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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+3.25%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$155M
AUM Growth
+$14.9M
Cap. Flow
+$10.1M
Cap. Flow %
6.48%
Top 10 Hldgs %
78.25%
Holding
177
New
8
Increased
21
Reduced
24
Closed
10

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14.5M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.57M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$2.16M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.12M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$968K

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$11.2M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.23M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$473K
4
DVY icon
iShares Select Dividend ETF
DVY
+$289K
5
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$173K

Sector Composition

Rank Sector Weight
1 Consumer Staples 1.21%
2 Technology 1.12%
3 Industrials 0.91%
4 Financials 0.68%
5 Healthcare 0.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMCSA icon
126
Comcast
CMCSA
$87.2B
$8K 0.01%
204
– –
WEB
127
DELISTED
Web.com Group, Inc.
WEB
$8K 0.01%
413
– –
DD icon
128
DuPont de Nemours
DD
$18.8B
$7K ﹤0.01%
42
– –
META icon
129
Meta Platforms (Facebook)
META
$1.51T
$7K ﹤0.01%
50
– –
VO icon
130
Vanguard Morningstar Mid-Cap ETF
VO
$107B
$7K ﹤0.01%
188
-192
-51% -$6.6K
ZTS icon
131
Zoetis
ZTS
$32.5B
$6K ﹤0.01%
119
– –
CLM icon
132
Cornerstone Strategic Value Fund
CLM
$2.21B
$5K ﹤0.01%
305
– –
ONB icon
133
Old National Bancorp
ONB
$10.2B
$5K ﹤0.01%
280
– –
ORC
134
Orchid Island Capital
ORC
$1.3B
$5K ﹤0.01%
+100
New +$5.43K
WMB icon
135
Williams Companies
WMB
$86.7B
$5K ﹤0.01%
+165
New +$4.77K
YUM icon
136
Yum! Brands
YUM
$41.2B
$5K ﹤0.01%
77
– –
ZG icon
137
Zillow
ZG
$8.07B
$5K ﹤0.01%
150
– –
MNDT
138
DELISTED
Mandiant, Inc. Common Stock
MNDT
$5K ﹤0.01%
375
– –
CEFL
139
DELISTED
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
CEFL
$5K ﹤0.01%
300
– –
F icon
140
Ford
F
$58.9B
$4K ﹤0.01%
368
– –
PPL
141
PPL Corp
PPL
$26.5B
$4K ﹤0.01%
110
– –
ZBH icon
142
Zimmer Biomet
ZBH
$18.5B
$4K ﹤0.01%
34
– –
FDX icon
143
FedEx
FDX
$72.9B
$3K ﹤0.01%
16
– –
GEN icon
144
Gen Digital
GEN
$16.8B
$3K ﹤0.01%
112
– –
IP icon
145
International Paper
IP
$21.9B
$3K ﹤0.01%
64
– –
SSYS icon
146
Stratasys
SSYS
$695M
$3K ﹤0.01%
150
– –
MRO
147
DELISTED
Marathon Oil Corporation
MRO
$3K ﹤0.01%
206
– –
BIVV
148
DELISTED
Bioverativ Inc. Common Stock
BIVV
$3K ﹤0.01%
+50
New +$2.46K
AEE icon
149
Ameren
AEE
$30.3B
$2K ﹤0.01%
29
– –
AVNS
150
DELISTED
Avanos Medical
AVNS
$2K ﹤0.01%
55
– –
4 5
6
7 8

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MS
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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
Siligmueller & Norvid Wealth Advisors Glen Ellyn, Illinois $222M AUM 10.94% 1-Year Est. Return

D. Scott Neal's Q1 2017 Portfolio in Review

As of Q1 2017, D. Scott Neal held 177 positions worth $155M, up 11% from $140M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

D. Scott Neal deployed $10.1M of net new capital in Q1 2017, opening 8 new positions and adding to 21 existing holdings. Its largest new stake was iShares 20+ Year Treasury Bond ETF: 120,813 shares worth $14.6M.

By sector, the portfolio is most concentrated in Consumer Staples at 1.2% of assets, up from 1.2% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares MSCI EAFE ETF, an estimated $11.2M trimmed.

  • D. Scott Neal's largest Q1 2017 buy was iShares 20+ Year Treasury Bond ETF: 120,813 shares worth $14.6M.
  • D. Scott Neal added most to State Street SPDR S&P MIDCAP 400 ETF Trust in Q1 2017, an estimated $2.57M increase.
  • D. Scott Neal's biggest Q1 2017 reduction was iShares MSCI EAFE ETF, cutting an estimated $11.2M.
  • D. Scott Neal fully exited Celgene Corp in Q1 2017, selling an estimated $12K.
  • D. Scott Neal's ten largest holdings make up 78% of its $155M portfolio in Q1 2017.
  • D. Scott Neal opened 8 new positions and closed 10 in Q1 2017.
  • D. Scott Neal's portfolio value rose 11% quarter-over-quarter to $155M.

Based on D. Scott Neal's 13F filing for Q1 2017, filed 25 Apr 2017.