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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$167M
AUM Growth
+$1.01M
Cap. Flow
-$4.41M
Cap. Flow %
-2.64%
Top 10 Hldgs %
79.79%
Holding
201
New
9
Increased
12
Reduced
30
Closed
30

Top Buys

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$6.6M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.16M
3
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$3.08M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.83M
5
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$1.69M

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$6.11M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.63M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$2.95M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.71M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.61M

Sector Composition

Rank Sector Weight
1 Technology 1.1%
2 Industrials 1.04%
3 Consumer Staples 1.01%
4 Healthcare 0.79%
5 Financials 0.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PYPL icon
101
PayPal
PYPL
$48.9B
$29K 0.02%
400
– –
VVC
102
DELISTED
Vectren Corporation
VVC
$29K 0.02%
445
– –
CTSH icon
103
Cognizant
CTSH
$24.9B
$28K 0.02%
400
– –
EMR icon
104
Emerson Electric
EMR
$83.9B
$28K 0.02%
400
– –
META icon
105
Meta Platforms (Facebook)
META
$1.42T
$28K 0.02%
156
– –
MRK icon
106
Merck
MRK
$322B
$28K 0.02%
514
– –
CSX icon
107
CSX Corp
CSX
$93.4B
$26K 0.02%
1,428
– –
DK icon
108
Delek US
DK
$4.16B
$26K 0.02%
745
– –
EA icon
109
Electronic Arts
EA
$53B
$26K 0.02%
243
– –
TMUS icon
110
T-Mobile US
TMUS
$185B
$26K 0.02%
411
– –
APD icon
111
Air Products & Chemicals
APD
$65.7B
$25K 0.02%
153
– –
VMI icon
112
Valmont Industries
VMI
$9.3B
$25K 0.02%
150
– –
FISV
113
Fiserv Inc
FISV
$28.8B
$22K 0.01%
336
– –
AMTD
114
DELISTED
TD Ameritrade Holding Corp
AMTD
$20K 0.01%
400
– –
CERN
115
DELISTED
Cerner Corp
CERN
$19K 0.01%
288
– –
CHTR icon
116
Charter Communications
CHTR
$17.3B
$18K 0.01%
55
– –
ITW icon
117
Illinois Tool Works
ITW
$82.6B
$18K 0.01%
109
– –
ADP icon
118
Automatic Data Processing
ADP
$106B
$17K 0.01%
142
– –
EBAY icon
119
eBay
EBAY
$50.6B
$15K 0.01%
400
– –
ECL icon
120
Ecolab
ECL
$78.1B
$15K 0.01%
+112
New +$14.9K
WFC icon
121
Wells Fargo
WFC
$261B
$15K 0.01%
253
– –
MPC icon
122
Marathon Petroleum
MPC
$92.4B
$14K 0.01%
206
– –
T icon
123
AT&T
T
$159B
$14K 0.01%
473
-503
-52% -$13.7K
XLE icon
124
State Street Energy Select Sector SPDR ETF
XLE
$39B
$14K 0.01%
400
– –
CXP
125
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$14K 0.01%
595
– –
3 4
5
6 7

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MS
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ICM
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FFAM
Forge First Asset Management Toronto, Ontario, Canada $218M AUM 29.22% 1-Year Est. Return
NWM
Napa Wealth Management Napa, California $213M AUM 25.01% 1-Year Est. Return
LA
Lindenwold Advisors Reading, Pennsylvania $212M AUM 13.02% 1-Year Est. Return
APC
Asset Planning Corporation Knoxville, Tennessee $211M AUM 7.33% 1-Year Est. Return
WTFG
Wells Trecaso Financial Group Akron, Ohio $210M AUM 21.47% 1-Year Est. Return
SNWA
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D. Scott Neal's Q4 2017 Portfolio in Review

As of Q4 2017, D. Scott Neal held 201 positions worth $167M, up 0.61% from $166M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

D. Scott Neal's Q4 2017 filing shows 9 new, 12 increased, 30 reduced and 30 closed positions. Its largest new stake was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 89,516 shares worth $3.06M. The largest sale was iShares Select Dividend ETF, an estimated $6.11M.

By sector, the portfolio is most concentrated in Technology at 1.1% of assets, up from 1% a quarter earlier, followed by Industrials and Consumer Staples.

  • D. Scott Neal's largest Q4 2017 buy was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 89,516 shares worth $3.06M.
  • D. Scott Neal added most to State Street SPDR S&P MIDCAP 400 ETF Trust in Q4 2017, an estimated $6.6M increase.
  • D. Scott Neal's biggest Q4 2017 reduction was iShares Select Dividend ETF, cutting an estimated $6.11M.
  • D. Scott Neal fully exited Vanguard Intermediate-Term Corporate Bond ETF in Q4 2017, selling an estimated $2.95M.
  • D. Scott Neal's ten largest holdings make up 80% of its $167M portfolio in Q4 2017.
  • D. Scott Neal opened 9 new positions and closed 30 in Q4 2017.
  • D. Scott Neal's portfolio value rose 0.61% quarter-over-quarter to $167M.

Based on D. Scott Neal's 13F filing for Q4 2017, filed 16 Feb 2018.