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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+2.03%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$147M
AUM Growth
-$8.41M
Cap. Flow
-$11.4M
Cap. Flow %
-7.79%
Top 10 Hldgs %
77.93%
Holding
194
New
27
Increased
29
Reduced
45
Closed
5

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$638K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$561K
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$428K
4
BSCI
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
+$334K
5
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$328K

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14.9M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$247K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$197K
4
TWM icon
ProShares UltraShort Russell2000
TWM
+$192K
5
IYR icon
iShares US Real Estate ETF
IYR
+$168K

Sector Composition

Rank Sector Weight
1 Technology 1.63%
2 Consumer Staples 1.34%
3 Industrials 1.25%
4 Healthcare 0.74%
5 Financials 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHB icon
176
Schwab US Broad Market ETF
SCHB
$43.8B
$1K ﹤0.01%
102
+24
+31% +$232
VEA icon
177
Vanguard FTSE Developed Markets ETF
VEA
$229B
$1K ﹤0.01%
30
– –
WPX
178
DELISTED
WPX Energy, Inc.
WPX
$1K ﹤0.01%
55
– –
RTN
179
DELISTED
Raytheon Company
RTN
$1K ﹤0.01%
8
– –
BMY icon
180
Bristol-Myers Squibb
BMY
$133B
– –
-140
Closed -$8K
CTRA
181
DELISTED
Coterra Energy
CTRA
$0 ﹤0.01%
9
– –
DD icon
182
DuPont de Nemours
DD
$18.8B
– –
-42
Closed -$7K
PPL
183
PPL Corp
PPL
$26.5B
– –
-110
Closed -$4K
SCHF icon
184
Schwab International Equity ETF
SCHF
$66.8B
$0 ﹤0.01%
6
– –
SCHR
185
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$0 ﹤0.01%
4
– –
USO icon
186
United States Oil Fund
USO
$1.89B
$0 ﹤0.01%
+1
New +$80
WBD icon
187
Warner Bros
WBD
$66B
$0 ﹤0.01%
+15
New +$406
X
188
DELISTED
US Steel
X
$0 ﹤0.01%
11
– –
ZBH icon
189
Zimmer Biomet
ZBH
$18.5B
– –
-34
Closed -$4K
VRTV
190
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
1
– –
DISCK
191
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$0 ﹤0.01%
+15
New +$396
NBL
192
DELISTED
Noble Energy, Inc.
NBL
$0 ﹤0.01%
8
– –
CHK
193
DELISTED
Chesapeake Energy Corporation
CHK
– –
0
– –
MJN
194
DELISTED
Mead Johnson Nutrition Company
MJN
– –
-100
Closed -$9K
4 5 6 7
8

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MS
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ICM
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FFAM
Forge First Asset Management Toronto, Ontario, Canada $218M AUM 29.22% 1-Year Est. Return
NWM
Napa Wealth Management Napa, California $213M AUM 25.01% 1-Year Est. Return
LA
Lindenwold Advisors Reading, Pennsylvania $212M AUM 13.02% 1-Year Est. Return
APC
Asset Planning Corporation Knoxville, Tennessee $211M AUM 7.33% 1-Year Est. Return
WTFG
Wells Trecaso Financial Group Akron, Ohio $210M AUM 21.47% 1-Year Est. Return
SNWA
Siligmueller & Norvid Wealth Advisors Glen Ellyn, Illinois $222M AUM 10.94% 1-Year Est. Return

D. Scott Neal's Q2 2017 Portfolio in Review

As of Q2 2017, D. Scott Neal held 194 positions worth $147M, down 5.4% from $155M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

D. Scott Neal withdrew a net $11.4M in Q2 2017, closing 5 positions and reducing 45 holdings. Its most notable exit was Mead Johnson Nutrition Company, an estimated $9K position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.6% of assets, up from 1.1% a quarter earlier, followed by Consumer Staples and Industrials.

Against the trend, D. Scott Neal opened a new position in Invesco BulletShares 2018 Corporate Bond ETF worth $334K.

  • D. Scott Neal's largest Q2 2017 buy was Invesco BulletShares 2018 Corporate Bond ETF: 15,734 shares worth $334K.
  • D. Scott Neal added most to iShares Russell 2000 ETF in Q2 2017, an estimated $638K increase.
  • D. Scott Neal's biggest Q2 2017 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $14.9M.
  • D. Scott Neal fully exited Mead Johnson Nutrition Company in Q2 2017, selling an estimated $9K.
  • D. Scott Neal's ten largest holdings make up 78% of its $147M portfolio in Q2 2017.
  • D. Scott Neal opened 27 new positions and closed 5 in Q2 2017.
  • D. Scott Neal's portfolio value fell 5.4% quarter-over-quarter to $147M.

Based on D. Scott Neal's 13F filing for Q2 2017, filed 14 Jul 2017.