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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$167M
AUM Growth
+$1.01M
Cap. Flow
-$4.41M
Cap. Flow %
-2.64%
Top 10 Hldgs %
79.79%
Holding
201
New
9
Increased
12
Reduced
30
Closed
30

Top Buys

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$6.6M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.16M
3
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$3.08M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.83M
5
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$1.69M

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$6.11M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.63M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$2.95M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.71M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.61M

Sector Composition

Rank Sector Weight
1 Technology 1.1%
2 Industrials 1.04%
3 Consumer Staples 1.01%
4 Healthcare 0.79%
5 Financials 0.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGI
126
Somnigroup International
SGI
$13.7B
$13K 0.01%
800
– –
DAL icon
127
Delta Air Lines
DAL
$57.5B
$11K 0.01%
196
– –
BP icon
128
BP
BP
$116B
$10K 0.01%
257
-4
-2% -$145
INCY icon
129
Incyte
INCY
$24.2B
$9K 0.01%
97
– –
PCRX icon
130
Pacira BioSciences
PCRX
$1.04B
$9K 0.01%
200
– –
ZTS icon
131
Zoetis
ZTS
$32.4B
$9K 0.01%
119
– –
WEB
132
DELISTED
Web.com Group, Inc.
WEB
$9K 0.01%
413
– –
CMCSA icon
133
Comcast
CMCSA
$85B
$8K ﹤0.01%
204
– –
UAA icon
134
Under Armour
UAA
$2.84B
$7K ﹤0.01%
500
– –
YUM icon
135
Yum! Brands
YUM
$41.8B
$6K ﹤0.01%
77
– –
ZG icon
136
Zillow
ZG
$7.94B
$6K ﹤0.01%
150
– –
F icon
137
Ford
F
$58.5B
$5K ﹤0.01%
368
– –
VZ icon
138
Verizon
VZ
$195B
$5K ﹤0.01%
95
-313
-77% -$15.4K
WMB icon
139
Williams Companies
WMB
$87.5B
$5K ﹤0.01%
165
– –
MNDT
140
DELISTED
Mandiant, Inc. Common Stock
MNDT
$5K ﹤0.01%
375
– –
FDX icon
141
FedEx
FDX
$72.7B
$4K ﹤0.01%
16
– –
IP icon
142
International Paper
IP
$21.6B
$4K ﹤0.01%
64
– –
MCK icon
143
McKesson
MCK
$100B
$4K ﹤0.01%
26
– –
VGT icon
144
Vanguard Information Technology ETF
VGT
$139B
$4K ﹤0.01%
216
– –
AVNS
145
DELISTED
Avanos Medical
AVNS
$3K ﹤0.01%
55
– –
DELL icon
146
Dell
DELL
$262B
$3K ﹤0.01%
118
– –
GEN icon
147
Gen Digital
GEN
$16.4B
$3K ﹤0.01%
112
– –
REGN icon
148
Regeneron Pharmaceuticals
REGN
$78.5B
$3K ﹤0.01%
8
– –
SSYS icon
149
Stratasys
SSYS
$679M
$3K ﹤0.01%
150
– –
YUMC icon
150
Yum China
YUMC
$16.5B
$3K ﹤0.01%
77
– –
4 5
6
7 8

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MS
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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q4 2017 Portfolio in Review

As of Q4 2017, D. Scott Neal held 201 positions worth $167M, up 0.61% from $166M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

D. Scott Neal's Q4 2017 filing shows 9 new, 12 increased, 30 reduced and 30 closed positions. Its largest new stake was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 89,516 shares worth $3.06M. The largest sale was iShares Select Dividend ETF, an estimated $6.11M.

By sector, the portfolio is most concentrated in Technology at 1.1% of assets, up from 1% a quarter earlier, followed by Industrials and Consumer Staples.

  • D. Scott Neal's largest Q4 2017 buy was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 89,516 shares worth $3.06M.
  • D. Scott Neal added most to State Street SPDR S&P MIDCAP 400 ETF Trust in Q4 2017, an estimated $6.6M increase.
  • D. Scott Neal's biggest Q4 2017 reduction was iShares Select Dividend ETF, cutting an estimated $6.11M.
  • D. Scott Neal fully exited Vanguard Intermediate-Term Corporate Bond ETF in Q4 2017, selling an estimated $2.95M.
  • D. Scott Neal's ten largest holdings make up 80% of its $167M portfolio in Q4 2017.
  • D. Scott Neal opened 9 new positions and closed 30 in Q4 2017.
  • D. Scott Neal's portfolio value rose 0.61% quarter-over-quarter to $167M.

Based on D. Scott Neal's 13F filing for Q4 2017, filed 16 Feb 2018.