We are live on ! Find out more
DSN

D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+2.7%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$166M
AUM Growth
+$19M
Cap. Flow
+$14.7M
Cap. Flow %
8.85%
Top 10 Hldgs %
79.02%
Holding
214
New
25
Increased
30
Reduced
40
Closed
22

Top Buys

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$12.5M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.49M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$2.95M
4
BSCN
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
+$1.43M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.37M

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$2.06M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.03M
3
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$1.35M
4
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.24M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.09M

Sector Composition

Rank Sector Weight
1 Technology 1.04%
2 Consumer Staples 0.99%
3 Industrials 0.9%
4 Financials 0.68%
5 Healthcare 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLB icon
151
SLB Ltd
SLB
$73.6B
$5K ﹤0.01%
+75
New +$4.96K
WMB icon
152
Williams Companies
WMB
$87.5B
$5K ﹤0.01%
165
– –
CLM icon
153
Cornerstone Strategic Value Fund
CLM
$2.22B
$4K ﹤0.01%
305
– –
F icon
154
Ford
F
$58.5B
$4K ﹤0.01%
368
– –
FDX icon
155
FedEx
FDX
$72.7B
$4K ﹤0.01%
16
– –
GEN icon
156
Gen Digital
GEN
$16.4B
$4K ﹤0.01%
112
-3,147
-97% -$95.9K
MCK icon
157
McKesson
MCK
$100B
$4K ﹤0.01%
+26
New +$4.06K
REGN icon
158
Regeneron Pharmaceuticals
REGN
$78.5B
$4K ﹤0.01%
8
– –
VGT icon
159
Vanguard Information Technology ETF
VGT
$139B
$4K ﹤0.01%
+216
New +$4K
BC icon
160
Brunswick
BC
$5.13B
$3K ﹤0.01%
62
+38
+158% +$2.13K
BLV icon
161
Vanguard Long-Term Bond ETF
BLV
$5.71B
$3K ﹤0.01%
28
-14,391
-100% -$1.35M
DELL icon
162
Dell
DELL
$262B
$3K ﹤0.01%
118
– –
HOMB icon
163
Home BancShares
HOMB
$6.23B
$3K ﹤0.01%
+130
New +$3.12K
IP icon
164
International Paper
IP
$21.6B
$3K ﹤0.01%
64
– –
SCHB icon
165
Schwab US Broad Market ETF
SCHB
$43.3B
$3K ﹤0.01%
252
+150
+147% +$1.49K
SSYS icon
166
Stratasys
SSYS
$679M
$3K ﹤0.01%
150
– –
YUMC icon
167
Yum China
YUMC
$16.5B
$3K ﹤0.01%
77
– –
MRO
168
DELISTED
Marathon Oil Corporation
MRO
$3K ﹤0.01%
206
– –
VSM
169
DELISTED
Versum Materials, Inc.
VSM
$3K ﹤0.01%
70
– –
BIVV
170
DELISTED
Bioverativ Inc. Common Stock
BIVV
$3K ﹤0.01%
50
– –
AEE icon
171
Ameren
AEE
$30.3B
$2K ﹤0.01%
29
– –
AVNS
172
DELISTED
Avanos Medical
AVNS
$2K ﹤0.01%
55
– –
IEI icon
173
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
$2K ﹤0.01%
16
-10,031
-100% -$1.24M
MATV icon
174
Mativ Holdings
MATV
$481M
$2K ﹤0.01%
44
– –
NDLS icon
175
Noodles & Co
NDLS
$111M
$2K ﹤0.01%
44
– –
5 6
7
8 9

Similar funds

MS
Marshall & Sullivan Seattle, Washington $216M AUM 12.97% 1-Year Est. Return
ICM
IMS Capital Management Portland, Oregon $217M AUM 18.69% 1-Year Est. Return
FFAM
Forge First Asset Management Toronto, Ontario, Canada $218M AUM 29.22% 1-Year Est. Return
NWM
Napa Wealth Management Napa, California $213M AUM 25.01% 1-Year Est. Return
LA
Lindenwold Advisors Reading, Pennsylvania $212M AUM 13.02% 1-Year Est. Return
APC
Asset Planning Corporation Knoxville, Tennessee $211M AUM 7.33% 1-Year Est. Return
WTFG
Wells Trecaso Financial Group Akron, Ohio $210M AUM 21.47% 1-Year Est. Return
SNWA
Siligmueller & Norvid Wealth Advisors Glen Ellyn, Illinois $222M AUM 10.94% 1-Year Est. Return

D. Scott Neal's Q3 2017 Portfolio in Review

As of Q3 2017, D. Scott Neal held 214 positions worth $166M, up 13% from $147M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

D. Scott Neal deployed $14.7M of net new capital in Q3 2017, opening 25 new positions and adding to 30 existing holdings. Its largest new stake was Vanguard Intermediate-Term Corporate Bond ETF: 33,504 shares worth $2.95M.

By sector, the portfolio is most concentrated in Technology at 1% of assets, down from 1.6% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $2.06M trimmed.

  • D. Scott Neal's largest Q3 2017 buy was Vanguard Intermediate-Term Corporate Bond ETF: 33,504 shares worth $2.95M.
  • D. Scott Neal added most to State Street SPDR S&P MIDCAP 400 ETF Trust in Q3 2017, an estimated $12.5M increase.
  • D. Scott Neal's biggest Q3 2017 reduction was iShares Select Dividend ETF, cutting an estimated $2.06M.
  • D. Scott Neal fully exited State Street SPDR Portfolio Short Term Corporate Bond ETF in Q3 2017, selling an estimated $311K.
  • D. Scott Neal's ten largest holdings make up 79% of its $166M portfolio in Q3 2017.
  • D. Scott Neal opened 25 new positions and closed 22 in Q3 2017.
  • D. Scott Neal's portfolio value rose 13% quarter-over-quarter to $166M.

Based on D. Scott Neal's 13F filing for Q3 2017, filed 18 Oct 2017.