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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+2.29%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$127M
AUM Growth
+$14.6M
Cap. Flow
+$12.3M
Cap. Flow %
9.66%
Top 10 Hldgs %
82.06%
Holding
209
New
24
Increased
27
Reduced
29
Closed
30

Top Buys

Rank Stock Value
1
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$2.81M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$2.8M
3
DVY icon
iShares Select Dividend ETF
DVY
+$2.59M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.53M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$2.47M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$593K
2
IYR icon
iShares US Real Estate ETF
IYR
+$592K
3
SCHB icon
Schwab US Broad Market ETF
SCHB
+$543K
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$529K
5
IWB icon
iShares Russell 1000 ETF
IWB
+$486K

Sector Composition

Rank Sector Weight
1 Consumer Staples 1.32%
2 Technology 1.16%
3 Industrials 1.04%
4 Healthcare 0.83%
5 Financials 0.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZTS icon
126
Zoetis
ZTS
$31.6B
$6K ﹤0.01%
119
– –
MNDT
127
DELISTED
Mandiant, Inc. Common Stock
MNDT
$6K ﹤0.01%
375
– –
NLY icon
128
Annaly Capital Management
NLY
$16.9B
– –
0
– –
PPL
129
PPL Corp
PPL
$27.3B
$5K ﹤0.01%
145
– –
ZG icon
130
Zillow
ZG
$7.02B
$5K ﹤0.01%
150
– –
D icon
131
Dominion Energy
D
$62.5B
$4K ﹤0.01%
55
– –
ITW icon
132
Illinois Tool Works
ITW
$81.4B
$4K ﹤0.01%
32
– –
MDT icon
133
Medtronic
MDT
$107B
$4K ﹤0.01%
43
– –
ONB icon
134
Old National Bancorp
ONB
$10.1B
$4K ﹤0.01%
280
-230
-45% -$3.1K
SSYS icon
135
Stratasys
SSYS
$697M
$4K ﹤0.01%
150
– –
STWD icon
136
Starwood Property Trust
STWD
$6.12B
– –
0
– –
SWK icon
137
Stanley Black & Decker
SWK
$14.2B
$4K ﹤0.01%
32
– –
ZBH icon
138
Zimmer Biomet
ZBH
$17.7B
$4K ﹤0.01%
34
– –
BA icon
139
Boeing
BA
$165B
$3K ﹤0.01%
22
-35
-61% -$4.61K
BTI icon
140
British American Tobacco
BTI
$132B
$3K ﹤0.01%
46
– –
DEO icon
141
Diageo
DEO
$46.2B
$3K ﹤0.01%
22
– –
ES icon
142
Eversource Energy
ES
$28.2B
$3K ﹤0.01%
60
– –
FDX icon
143
FedEx
FDX
$74.5B
$3K ﹤0.01%
+16
New +$2.62K
GEN icon
144
Gen Digital
GEN
$15.6B
$3K ﹤0.01%
112
– –
IP icon
145
International Paper
IP
$22.3B
$3K ﹤0.01%
+64
New +$2.82K
UNP icon
146
Union Pacific
UNP
$183B
$3K ﹤0.01%
27
– –
UPS icon
147
United Parcel Service
UPS
$97.6B
$3K ﹤0.01%
27
-35
-56% -$3.82K
MRO
148
DELISTED
Marathon Oil Corporation
MRO
$3K ﹤0.01%
+206
New +$3.06K
AVNS icon
149
Avanos Medical
AVNS
$1.17B
$2K ﹤0.01%
+55
New +$1.93K
DELL icon
150
Dell
DELL
$283B
$2K ﹤0.01%
+118
New +$1.6K
4 5
6
7 8

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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q3 2016 Portfolio in Review

As of Q3 2016, D. Scott Neal held 209 positions worth $127M, up 13% from $113M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

D. Scott Neal deployed $12.3M of net new capital in Q3 2016, opening 24 new positions and adding to 27 existing holdings. Its largest new stake was Vanguard Long-Term Bond ETF: 28,373 shares worth $2.8M.

By sector, the portfolio is most concentrated in Consumer Staples at 1.3% of assets, up from 0.66% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Schwab Intermediately-Term US Treasury ETF, an estimated $593K trimmed.

  • D. Scott Neal's largest Q3 2016 buy was Vanguard Long-Term Bond ETF: 28,373 shares worth $2.8M.
  • D. Scott Neal added most to iShares Select Dividend ETF in Q3 2016, an estimated $2.59M increase.
  • D. Scott Neal's biggest Q3 2016 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $593K.
  • D. Scott Neal fully exited Vanguard Intermediate-Term Treasury ETF in Q3 2016, selling an estimated $529K.
  • D. Scott Neal's ten largest holdings make up 82% of its $127M portfolio in Q3 2016.
  • D. Scott Neal opened 24 new positions and closed 30 in Q3 2016.
  • D. Scott Neal's portfolio value rose 13% quarter-over-quarter to $127M.

Based on D. Scott Neal's 13F filing for Q3 2016, filed 18 Oct 2016.