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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+3.25%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$155M
AUM Growth
+$14.9M
Cap. Flow
+$10.1M
Cap. Flow %
6.48%
Top 10 Hldgs %
78.25%
Holding
177
New
8
Increased
21
Reduced
24
Closed
10

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14.5M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.57M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$2.16M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.12M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$968K

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$11.2M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.23M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$473K
4
DVY icon
iShares Select Dividend ETF
DVY
+$289K
5
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$173K

Sector Composition

Rank Sector Weight
1 Consumer Staples 1.21%
2 Technology 1.12%
3 Industrials 0.91%
4 Financials 0.68%
5 Healthcare 0.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DELL icon
151
Dell
DELL
$257B
$2K ﹤0.01%
118
– –
MATV icon
152
Mativ Holdings
MATV
$502M
$2K ﹤0.01%
44
– –
NDLS icon
153
Noodles & Co
NDLS
$110M
$2K ﹤0.01%
44
– –
YUMC icon
154
Yum China
YUMC
$16.8B
$2K ﹤0.01%
77
– –
VSM
155
DELISTED
Versum Materials, Inc.
VSM
$2K ﹤0.01%
70
– –
BNBX
156
DELISTED
BNB PLUS CORP
BNBX
– –
0
– –
SCHB icon
157
Schwab US Broad Market ETF
SCHB
$43.5B
$1K ﹤0.01%
78
+60
+333% +$563
VEA icon
158
Vanguard FTSE Developed Markets ETF
VEA
$229B
$1K ﹤0.01%
30
-175
-85% -$6.71K
WPX
159
DELISTED
WPX Energy, Inc.
WPX
$1K ﹤0.01%
+55
New +$734
RTN
160
DELISTED
Raytheon Company
RTN
$1K ﹤0.01%
8
– –
BA icon
161
Boeing
BA
$177B
– –
-22
Closed -$3K
BTI icon
162
British American Tobacco
BTI
$130B
– –
-46
Closed -$3K
CMI icon
163
Cummins
CMI
$88B
– –
-80
Closed -$11K
CTRA
164
DELISTED
Coterra Energy
CTRA
$0 ﹤0.01%
9
– –
DUK icon
165
Duke Energy
DUK
$97B
– –
-34
Closed -$3K
ELV icon
166
Elevance Health
ELV
$81.6B
– –
-37
Closed -$5K
JWN
167
DELISTED
Nordstrom
JWN
– –
-39
Closed -$2K
MFC icon
168
Manulife Financial
MFC
$73.9B
– –
-89
Closed -$2K
SCHF icon
169
Schwab International Equity ETF
SCHF
$66.7B
$0 ﹤0.01%
6
– –
SCHR
170
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$0 ﹤0.01%
4
– –
VZ icon
171
Verizon
VZ
$198B
– –
-213
Closed -$11K
X
172
DELISTED
US Steel
X
$0 ﹤0.01%
11
– –
VRTV
173
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
1
– –
NBL
174
DELISTED
Noble Energy, Inc.
NBL
$0 ﹤0.01%
8
– –
CHK
175
DELISTED
Chesapeake Energy Corporation
CHK
– –
0
– –
4 5 6
7
8

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MS
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ICM
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FFAM
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NWM
Napa Wealth Management Napa, California $213M AUM 25.01% 1-Year Est. Return
LA
Lindenwold Advisors Reading, Pennsylvania $212M AUM 13.02% 1-Year Est. Return
APC
Asset Planning Corporation Knoxville, Tennessee $211M AUM 7.33% 1-Year Est. Return
WTFG
Wells Trecaso Financial Group Akron, Ohio $210M AUM 21.47% 1-Year Est. Return
SNWA
Siligmueller & Norvid Wealth Advisors Glen Ellyn, Illinois $222M AUM 10.94% 1-Year Est. Return

D. Scott Neal's Q1 2017 Portfolio in Review

As of Q1 2017, D. Scott Neal held 177 positions worth $155M, up 11% from $140M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

D. Scott Neal deployed $10.1M of net new capital in Q1 2017, opening 8 new positions and adding to 21 existing holdings. Its largest new stake was iShares 20+ Year Treasury Bond ETF: 120,813 shares worth $14.6M.

By sector, the portfolio is most concentrated in Consumer Staples at 1.2% of assets, up from 1.2% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares MSCI EAFE ETF, an estimated $11.2M trimmed.

  • D. Scott Neal's largest Q1 2017 buy was iShares 20+ Year Treasury Bond ETF: 120,813 shares worth $14.6M.
  • D. Scott Neal added most to State Street SPDR S&P MIDCAP 400 ETF Trust in Q1 2017, an estimated $2.57M increase.
  • D. Scott Neal's biggest Q1 2017 reduction was iShares MSCI EAFE ETF, cutting an estimated $11.2M.
  • D. Scott Neal fully exited Celgene Corp in Q1 2017, selling an estimated $12K.
  • D. Scott Neal's ten largest holdings make up 78% of its $155M portfolio in Q1 2017.
  • D. Scott Neal opened 8 new positions and closed 10 in Q1 2017.
  • D. Scott Neal's portfolio value rose 11% quarter-over-quarter to $155M.

Based on D. Scott Neal's 13F filing for Q1 2017, filed 25 Apr 2017.