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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+2.7%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$166M
AUM Growth
+$19M
Cap. Flow
+$14.7M
Cap. Flow %
8.85%
Top 10 Hldgs %
79.02%
Holding
214
New
25
Increased
30
Reduced
40
Closed
22

Top Buys

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$12.5M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.49M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$2.95M
4
BSCN
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
+$1.43M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.37M

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$2.06M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.03M
3
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$1.35M
4
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.24M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.09M

Sector Composition

Rank Sector Weight
1 Technology 1.04%
2 Consumer Staples 0.99%
3 Industrials 0.9%
4 Financials 0.68%
5 Healthcare 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGI
126
Somnigroup International
SGI
$13.7B
$13K 0.01%
800
– –
CXP
127
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$13K 0.01%
595
– –
MPC icon
128
Marathon Petroleum
MPC
$92.4B
$12K 0.01%
206
– –
AXP icon
129
American Express
AXP
$227B
$11K 0.01%
+125
New +$10.7K
INCY icon
130
Incyte
INCY
$24.2B
$11K 0.01%
97
-724
-88% -$91.6K
ELV icon
131
Elevance Health
ELV
$81.5B
$10K 0.01%
+53
New +$10.1K
WEB
132
DELISTED
Web.com Group, Inc.
WEB
$10K 0.01%
413
– –
AMGN icon
133
Amgen
AMGN
$208B
$9K 0.01%
50
-50
-50% -$8.86K
BND icon
134
Vanguard Total Bond Market
BND
$157B
$9K 0.01%
112
– –
BP icon
135
BP
BP
$116B
$9K 0.01%
261
-4
-2% -$127
DAL icon
136
Delta Air Lines
DAL
$57.5B
$9K 0.01%
196
– –
BSV icon
137
Vanguard Short-Term Bond ETF
BSV
$44.7B
$8K ﹤0.01%
+100
New +$8K
CMCSA icon
138
Comcast
CMCSA
$85B
$8K ﹤0.01%
204
– –
JEF icon
139
Jefferies Financial Group
JEF
$12.6B
$8K ﹤0.01%
+335
New +$7.51K
PCRX icon
140
Pacira BioSciences
PCRX
$1.04B
$8K ﹤0.01%
200
– –
UAA icon
141
Under Armour
UAA
$2.84B
$8K ﹤0.01%
500
– –
ZTS icon
142
Zoetis
ZTS
$32.4B
$8K ﹤0.01%
119
– –
VNO icon
143
Vornado Realty Trust
VNO
$7.41B
$6K ﹤0.01%
+75
New +$5.72K
YUM icon
144
Yum! Brands
YUM
$41.8B
$6K ﹤0.01%
77
– –
ZG icon
145
Zillow
ZG
$7.94B
$6K ﹤0.01%
150
– –
MNDT
146
DELISTED
Mandiant, Inc. Common Stock
MNDT
$6K ﹤0.01%
375
– –
CEFL
147
DELISTED
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
CEFL
$6K ﹤0.01%
300
– –
GLPI icon
148
Gaming and Leisure Properties
GLPI
$12.7B
$5K ﹤0.01%
+125
New +$4.72K
HOUS
149
DELISTED
Anywhere Real Estate
HOUS
$5K ﹤0.01%
+150
New +$5.07K
ORC
150
Orchid Island Capital
ORC
$1.3B
$5K ﹤0.01%
100
– –
4 5
6
7 8

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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q3 2017 Portfolio in Review

As of Q3 2017, D. Scott Neal held 214 positions worth $166M, up 13% from $147M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

D. Scott Neal deployed $14.7M of net new capital in Q3 2017, opening 25 new positions and adding to 30 existing holdings. Its largest new stake was Vanguard Intermediate-Term Corporate Bond ETF: 33,504 shares worth $2.95M.

By sector, the portfolio is most concentrated in Technology at 1% of assets, down from 1.6% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $2.06M trimmed.

  • D. Scott Neal's largest Q3 2017 buy was Vanguard Intermediate-Term Corporate Bond ETF: 33,504 shares worth $2.95M.
  • D. Scott Neal added most to State Street SPDR S&P MIDCAP 400 ETF Trust in Q3 2017, an estimated $12.5M increase.
  • D. Scott Neal's biggest Q3 2017 reduction was iShares Select Dividend ETF, cutting an estimated $2.06M.
  • D. Scott Neal fully exited State Street SPDR Portfolio Short Term Corporate Bond ETF in Q3 2017, selling an estimated $311K.
  • D. Scott Neal's ten largest holdings make up 79% of its $166M portfolio in Q3 2017.
  • D. Scott Neal opened 25 new positions and closed 22 in Q3 2017.
  • D. Scott Neal's portfolio value rose 13% quarter-over-quarter to $166M.

Based on D. Scott Neal's 13F filing for Q3 2017, filed 18 Oct 2017.