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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+0%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$140M
AUM Growth
+$12.9M
Cap. Flow
+$13.1M
Cap. Flow %
9.34%
Top 10 Hldgs %
81.02%
Holding
201
New
23
Increased
20
Reduced
31
Closed
31

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$12M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.45M
3
BSCH
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
+$1.37M
4
SDS icon
ProShares UltraShort S&P500
SDS
+$760K
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$496K

Top Sells

Rank Stock Value
1
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$1.12M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$470K
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$457K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$449K
5
IYR icon
iShares US Real Estate ETF
IYR
+$442K

Sector Composition

Rank Sector Weight
1 Consumer Staples 1.17%
2 Technology 1.13%
3 Industrials 1%
4 Financials 0.76%
5 Healthcare 0.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QCOM icon
176
Qualcomm
QCOM
$153B
– –
-34
Closed -$2K
RRC icon
177
Range Resources
RRC
$9.19B
– –
-180
Closed -$7K
RTX icon
178
RTX Corp
RTX
$292B
– –
-38
Closed -$2K
SCHB icon
179
Schwab US Broad Market ETF
SCHB
$43.5B
$0 ﹤0.01%
18
– –
SCHF icon
180
Schwab International Equity ETF
SCHF
$66.7B
$0 ﹤0.01%
6
– –
SCHR
181
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$0 ﹤0.01%
4
– –
SLV icon
182
iShares Silver Trust
SLV
$27.3B
– –
-50
Closed -$1K
SO icon
183
Southern Company
SO
$108B
– –
-34
Closed -$2K
SWK icon
184
Stanley Black & Decker
SWK
$14.7B
– –
-32
Closed -$4K
TLT icon
185
iShares 20+ Year Treasury Bond ETF
TLT
$41.4B
– –
-150
Closed -$21K
UGI icon
186
UGI
UGI
$7.76B
– –
-1,938
Closed -$88K
UL icon
187
Unilever
UL
$138B
– –
-27
Closed -$1K
UNP icon
188
Union Pacific
UNP
$173B
– –
-27
Closed -$3K
UPS icon
189
United Parcel Service
UPS
$90B
– –
-27
Closed -$3K
VFC icon
190
VF Corp
VFC
$5.93B
– –
-47
Closed -$2K
VTR icon
191
Ventas
VTR
$47.5B
– –
-15
Closed -$1K
WELL icon
192
Welltower
WELL
$168B
– –
-14
Closed -$1K
X
193
DELISTED
US Steel
X
$0 ﹤0.01%
11
– –
VRTV
194
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
1
– –
RDS.B
195
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-24
Closed -$1K
NBL
196
DELISTED
Noble Energy, Inc.
NBL
$0 ﹤0.01%
+8
New +$298
CHK
197
DELISTED
Chesapeake Energy Corporation
CHK
– –
0
– –
DISH
198
DELISTED
DISH Network Corp.
DISH
– –
-300
Closed -$16K
FTR
199
DELISTED
Frontier Communications Corp.
FTR
$0 ﹤0.01%
+3
New +$164
LXK
200
DELISTED
Lexmark Intl Inc
LXK
– –
-1,476
Closed -$59K
5 6 7
8
9

Similar funds

MS
Marshall & Sullivan Seattle, Washington $216M AUM 12.97% 1-Year Est. Return
ICM
IMS Capital Management Portland, Oregon $217M AUM 18.69% 1-Year Est. Return
FFAM
Forge First Asset Management Toronto, Ontario, Canada $218M AUM 29.22% 1-Year Est. Return
NWM
Napa Wealth Management Napa, California $213M AUM 25.01% 1-Year Est. Return
LA
Lindenwold Advisors Reading, Pennsylvania $212M AUM 13.02% 1-Year Est. Return
APC
Asset Planning Corporation Knoxville, Tennessee $211M AUM 7.33% 1-Year Est. Return
WTFG
Wells Trecaso Financial Group Akron, Ohio $210M AUM 21.47% 1-Year Est. Return
SNWA
Siligmueller & Norvid Wealth Advisors Glen Ellyn, Illinois $222M AUM 10.94% 1-Year Est. Return

D. Scott Neal's Q4 2016 Portfolio in Review

As of Q4 2016, D. Scott Neal held 201 positions worth $140M, up 10% from $127M the previous quarter. Its ten largest holdings account for 81% of the portfolio.

D. Scott Neal deployed $13.1M of net new capital in Q4 2016, opening 23 new positions and adding to 20 existing holdings. Its largest new stake was iShares 3-7 Year Treasury Bond ETF: 11,685 shares worth $1.43M.

By sector, the portfolio is most concentrated in Consumer Staples at 1.2% of assets, down from 1.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Vanguard Long-Term Bond ETF, an estimated $1.12M trimmed.

  • D. Scott Neal's largest Q4 2016 buy was iShares 3-7 Year Treasury Bond ETF: 11,685 shares worth $1.43M.
  • D. Scott Neal added most to iShares MSCI EAFE ETF in Q4 2016, an estimated $12M increase.
  • D. Scott Neal's biggest Q4 2016 reduction was Vanguard Long-Term Bond ETF, cutting an estimated $1.12M.
  • D. Scott Neal fully exited UGI in Q4 2016, selling an estimated $88K.
  • D. Scott Neal's ten largest holdings make up 81% of its $140M portfolio in Q4 2016.
  • D. Scott Neal opened 23 new positions and closed 31 in Q4 2016.
  • D. Scott Neal's portfolio value rose 10% quarter-over-quarter to $140M.

Based on D. Scott Neal's 13F filing for Q4 2016, filed 17 Jan 2017.