We are live on ! Find out more
DSN

D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
-0.51%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$176M
AUM Growth
+$9.27M
Cap. Flow
+$12.9M
Cap. Flow %
7.3%
Top 10 Hldgs %
83.09%
Holding
187
New
17
Increased
16
Reduced
24
Closed
9

Top Buys

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$16.9M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$9.13M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$5.99M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.91M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.27M

Top Sells

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$14.4M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$3.06M
3
IYR icon
iShares US Real Estate ETF
IYR
+$2.83M
4
BSCN
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
+$1.72M
5
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$1.48M

Sector Composition

Rank Sector Weight
1 Technology 1.19%
2 Industrials 0.93%
3 Consumer Staples 0.87%
4 Healthcare 0.7%
5 Financials 0.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BP icon
126
BP
BP
$109B
$10K 0.01%
253
-4
-2% -$151
ZTS icon
127
Zoetis
ZTS
$32.2B
$10K 0.01%
119
– –
SGI
128
Somnigroup International
SGI
$15.3B
$9K 0.01%
800
– –
UAA icon
129
Under Armour
UAA
$3.02B
$8K ﹤0.01%
500
– –
ZG icon
130
Zillow
ZG
$7.32B
$8K ﹤0.01%
150
– –
CHTR icon
131
Charter Communications
CHTR
$15.7B
$7K ﹤0.01%
22
-33
-60% -$11.6K
CMCSA icon
132
Comcast
CMCSA
$80.9B
$7K ﹤0.01%
204
– –
GT icon
133
Goodyear
GT
$2.04B
$7K ﹤0.01%
+267
New +$8.26K
MS icon
134
Morgan Stanley
MS
$337B
$7K ﹤0.01%
+128
New +$7.08K
YUM icon
135
Yum! Brands
YUM
$40.7B
$7K ﹤0.01%
77
– –
WEB
136
DELISTED
Web.com Group, Inc.
WEB
$7K ﹤0.01%
413
– –
BMY icon
137
Bristol-Myers Squibb
BMY
$128B
$6K ﹤0.01%
+100
New +$6.43K
MNDT
138
DELISTED
Mandiant, Inc. Common Stock
MNDT
$6K ﹤0.01%
375
– –
AFL icon
139
Aflac
AFL
$64.4B
$5K ﹤0.01%
+120
New +$5.31K
VGT icon
140
Vanguard Information Technology ETF
VGT
$138B
$5K ﹤0.01%
216
– –
F icon
141
Ford
F
$58.5B
$4K ﹤0.01%
368
– –
FDX icon
142
FedEx
FDX
$73.5B
$4K ﹤0.01%
16
– –
MCK icon
143
McKesson
MCK
$99.5B
$4K ﹤0.01%
26
– –
WMB icon
144
Williams Companies
WMB
$86.6B
$4K ﹤0.01%
165
– –
BSCN
145
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$4K ﹤0.01%
210
-83,687
-100% -$1.72M
AVNS icon
146
Avanos Medical
AVNS
$1.17B
$3K ﹤0.01%
55
– –
GEN icon
147
Gen Digital
GEN
$16.1B
$3K ﹤0.01%
112
– –
IP icon
148
International Paper
IP
$22.5B
$3K ﹤0.01%
64
– –
NDLS icon
149
Noodles & Co
NDLS
$84M
$3K ﹤0.01%
44
– –
REGN icon
150
Regeneron Pharmaceuticals
REGN
$69.9B
$3K ﹤0.01%
8
– –
4 5
6
7 8

Similar funds

MS
Marshall & Sullivan Seattle, Washington $216M AUM 12.97% 1-Year Est. Return
ICM
IMS Capital Management Portland, Oregon $217M AUM 18.69% 1-Year Est. Return
FFAM
Forge First Asset Management Toronto, Ontario, Canada $218M AUM 29.22% 1-Year Est. Return
NWM
Napa Wealth Management Napa, California $213M AUM 25.01% 1-Year Est. Return
LA
Lindenwold Advisors Reading, Pennsylvania $212M AUM 13.02% 1-Year Est. Return
APC
Asset Planning Corporation Knoxville, Tennessee $211M AUM 7.33% 1-Year Est. Return
WTFG
Wells Trecaso Financial Group Akron, Ohio $210M AUM 21.47% 1-Year Est. Return
SNWA
Siligmueller & Norvid Wealth Advisors Glen Ellyn, Illinois $222M AUM 10.94% 1-Year Est. Return

D. Scott Neal's Q1 2018 Portfolio in Review

As of Q1 2018, D. Scott Neal held 187 positions worth $176M, up 5.6% from $167M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

D. Scott Neal deployed $12.9M of net new capital in Q1 2018, opening 17 new positions and adding to 16 existing holdings. Its largest new stake was Vanguard FTSE Emerging Markets ETF: 352,153 shares worth $16.5M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 1.1% a quarter earlier, followed by Industrials and Consumer Staples.

On the sell side, the largest reduction was Vanguard Real Estate ETF, an estimated $14.4M trimmed.

  • D. Scott Neal's largest Q1 2018 buy was Vanguard FTSE Emerging Markets ETF: 352,153 shares worth $16.5M.
  • D. Scott Neal added most to Vanguard High Dividend Yield ETF in Q1 2018, an estimated $9.13M increase.
  • D. Scott Neal's biggest Q1 2018 reduction was Vanguard Real Estate ETF, cutting an estimated $14.4M.
  • D. Scott Neal fully exited State Street SPDR Portfolio Intermediate Term Corporate Bond ETF in Q1 2018, selling an estimated $3.06M.
  • D. Scott Neal's ten largest holdings make up 83% of its $176M portfolio in Q1 2018.
  • D. Scott Neal opened 17 new positions and closed 9 in Q1 2018.
  • D. Scott Neal's portfolio value rose 5.6% quarter-over-quarter to $176M.

Based on D. Scott Neal's 13F filing for Q1 2018, filed 19 Apr 2018.