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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+2.23%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$107M
AUM Growth
-$19.4M
Cap. Flow
-$20.9M
Cap. Flow %
-19.61%
Top 10 Hldgs %
86.43%
Holding
181
New
26
Increased
21
Reduced
35
Closed
9

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$285K
2
WPC icon
W.P. Carey
WPC
+$128K
3
AMTD
TD Ameritrade Holding Corp
AMTD
+$23.6K
4
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$23.2K
5
ABBV icon
AbbVie
ABBV
+$22.3K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.17M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.83M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.76M
4
OIL
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
+$3.34M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.32M

Sector Composition

Rank Sector Weight
1 Industrials 1.12%
2 Technology 0.94%
3 Healthcare 0.91%
4 Financials 0.7%
5 Energy 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMZN icon
126
Amazon
AMZN
$3.06T
$3K ﹤0.01%
+100
New +$2.84K
BA icon
127
Boeing
BA
$179B
$3K ﹤0.01%
22
– –
BTI icon
128
British American Tobacco
BTI
$129B
$3K ﹤0.01%
46
– –
ITW icon
129
Illinois Tool Works
ITW
$82.3B
$3K ﹤0.01%
32
– –
MDT icon
130
Medtronic
MDT
$110B
$3K ﹤0.01%
43
– –
MO icon
131
Altria Group
MO
$114B
$3K ﹤0.01%
+40
New +$2.42K
NEE icon
132
NextEra Energy
NEE
$180B
$3K ﹤0.01%
112
– –
PM icon
133
Philip Morris
PM
$296B
$3K ﹤0.01%
+27
New +$2.48K
PSX icon
134
Phillips 66
PSX
$84.7B
$3K ﹤0.01%
37
– –
SWK icon
135
Stanley Black & Decker
SWK
$14.6B
$3K ﹤0.01%
32
– –
TRV icon
136
Travelers Companies
TRV
$78B
$3K ﹤0.01%
29
– –
UPS icon
137
United Parcel Service
UPS
$90.6B
$3K ﹤0.01%
27
– –
VFC icon
138
VF Corp
VFC
$5.91B
$3K ﹤0.01%
47
– –
RAI
139
DELISTED
Reynolds American Inc
RAI
$3K ﹤0.01%
+54
New +$2.65K
BCE icon
140
BCE
BCE
$20.3B
$2K ﹤0.01%
+39
New +$1.63K
COP icon
141
ConocoPhillips
COP
$145B
$2K ﹤0.01%
58
+1
+2% +$38
DEO icon
142
Diageo
DEO
$49.4B
$2K ﹤0.01%
22
– –
GEN icon
143
Gen Digital
GEN
$16.8B
$2K ﹤0.01%
112
– –
GSK icon
144
GSK
GSK
$103B
$2K ﹤0.01%
+43
New +$2.14K
IVZ icon
145
Invesco
IVZ
$13.4B
$2K ﹤0.01%
72
– –
JWN
146
DELISTED
Nordstrom
JWN
$2K ﹤0.01%
39
– –
KHC icon
147
Kraft Heinz
KHC
$31.2B
$2K ﹤0.01%
+31
New +$2.32K
NGG icon
148
National Grid
NGG
$80.1B
$2K ﹤0.01%
+34
New +$2.27K
NVS icon
149
Novartis
NVS
$292B
$2K ﹤0.01%
35
– –
OXY icon
150
Occidental Petroleum
OXY
$55.7B
$2K ﹤0.01%
27
– –
4 5
6
7 8

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MS
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ICM
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FFAM
Forge First Asset Management Toronto, Ontario, Canada $218M AUM 29.22% 1-Year Est. Return
NWM
Napa Wealth Management Napa, California $213M AUM 25.01% 1-Year Est. Return
LA
Lindenwold Advisors Reading, Pennsylvania $212M AUM 13.02% 1-Year Est. Return
APC
Asset Planning Corporation Knoxville, Tennessee $211M AUM 7.33% 1-Year Est. Return
WTFG
Wells Trecaso Financial Group Akron, Ohio $210M AUM 21.47% 1-Year Est. Return
SNWA
Siligmueller & Norvid Wealth Advisors Glen Ellyn, Illinois $222M AUM 10.94% 1-Year Est. Return

D. Scott Neal's Q1 2016 Portfolio in Review

As of Q1 2016, D. Scott Neal held 181 positions worth $107M, down 15% from $126M the previous quarter. Its ten largest holdings account for 86% of the portfolio.

D. Scott Neal withdrew a net $20.9M in Q1 2016, closing 9 positions and reducing 35 holdings. Its most notable exit was Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In, an estimated $3.34M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 1.1% of assets, up from 0.88% a quarter earlier, followed by Technology and Healthcare.

Against the trend, D. Scott Neal opened a new position in W.P. Carey worth $137K.

  • D. Scott Neal's largest Q1 2016 buy was W.P. Carey: 2,246 shares worth $137K.
  • D. Scott Neal added most to iShares Core S&P 500 ETF in Q1 2016, an estimated $285K increase.
  • D. Scott Neal's biggest Q1 2016 reduction was Invesco QQQ Trust, cutting an estimated $4.17M.
  • D. Scott Neal fully exited Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In in Q1 2016, selling an estimated $3.34M.
  • D. Scott Neal's ten largest holdings make up 86% of its $107M portfolio in Q1 2016.
  • D. Scott Neal opened 26 new positions and closed 9 in Q1 2016.
  • D. Scott Neal's portfolio value fell 15% quarter-over-quarter to $107M.

Based on D. Scott Neal's 13F filing for Q1 2016, filed 13 Apr 2016.