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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+2.58%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$126M
AUM Growth
+$6.99M
Cap. Flow
+$4.59M
Cap. Flow %
3.64%
Top 10 Hldgs %
84.86%
Holding
152
New
118
Increased
7
Reduced
23
Closed
–

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$1.91M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$796K
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$453K
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$321K
5
QQQ icon
Invesco QQQ Trust
QQQ
+$310K

Top Sells

Rank Stock Value
1
OIL
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
+$666K
2
MRK icon
Merck
MRK
+$639K
3
IWM icon
iShares Russell 2000 ETF
IWM
+$379K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$356K
5
JNJ icon
Johnson & Johnson
JNJ
+$247K

Sector Composition

Rank Sector Weight
1 Healthcare 0.95%
2 Industrials 0.88%
3 Technology 0.81%
4 Financials 0.63%
5 Energy 0.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSX icon
151
CSX Corp
CSX
$93.4B
$0 ﹤0.01%
+6
New +$54
CRC
152
DELISTED
California Resources Corporation
CRC
$0 ﹤0.01%
+1
New +$36
3 4 5 6
7

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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q4 2015 Portfolio in Review

As of Q4 2015, D. Scott Neal held 152 positions worth $126M, up 5.9% from $119M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

D. Scott Neal deployed $4.59M of net new capital in Q4 2015, opening 118 new positions and adding to 7 existing holdings. Its largest new stake was iShares Core S&P 500 ETF: 1,127 shares worth $231K.

By sector, the portfolio is most concentrated in Healthcare at 0.95% of assets, down from 1.1% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In, an estimated $666K trimmed.

  • D. Scott Neal's largest Q4 2015 buy was iShares Core S&P 500 ETF: 1,127 shares worth $231K.
  • D. Scott Neal added most to iShares 7-10 Year Treasury Bond ETF in Q4 2015, an estimated $1.91M increase.
  • D. Scott Neal's biggest Q4 2015 reduction was Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In, cutting an estimated $666K.
  • D. Scott Neal's ten largest holdings make up 85% of its $126M portfolio in Q4 2015.
  • D. Scott Neal opened 118 new positions and closed 0 in Q4 2015.
  • D. Scott Neal's portfolio value rose 5.9% quarter-over-quarter to $126M.

Based on D. Scott Neal's 13F filing for Q4 2015, filed 12 Jan 2016.