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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$167M
AUM Growth
+$1.01M
Cap. Flow
-$4.41M
Cap. Flow %
-2.64%
Top 10 Hldgs %
79.79%
Holding
201
New
9
Increased
12
Reduced
30
Closed
30

Top Buys

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$6.6M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.16M
3
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$3.08M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.83M
5
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$1.69M

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$6.11M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.63M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$2.95M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.71M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.61M

Sector Composition

Rank Sector Weight
1 Technology 1.1%
2 Industrials 1.04%
3 Consumer Staples 1.01%
4 Healthcare 0.79%
5 Financials 0.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRO
151
DELISTED
Marathon Oil Corporation
MRO
$3K ﹤0.01%
206
– –
VSM
152
DELISTED
Versum Materials, Inc.
VSM
$3K ﹤0.01%
70
– –
BIVV
153
DELISTED
Bioverativ Inc. Common Stock
BIVV
$3K ﹤0.01%
50
– –
AEE icon
154
Ameren
AEE
$30.3B
$2K ﹤0.01%
29
– –
BC icon
155
Brunswick
BC
$5.13B
$2K ﹤0.01%
32
-30
-48% -$1.63K
MATV icon
156
Mativ Holdings
MATV
$481M
$2K ﹤0.01%
44
– –
NDLS icon
157
Noodles & Co
NDLS
$111M
$2K ﹤0.01%
44
– –
RTN
158
DELISTED
Raytheon Company
RTN
$2K ﹤0.01%
8
– –
RZV icon
159
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$290M
$1K ﹤0.01%
10
– –
SLYV icon
160
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$1K ﹤0.01%
+12
New +$765
UNIT
161
Uniti Group
UNIT
$2.36B
$1K ﹤0.01%
58
– –
WPX
162
DELISTED
WPX Energy, Inc.
WPX
$1K ﹤0.01%
55
– –
WIN
163
DELISTED
Windstream Holdings Inc
WIN
$1K ﹤0.01%
60
– –
AMGN icon
164
Amgen
AMGN
$208B
– –
-50
Closed -$9K
BNBX
165
DELISTED
BNB PLUS CORP
BNBX
– –
0
– -$1K
AXP icon
166
American Express
AXP
$227B
– –
-125
Closed -$11K
BHF icon
167
Brighthouse Financial
BHF
$3.56B
$0 ﹤0.01%
3
– –
BIV icon
168
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
– –
-486
Closed -$41K
BLV icon
169
Vanguard Long-Term Bond ETF
BLV
$5.71B
– –
-28
Closed -$3K
BND icon
170
Vanguard Total Bond Market
BND
$157B
– –
-112
Closed -$9K
BSV icon
171
Vanguard Short-Term Bond ETF
BSV
$44.7B
– –
-100
Closed -$8K
CLM icon
172
Cornerstone Strategic Value Fund
CLM
$2.22B
– –
-305
Closed -$4K
DOG
173
ProShares Short Dow30
DOG
$100M
– –
-686
Closed -$45K
ELV icon
174
Elevance Health
ELV
$81.5B
– –
-53
Closed -$10K
GLPI icon
175
Gaming and Leisure Properties
GLPI
$12.7B
– –
-125
Closed -$5K
5 6
7
8 9

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FFAM
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NWM
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LA
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WTFG
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SNWA
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D. Scott Neal's Q4 2017 Portfolio in Review

As of Q4 2017, D. Scott Neal held 201 positions worth $167M, up 0.61% from $166M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

D. Scott Neal's Q4 2017 filing shows 9 new, 12 increased, 30 reduced and 30 closed positions. Its largest new stake was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 89,516 shares worth $3.06M. The largest sale was iShares Select Dividend ETF, an estimated $6.11M.

By sector, the portfolio is most concentrated in Technology at 1.1% of assets, up from 1% a quarter earlier, followed by Industrials and Consumer Staples.

  • D. Scott Neal's largest Q4 2017 buy was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 89,516 shares worth $3.06M.
  • D. Scott Neal added most to State Street SPDR S&P MIDCAP 400 ETF Trust in Q4 2017, an estimated $6.6M increase.
  • D. Scott Neal's biggest Q4 2017 reduction was iShares Select Dividend ETF, cutting an estimated $6.11M.
  • D. Scott Neal fully exited Vanguard Intermediate-Term Corporate Bond ETF in Q4 2017, selling an estimated $2.95M.
  • D. Scott Neal's ten largest holdings make up 80% of its $167M portfolio in Q4 2017.
  • D. Scott Neal opened 9 new positions and closed 30 in Q4 2017.
  • D. Scott Neal's portfolio value rose 0.61% quarter-over-quarter to $167M.

Based on D. Scott Neal's 13F filing for Q4 2017, filed 16 Feb 2018.