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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+2.7%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$166M
AUM Growth
+$19M
Cap. Flow
+$14.7M
Cap. Flow %
8.85%
Top 10 Hldgs %
79.02%
Holding
214
New
25
Increased
30
Reduced
40
Closed
22

Top Buys

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$12.5M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.49M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$2.95M
4
BSCN
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
+$1.43M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.37M

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$2.06M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.03M
3
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$1.35M
4
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.24M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.09M

Sector Composition

Rank Sector Weight
1 Technology 1.04%
2 Consumer Staples 0.99%
3 Industrials 0.9%
4 Financials 0.68%
5 Healthcare 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EA icon
101
Electronic Arts
EA
$53B
$29K 0.02%
243
-893
-79% -$103K
T icon
102
AT&T
T
$159B
$29K 0.02%
976
-503
-34% -$14.3K
VVC
103
DELISTED
Vectren Corporation
VVC
$29K 0.02%
445
– –
AVGO icon
104
Broadcom
AVGO
$1.85T
$28K 0.02%
1,170
-4,300
-79% -$106K
ISRG icon
105
Intuitive Surgical
ISRG
$127B
$28K 0.02%
243
-909
-79% -$99K
META icon
106
Meta Platforms (Facebook)
META
$1.42T
$27K 0.02%
156
-573
-79% -$95.6K
CSX icon
107
CSX Corp
CSX
$93.4B
$26K 0.02%
1,428
-5,268
-79% -$90.4K
PYPL icon
108
PayPal
PYPL
$48.9B
$26K 0.02%
400
– –
EMR icon
109
Emerson Electric
EMR
$83.9B
$25K 0.02%
400
– –
TMUS icon
110
T-Mobile US
TMUS
$185B
$25K 0.02%
411
-1,510
-79% -$94.7K
VMI icon
111
Valmont Industries
VMI
$9.3B
$24K 0.01%
150
– –
APD icon
112
Air Products & Chemicals
APD
$65.7B
$23K 0.01%
153
+13
+9% +$1.9K
IBKR icon
113
Interactive Brokers
IBKR
$39.2B
$23K 0.01%
2,000
– –
FISV
114
Fiserv Inc
FISV
$28.8B
$22K 0.01%
336
-1,240
-79% -$77K
CERN
115
DELISTED
Cerner Corp
CERN
$21K 0.01%
288
– –
CHTR icon
116
Charter Communications
CHTR
$17.3B
$20K 0.01%
55
-202
-79% -$75.2K
DK icon
117
Delek US
DK
$4.16B
$20K 0.01%
+745
New +$18.6K
VZ icon
118
Verizon
VZ
$195B
$20K 0.01%
408
+214
+110% +$10.1K
AMTD
119
DELISTED
TD Ameritrade Holding Corp
AMTD
$20K 0.01%
400
– –
ADP icon
120
Automatic Data Processing
ADP
$106B
$16K 0.01%
142
– –
ITW icon
121
Illinois Tool Works
ITW
$82.6B
$16K 0.01%
109
– –
MKL icon
122
Markel Group
MKL
$23.3B
$16K 0.01%
+15
New +$15.5K
EBAY icon
123
eBay
EBAY
$50.6B
$15K 0.01%
400
– –
WFC icon
124
Wells Fargo
WFC
$261B
$14K 0.01%
253
+76
+43% +$4.04K
XLE icon
125
State Street Energy Select Sector SPDR ETF
XLE
$39B
$14K 0.01%
400
– –
3 4
5
6 7

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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q3 2017 Portfolio in Review

As of Q3 2017, D. Scott Neal held 214 positions worth $166M, up 13% from $147M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

D. Scott Neal deployed $14.7M of net new capital in Q3 2017, opening 25 new positions and adding to 30 existing holdings. Its largest new stake was Vanguard Intermediate-Term Corporate Bond ETF: 33,504 shares worth $2.95M.

By sector, the portfolio is most concentrated in Technology at 1% of assets, down from 1.6% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $2.06M trimmed.

  • D. Scott Neal's largest Q3 2017 buy was Vanguard Intermediate-Term Corporate Bond ETF: 33,504 shares worth $2.95M.
  • D. Scott Neal added most to State Street SPDR S&P MIDCAP 400 ETF Trust in Q3 2017, an estimated $12.5M increase.
  • D. Scott Neal's biggest Q3 2017 reduction was iShares Select Dividend ETF, cutting an estimated $2.06M.
  • D. Scott Neal fully exited State Street SPDR Portfolio Short Term Corporate Bond ETF in Q3 2017, selling an estimated $311K.
  • D. Scott Neal's ten largest holdings make up 79% of its $166M portfolio in Q3 2017.
  • D. Scott Neal opened 25 new positions and closed 22 in Q3 2017.
  • D. Scott Neal's portfolio value rose 13% quarter-over-quarter to $166M.

Based on D. Scott Neal's 13F filing for Q3 2017, filed 18 Oct 2017.