
-2,070
Closed -$175K
SPSB icon
196
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.7B
– –
-10,155
Closed -$311K
TLT icon
197
iShares 20+ Year Treasury Bond ETF
TLT
$41.4B
– –
-215
Closed -$27K
TWM icon
198
ProShares UltraShort Russell2000
TWM
$44.3M
– –
-140
Closed -$59K
TXN icon
199
Texas Instruments
TXN
$252B
– –
-164
Closed -$13K
ULTA icon
200
Ulta Beauty
ULTA
$22B
– –
-346
Closed -$99K
5 6 7
8
9

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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q3 2017 Portfolio in Review

As of Q3 2017, D. Scott Neal held 214 positions worth $166M, up 13% from $147M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

D. Scott Neal deployed $14.7M of net new capital in Q3 2017, opening 25 new positions and adding to 30 existing holdings. Its largest new stake was Vanguard Intermediate-Term Corporate Bond ETF: 33,504 shares worth $2.95M.

By sector, the portfolio is most concentrated in Technology at 1% of assets, down from 1.6% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $2.06M trimmed.

  • D. Scott Neal's largest Q3 2017 buy was Vanguard Intermediate-Term Corporate Bond ETF: 33,504 shares worth $2.95M.
  • D. Scott Neal added most to State Street SPDR S&P MIDCAP 400 ETF Trust in Q3 2017, an estimated $12.5M increase.
  • D. Scott Neal's biggest Q3 2017 reduction was iShares Select Dividend ETF, cutting an estimated $2.06M.
  • D. Scott Neal fully exited State Street SPDR Portfolio Short Term Corporate Bond ETF in Q3 2017, selling an estimated $311K.
  • D. Scott Neal's ten largest holdings make up 79% of its $166M portfolio in Q3 2017.
  • D. Scott Neal opened 25 new positions and closed 22 in Q3 2017.
  • D. Scott Neal's portfolio value rose 13% quarter-over-quarter to $166M.

Based on D. Scott Neal's 13F filing for Q3 2017, filed 18 Oct 2017.