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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+2.03%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$147M
AUM Growth
-$8.41M
Cap. Flow
-$11.4M
Cap. Flow %
-7.79%
Top 10 Hldgs %
77.93%
Holding
194
New
27
Increased
29
Reduced
45
Closed
5

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$638K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$561K
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$428K
4
BSCI
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
+$334K
5
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$328K

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14.9M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$247K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$197K
4
TWM icon
ProShares UltraShort Russell2000
TWM
+$192K
5
IYR icon
iShares US Real Estate ETF
IYR
+$168K

Sector Composition

Rank Sector Weight
1 Technology 1.63%
2 Consumer Staples 1.34%
3 Industrials 1.25%
4 Healthcare 0.74%
5 Financials 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBKR icon
126
Interactive Brokers
IBKR
$38.9B
$19K 0.01%
2,000
-2,000
-50% -$17.8K
CERN
127
DELISTED
Cerner Corp
CERN
$19K 0.01%
288
– –
AMGN icon
128
Amgen
AMGN
$205B
$17K 0.01%
100
– –
VBR icon
129
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.5B
$17K 0.01%
+137
New +$16.7K
AMTD
130
DELISTED
TD Ameritrade Holding Corp
AMTD
$17K 0.01%
400
-800
-67% -$31.1K
ITW icon
131
Illinois Tool Works
ITW
$82.5B
$16K 0.01%
109
– –
ADP icon
132
Automatic Data Processing
ADP
$108B
$15K 0.01%
142
– –
JPM icon
133
JPMorgan Chase
JPM
$934B
$15K 0.01%
167
– –
EBAY icon
134
eBay
EBAY
$48B
$14K 0.01%
400
– –
TXN icon
135
Texas Instruments
TXN
$245B
$13K 0.01%
164
– –
XLE icon
136
State Street Energy Select Sector SPDR ETF
XLE
$38.5B
$13K 0.01%
400
-400
-50% -$13.4K
CXP
137
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$13K 0.01%
595
– –
DAL icon
138
Delta Air Lines
DAL
$60B
$11K 0.01%
196
– –
MPC icon
139
Marathon Petroleum
MPC
$90.1B
$11K 0.01%
206
– –
UAA icon
140
Under Armour
UAA
$2.92B
$11K 0.01%
500
-500
-50% -$10.2K
SGI
141
Somnigroup International
SGI
$14.1B
$11K 0.01%
800
– –
PCRX icon
142
Pacira BioSciences
PCRX
$1.04B
$10K 0.01%
200
– –
WFC icon
143
Wells Fargo
WFC
$264B
$10K 0.01%
177
– –
WEB
144
DELISTED
Web.com Group, Inc.
WEB
$10K 0.01%
413
– –
BND icon
145
Vanguard Total Bond Market
BND
$157B
$9K 0.01%
112
– –
VZ icon
146
Verizon
VZ
$198B
$9K 0.01%
+194
New +$9.04K
BP icon
147
BP
BP
$114B
$8K 0.01%
265
-4
-1% -$124
CMCSA icon
148
Comcast
CMCSA
$87.5B
$8K 0.01%
204
– –
VO icon
149
Vanguard Morningstar Mid-Cap ETF
VO
$107B
$7K ﹤0.01%
188
– –
ZG icon
150
Zillow
ZG
$8.13B
$7K ﹤0.01%
150
– –
4 5
6
7 8

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MS
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ICM
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FFAM
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NWM
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LA
Lindenwold Advisors Reading, Pennsylvania $212M AUM 13.02% 1-Year Est. Return
APC
Asset Planning Corporation Knoxville, Tennessee $211M AUM 7.33% 1-Year Est. Return
WTFG
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SNWA
Siligmueller & Norvid Wealth Advisors Glen Ellyn, Illinois $222M AUM 10.94% 1-Year Est. Return

D. Scott Neal's Q2 2017 Portfolio in Review

As of Q2 2017, D. Scott Neal held 194 positions worth $147M, down 5.4% from $155M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

D. Scott Neal withdrew a net $11.4M in Q2 2017, closing 5 positions and reducing 45 holdings. Its most notable exit was Mead Johnson Nutrition Company, an estimated $9K position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.6% of assets, up from 1.1% a quarter earlier, followed by Consumer Staples and Industrials.

Against the trend, D. Scott Neal opened a new position in Invesco BulletShares 2018 Corporate Bond ETF worth $334K.

  • D. Scott Neal's largest Q2 2017 buy was Invesco BulletShares 2018 Corporate Bond ETF: 15,734 shares worth $334K.
  • D. Scott Neal added most to iShares Russell 2000 ETF in Q2 2017, an estimated $638K increase.
  • D. Scott Neal's biggest Q2 2017 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $14.9M.
  • D. Scott Neal fully exited Mead Johnson Nutrition Company in Q2 2017, selling an estimated $9K.
  • D. Scott Neal's ten largest holdings make up 78% of its $147M portfolio in Q2 2017.
  • D. Scott Neal opened 27 new positions and closed 5 in Q2 2017.
  • D. Scott Neal's portfolio value fell 5.4% quarter-over-quarter to $147M.

Based on D. Scott Neal's 13F filing for Q2 2017, filed 14 Jul 2017.