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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+2.29%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$127M
AUM Growth
+$14.6M
Cap. Flow
+$12.3M
Cap. Flow %
9.66%
Top 10 Hldgs %
82.06%
Holding
209
New
24
Increased
27
Reduced
29
Closed
30

Top Buys

Rank Stock Value
1
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$2.81M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$2.8M
3
DVY icon
iShares Select Dividend ETF
DVY
+$2.59M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.53M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$2.47M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$593K
2
IYR icon
iShares US Real Estate ETF
IYR
+$592K
3
SCHB icon
Schwab US Broad Market ETF
SCHB
+$543K
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$529K
5
IWB icon
iShares Russell 1000 ETF
IWB
+$486K

Sector Composition

Rank Sector Weight
1 Consumer Staples 1.32%
2 Technology 1.16%
3 Industrials 1.04%
4 Healthcare 0.83%
5 Financials 0.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSK icon
151
GSK
GSK
$103B
$2K ﹤0.01%
43
– –
IVZ icon
152
Invesco
IVZ
$13.3B
$2K ﹤0.01%
72
– –
JWN
153
DELISTED
Nordstrom
JWN
$2K ﹤0.01%
39
– –
MATV icon
154
Mativ Holdings
MATV
$448M
$2K ﹤0.01%
+44
New +$1.68K
NDLS icon
155
Noodles & Co
NDLS
$90.5M
$2K ﹤0.01%
44
– –
NGG icon
156
National Grid
NGG
$82.7B
$2K ﹤0.01%
34
– –
NVS icon
157
Novartis
NVS
$295B
$2K ﹤0.01%
35
– –
QCOM icon
158
Qualcomm
QCOM
$176B
$2K ﹤0.01%
34
– –
RTX icon
159
RTX Corp
RTX
$287B
$2K ﹤0.01%
38
– –
SO icon
160
Southern Company
SO
$110B
$2K ﹤0.01%
34
– –
VFC icon
161
VF Corp
VFC
$6.68B
$2K ﹤0.01%
47
– –
VZ icon
162
Verizon
VZ
$194B
$2K ﹤0.01%
41
– –
AEE icon
163
Ameren
AEE
$31.5B
$1K ﹤0.01%
+29
New +$1.48K
BNBX
164
DELISTED
BNB PLUS CORP
BNBX
– –
0
– –
DNP icon
165
DNP Select Income Fund
DNP
$4.18B
$1K ﹤0.01%
+100
New +$1.06K
DOC icon
166
Healthpeak Properties
DOC
$15.4B
– –
0
– –
FSK icon
167
FS KKR Capital
FSK
$2.98B
$1K ﹤0.01%
+31
New +$1.18K
O icon
168
Realty Income
O
$61.2B
$1K ﹤0.01%
13
– –
SLV icon
169
iShares Silver Trust
SLV
$28.1B
$1K ﹤0.01%
+50
New +$931
UL icon
170
Unilever
UL
$131B
$1K ﹤0.01%
27
-54
-67% -$2.85K
VTR icon
171
Ventas
VTR
$48.9B
$1K ﹤0.01%
15
– –
WELL icon
172
Welltower
WELL
$178B
$1K ﹤0.01%
14
– –
RDS.B
173
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$1K ﹤0.01%
24
– –
RTN
174
DELISTED
Raytheon Company
RTN
$1K ﹤0.01%
+8
New +$1.11K
AEP icon
175
American Electric Power
AEP
$73.7B
– –
-10
Closed -$1K
5 6
7
8 9

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MS
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ICM
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FFAM
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NWM
Napa Wealth Management Napa, California $213M AUM 25.01% 1-Year Est. Return
LA
Lindenwold Advisors Reading, Pennsylvania $212M AUM 13.02% 1-Year Est. Return
APC
Asset Planning Corporation Knoxville, Tennessee $211M AUM 7.33% 1-Year Est. Return
WTFG
Wells Trecaso Financial Group Akron, Ohio $210M AUM 21.47% 1-Year Est. Return
SNWA
Siligmueller & Norvid Wealth Advisors Glen Ellyn, Illinois $222M AUM 10.94% 1-Year Est. Return

D. Scott Neal's Q3 2016 Portfolio in Review

As of Q3 2016, D. Scott Neal held 209 positions worth $127M, up 13% from $113M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

D. Scott Neal deployed $12.3M of net new capital in Q3 2016, opening 24 new positions and adding to 27 existing holdings. Its largest new stake was Vanguard Long-Term Bond ETF: 28,373 shares worth $2.8M.

By sector, the portfolio is most concentrated in Consumer Staples at 1.3% of assets, up from 0.66% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Schwab Intermediately-Term US Treasury ETF, an estimated $593K trimmed.

  • D. Scott Neal's largest Q3 2016 buy was Vanguard Long-Term Bond ETF: 28,373 shares worth $2.8M.
  • D. Scott Neal added most to iShares Select Dividend ETF in Q3 2016, an estimated $2.59M increase.
  • D. Scott Neal's biggest Q3 2016 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $593K.
  • D. Scott Neal fully exited Vanguard Intermediate-Term Treasury ETF in Q3 2016, selling an estimated $529K.
  • D. Scott Neal's ten largest holdings make up 82% of its $127M portfolio in Q3 2016.
  • D. Scott Neal opened 24 new positions and closed 30 in Q3 2016.
  • D. Scott Neal's portfolio value rose 13% quarter-over-quarter to $127M.

Based on D. Scott Neal's 13F filing for Q3 2016, filed 18 Oct 2016.