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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+2.23%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$107M
AUM Growth
-$19.4M
Cap. Flow
-$20.9M
Cap. Flow %
-19.61%
Top 10 Hldgs %
86.43%
Holding
181
New
26
Increased
21
Reduced
35
Closed
9

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$285K
2
WPC icon
W.P. Carey
WPC
+$128K
3
AMTD
TD Ameritrade Holding Corp
AMTD
+$23.6K
4
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$23.2K
5
ABBV icon
AbbVie
ABBV
+$22.3K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.17M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.83M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.76M
4
OIL
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
+$3.34M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.32M

Sector Composition

Rank Sector Weight
1 Industrials 1.12%
2 Technology 0.94%
3 Healthcare 0.91%
4 Financials 0.7%
5 Energy 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSO icon
151
Pearson
PSO
$10.1B
$2K ﹤0.01%
144
– –
QCOM icon
152
Qualcomm
QCOM
$153B
$2K ﹤0.01%
34
– –
RTX icon
153
RTX Corp
RTX
$292B
$2K ﹤0.01%
38
– –
SO icon
154
Southern Company
SO
$108B
$2K ﹤0.01%
+34
New +$1.66K
UNP icon
155
Union Pacific
UNP
$173B
$2K ﹤0.01%
27
– –
VZ icon
156
Verizon
VZ
$198B
$2K ﹤0.01%
+41
New +$2.05K
AEP icon
157
American Electric Power
AEP
$68.9B
$1K ﹤0.01%
+10
New +$618
BNBX
158
DELISTED
BNB PLUS CORP
BNBX
– –
0
– –
BP icon
159
BP
BP
$113B
$1K ﹤0.01%
+57
New +$1.44K
DOC icon
160
Healthpeak Properties
DOC
$15B
– –
0
– –
GIS icon
161
General Mills
GIS
$19.6B
$1K ﹤0.01%
+17
New +$988
KMB icon
162
Kimberly-Clark
KMB
$37.3B
$1K ﹤0.01%
+10
New +$1.3K
O icon
163
Realty Income
O
$59.4B
$1K ﹤0.01%
+13
New +$724
OHI icon
164
Omega Healthcare
OHI
$14.8B
– –
0
– –
PPL
165
PPL Corp
PPL
$26.4B
$1K ﹤0.01%
+35
New +$1.24K
VOD icon
166
Vodafone
VOD
$36.7B
$1K ﹤0.01%
+46
New +$1.43K
VTR icon
167
Ventas
VTR
$47.5B
$1K ﹤0.01%
+15
New +$844
WELL icon
168
Welltower
WELL
$168B
$1K ﹤0.01%
+14
New +$903
RDS.B
169
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$1K ﹤0.01%
+24
New +$1.08K
AMCX icon
170
AMC Global Media
AMCX
$503M
– –
-110
Closed -$8K
BH icon
171
Biglari Holdings Class B
BH
$1.26B
– –
-9
Closed -$2K
CSX icon
172
CSX Corp
CSX
$92.8B
$0 ﹤0.01%
6
– –
LLY icon
173
Eli Lilly
LLY
$1.01T
– –
-70
Closed -$6K
MA icon
174
Mastercard
MA
$510B
– –
-90
Closed -$9K
SNY icon
175
Sanofi
SNY
$104B
$0 ﹤0.01%
+11
New +$442
4 5 6
7
8

Similar funds

MS
Marshall & Sullivan Seattle, Washington $216M AUM 12.97% 1-Year Est. Return
ICM
IMS Capital Management Portland, Oregon $217M AUM 18.69% 1-Year Est. Return
FFAM
Forge First Asset Management Toronto, Ontario, Canada $218M AUM 29.22% 1-Year Est. Return
NWM
Napa Wealth Management Napa, California $213M AUM 25.01% 1-Year Est. Return
LA
Lindenwold Advisors Reading, Pennsylvania $212M AUM 13.02% 1-Year Est. Return
APC
Asset Planning Corporation Knoxville, Tennessee $211M AUM 7.33% 1-Year Est. Return
WTFG
Wells Trecaso Financial Group Akron, Ohio $210M AUM 21.47% 1-Year Est. Return
SNWA
Siligmueller & Norvid Wealth Advisors Glen Ellyn, Illinois $222M AUM 10.94% 1-Year Est. Return

D. Scott Neal's Q1 2016 Portfolio in Review

As of Q1 2016, D. Scott Neal held 181 positions worth $107M, down 15% from $126M the previous quarter. Its ten largest holdings account for 86% of the portfolio.

D. Scott Neal withdrew a net $20.9M in Q1 2016, closing 9 positions and reducing 35 holdings. Its most notable exit was Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In, an estimated $3.34M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 1.1% of assets, up from 0.88% a quarter earlier, followed by Technology and Healthcare.

Against the trend, D. Scott Neal opened a new position in W.P. Carey worth $137K.

  • D. Scott Neal's largest Q1 2016 buy was W.P. Carey: 2,246 shares worth $137K.
  • D. Scott Neal added most to iShares Core S&P 500 ETF in Q1 2016, an estimated $285K increase.
  • D. Scott Neal's biggest Q1 2016 reduction was Invesco QQQ Trust, cutting an estimated $4.17M.
  • D. Scott Neal fully exited Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In in Q1 2016, selling an estimated $3.34M.
  • D. Scott Neal's ten largest holdings make up 86% of its $107M portfolio in Q1 2016.
  • D. Scott Neal opened 26 new positions and closed 9 in Q1 2016.
  • D. Scott Neal's portfolio value fell 15% quarter-over-quarter to $107M.

Based on D. Scott Neal's 13F filing for Q1 2016, filed 13 Apr 2016.