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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+2.03%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$147M
AUM Growth
-$8.41M
Cap. Flow
-$11.4M
Cap. Flow %
-7.79%
Top 10 Hldgs %
77.93%
Holding
194
New
27
Increased
29
Reduced
45
Closed
5

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$638K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$561K
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$428K
4
BSCI
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
+$334K
5
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$328K

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14.9M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$247K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$197K
4
TWM icon
ProShares UltraShort Russell2000
TWM
+$192K
5
IYR icon
iShares US Real Estate ETF
IYR
+$168K

Sector Composition

Rank Sector Weight
1 Technology 1.63%
2 Consumer Staples 1.34%
3 Industrials 1.25%
4 Healthcare 0.74%
5 Financials 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZTS icon
151
Zoetis
ZTS
$32.4B
$7K ﹤0.01%
119
– –
YUM icon
152
Yum! Brands
YUM
$40.8B
$6K ﹤0.01%
77
– –
MNDT
153
DELISTED
Mandiant, Inc. Common Stock
MNDT
$6K ﹤0.01%
375
– –
CLM icon
154
Cornerstone Strategic Value Fund
CLM
$2.21B
$5K ﹤0.01%
305
– –
ONB icon
155
Old National Bancorp
ONB
$10.3B
$5K ﹤0.01%
280
– –
ORC
156
Orchid Island Capital
ORC
$1.3B
$5K ﹤0.01%
100
– –
WMB icon
157
Williams Companies
WMB
$86.2B
$5K ﹤0.01%
165
– –
CEFL
158
DELISTED
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
CEFL
$5K ﹤0.01%
300
– –
F icon
159
Ford
F
$57.7B
$4K ﹤0.01%
368
– –
REGN icon
160
Regeneron Pharmaceuticals
REGN
$78.3B
$4K ﹤0.01%
8
-39
-83% -$17.1K
FDX icon
161
FedEx
FDX
$72.9B
$3K ﹤0.01%
16
– –
IP icon
162
International Paper
IP
$22.1B
$3K ﹤0.01%
64
– –
SSYS icon
163
Stratasys
SSYS
$701M
$3K ﹤0.01%
150
– –
YUMC icon
164
Yum China
YUMC
$16.5B
$3K ﹤0.01%
77
– –
BIVV
165
DELISTED
Bioverativ Inc. Common Stock
BIVV
$3K ﹤0.01%
50
– –
AEE icon
166
Ameren
AEE
$30.1B
$2K ﹤0.01%
29
– –
AVNS
167
DELISTED
Avanos Medical
AVNS
$2K ﹤0.01%
55
– –
BC icon
168
Brunswick
BC
$5.11B
$2K ﹤0.01%
+24
New +$1.4K
DELL icon
169
Dell
DELL
$277B
$2K ﹤0.01%
118
– –
MATV icon
170
Mativ Holdings
MATV
$493M
$2K ﹤0.01%
44
– –
MET icon
171
MetLife
MET
$62B
$2K ﹤0.01%
+45
New +$2.09K
MRO
172
DELISTED
Marathon Oil Corporation
MRO
$2K ﹤0.01%
206
– –
VSM
173
DELISTED
Versum Materials, Inc.
VSM
$2K ﹤0.01%
70
– –
BNBX
174
DELISTED
BNB PLUS CORP
BNBX
– –
0
– –
NDLS icon
175
Noodles & Co
NDLS
$110M
$1K ﹤0.01%
44
– –
4 5 6
7
8

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MS
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ICM
IMS Capital Management Portland, Oregon $217M AUM 18.69% 1-Year Est. Return
FFAM
Forge First Asset Management Toronto, Ontario, Canada $218M AUM 29.22% 1-Year Est. Return
NWM
Napa Wealth Management Napa, California $213M AUM 25.01% 1-Year Est. Return
LA
Lindenwold Advisors Reading, Pennsylvania $212M AUM 13.02% 1-Year Est. Return
APC
Asset Planning Corporation Knoxville, Tennessee $211M AUM 7.33% 1-Year Est. Return
WTFG
Wells Trecaso Financial Group Akron, Ohio $210M AUM 21.47% 1-Year Est. Return
SNWA
Siligmueller & Norvid Wealth Advisors Glen Ellyn, Illinois $222M AUM 10.94% 1-Year Est. Return

D. Scott Neal's Q2 2017 Portfolio in Review

As of Q2 2017, D. Scott Neal held 194 positions worth $147M, down 5.4% from $155M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

D. Scott Neal withdrew a net $11.4M in Q2 2017, closing 5 positions and reducing 45 holdings. Its most notable exit was Mead Johnson Nutrition Company, an estimated $9K position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.6% of assets, up from 1.1% a quarter earlier, followed by Consumer Staples and Industrials.

Against the trend, D. Scott Neal opened a new position in Invesco BulletShares 2018 Corporate Bond ETF worth $334K.

  • D. Scott Neal's largest Q2 2017 buy was Invesco BulletShares 2018 Corporate Bond ETF: 15,734 shares worth $334K.
  • D. Scott Neal added most to iShares Russell 2000 ETF in Q2 2017, an estimated $638K increase.
  • D. Scott Neal's biggest Q2 2017 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $14.9M.
  • D. Scott Neal fully exited Mead Johnson Nutrition Company in Q2 2017, selling an estimated $9K.
  • D. Scott Neal's ten largest holdings make up 78% of its $147M portfolio in Q2 2017.
  • D. Scott Neal opened 27 new positions and closed 5 in Q2 2017.
  • D. Scott Neal's portfolio value fell 5.4% quarter-over-quarter to $147M.

Based on D. Scott Neal's 13F filing for Q2 2017, filed 14 Jul 2017.