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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+0%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$140M
AUM Growth
+$12.9M
Cap. Flow
+$13.1M
Cap. Flow %
9.34%
Top 10 Hldgs %
81.02%
Holding
201
New
23
Increased
20
Reduced
31
Closed
31

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$12M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.45M
3
BSCH
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
+$1.37M
4
SDS icon
ProShares UltraShort S&P500
SDS
+$760K
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$496K

Top Sells

Rank Stock Value
1
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$1.12M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$470K
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$457K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$449K
5
IYR icon
iShares US Real Estate ETF
IYR
+$442K

Sector Composition

Rank Sector Weight
1 Consumer Staples 1.17%
2 Technology 1.13%
3 Industrials 1%
4 Financials 0.76%
5 Healthcare 0.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DELL icon
151
Dell
DELL
$257B
$2K ﹤0.01%
118
– –
JWN
152
DELISTED
Nordstrom
JWN
$2K ﹤0.01%
39
– –
MATV icon
153
Mativ Holdings
MATV
$502M
$2K ﹤0.01%
44
– –
MFC icon
154
Manulife Financial
MFC
$73.9B
$2K ﹤0.01%
+89
New +$1.45K
SSYS icon
155
Stratasys
SSYS
$695M
$2K ﹤0.01%
150
– –
YUMC icon
156
Yum China
YUMC
$16.8B
$2K ﹤0.01%
+77
New +$2.1K
VSM
157
DELISTED
Versum Materials, Inc.
VSM
$2K ﹤0.01%
+70
New +$1.74K
BNBX
158
DELISTED
BNB PLUS CORP
BNBX
– –
0
– –
NDLS icon
159
Noodles & Co
NDLS
$110M
$1K ﹤0.01%
44
– –
NLY icon
160
Annaly Capital Management
NLY
$17.3B
– –
0
– –
RTN
161
DELISTED
Raytheon Company
RTN
$1K ﹤0.01%
8
– –
CTRA
162
DELISTED
Coterra Energy
CTRA
$0 ﹤0.01%
+9
New +$202
D icon
163
Dominion Energy
D
$60B
– –
-55
Closed -$4K
DEO icon
164
Diageo
DEO
$49.7B
– –
-22
Closed -$3K
DNP icon
165
DNP Select Income Fund
DNP
$4.02B
– –
-100
Closed -$1K
EA icon
166
Electronic Arts
EA
$53B
– –
-140
Closed -$12K
ES icon
167
Eversource Energy
ES
$26.8B
– –
-60
Closed -$3K
FSK icon
168
FS KKR Capital
FSK
$3.01B
– –
-31
Closed -$1K
GOOGL icon
169
Alphabet (Google) Class A
GOOGL
$4.53T
– –
-200
Closed -$8K
GSK icon
170
GSK
GSK
$104B
– –
-43
Closed -$2K
IVZ icon
171
Invesco
IVZ
$13.2B
– –
-72
Closed -$2K
MDT icon
172
Medtronic
MDT
$111B
– –
-43
Closed -$4K
NGG icon
173
National Grid
NGG
$79.9B
– –
-34
Closed -$2K
NVS icon
174
Novartis
NVS
$295B
– –
-35
Closed -$2K
O icon
175
Realty Income
O
$59.4B
– –
-13
Closed -$1K
5 6
7
8 9

Similar funds

MS
Marshall & Sullivan Seattle, Washington $216M AUM 12.97% 1-Year Est. Return
ICM
IMS Capital Management Portland, Oregon $217M AUM 18.69% 1-Year Est. Return
FFAM
Forge First Asset Management Toronto, Ontario, Canada $218M AUM 29.22% 1-Year Est. Return
NWM
Napa Wealth Management Napa, California $213M AUM 25.01% 1-Year Est. Return
LA
Lindenwold Advisors Reading, Pennsylvania $212M AUM 13.02% 1-Year Est. Return
APC
Asset Planning Corporation Knoxville, Tennessee $211M AUM 7.33% 1-Year Est. Return
WTFG
Wells Trecaso Financial Group Akron, Ohio $210M AUM 21.47% 1-Year Est. Return
SNWA
Siligmueller & Norvid Wealth Advisors Glen Ellyn, Illinois $222M AUM 10.94% 1-Year Est. Return

D. Scott Neal's Q4 2016 Portfolio in Review

As of Q4 2016, D. Scott Neal held 201 positions worth $140M, up 10% from $127M the previous quarter. Its ten largest holdings account for 81% of the portfolio.

D. Scott Neal deployed $13.1M of net new capital in Q4 2016, opening 23 new positions and adding to 20 existing holdings. Its largest new stake was iShares 3-7 Year Treasury Bond ETF: 11,685 shares worth $1.43M.

By sector, the portfolio is most concentrated in Consumer Staples at 1.2% of assets, down from 1.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Vanguard Long-Term Bond ETF, an estimated $1.12M trimmed.

  • D. Scott Neal's largest Q4 2016 buy was iShares 3-7 Year Treasury Bond ETF: 11,685 shares worth $1.43M.
  • D. Scott Neal added most to iShares MSCI EAFE ETF in Q4 2016, an estimated $12M increase.
  • D. Scott Neal's biggest Q4 2016 reduction was Vanguard Long-Term Bond ETF, cutting an estimated $1.12M.
  • D. Scott Neal fully exited UGI in Q4 2016, selling an estimated $88K.
  • D. Scott Neal's ten largest holdings make up 81% of its $140M portfolio in Q4 2016.
  • D. Scott Neal opened 23 new positions and closed 31 in Q4 2016.
  • D. Scott Neal's portfolio value rose 10% quarter-over-quarter to $140M.

Based on D. Scott Neal's 13F filing for Q4 2016, filed 17 Jan 2017.