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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+3.25%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$155M
AUM Growth
+$14.9M
Cap. Flow
+$10.1M
Cap. Flow %
6.48%
Top 10 Hldgs %
78.25%
Holding
177
New
8
Increased
21
Reduced
24
Closed
10

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14.5M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.57M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$2.16M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.12M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$968K

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$11.2M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.23M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$473K
4
DVY icon
iShares Select Dividend ETF
DVY
+$289K
5
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$173K

Sector Composition

Rank Sector Weight
1 Miscellaneous 93.98%
2 Consumer Staples 1.21%
3 Technology 1.12%
4 Industrials 0.91%
5 Financials 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VVC
101
DELISTED
Vectren Corporation
VVC
$26K 0.02%
445
– –
EMR icon
102
Emerson Electric
EMR
$82.2B
$24K 0.02%
400
– –
UAA icon
103
Under Armour
UAA
$2.13B
$20K 0.01%
1,000
– –
APD icon
104
Air Products & Chemicals
APD
$63.7B
$19K 0.01%
140
– –
REGN icon
105
Regeneron Pharmaceuticals
REGN
$81.2B
$18K 0.01%
47
– –
PYPL icon
106
PayPal
PYPL
$45.3B
$17K 0.01%
400
– –
CERN
107
DELISTED
Cerner Corp
CERN
$17K 0.01%
288
– –
AMGN icon
108
Amgen
AMGN
$205B
$16K 0.01%
100
– –
SCHH icon
109
Schwab US REIT ETF
SCHH
$11B
$16K 0.01%
+796
New +$16.3K
ADP icon
110
Automatic Data Processing
ADP
$108B
$15K 0.01%
142
– –
JPM icon
111
JPMorgan Chase
JPM
$928B
$15K 0.01%
167
– –
ITW icon
112
Illinois Tool Works
ITW
$76.2B
$14K 0.01%
109
– –
EBAY icon
113
eBay
EBAY
$50.2B
$13K 0.01%
400
– –
TXN icon
114
Texas Instruments
TXN
$236B
$13K 0.01%
164
– –
CXP
115
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$13K 0.01%
595
– –
MPC icon
116
Marathon Petroleum
MPC
$119B
$10K 0.01%
206
– –
SCHX icon
117
Schwab US Large- Cap ETF
SCHX
$73.8B
$10K 0.01%
+1,026
New +$9.48K
WFC icon
118
Wells Fargo
WFC
$263B
$10K 0.01%
177
– –
BND icon
119
Vanguard Total Bond Market
BND
$162B
$9K 0.01%
112
– –
DAL icon
120
Delta Air Lines
DAL
$52.2B
$9K 0.01%
+196
New +$9.57K
PCRX icon
121
Pacira BioSciences
PCRX
$978M
$9K 0.01%
200
– –
SGI
122
Somnigroup International
SGI
$13.7B
$9K 0.01%
800
– –
MJN
123
DELISTED
Mead Johnson Nutrition Company
MJN
$9K 0.01%
100
– –
BMY icon
124
Bristol-Myers Squibb
BMY
$128B
$8K 0.01%
140
– –
BP icon
125
BP
BP
$117B
$8K 0.01%
269
-5
-2% -$152
3 4
5
6 7

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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q1 2017 Portfolio in Review

As of Q1 2017, D. Scott Neal held 177 positions worth $155M, up 11% from $140M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

D. Scott Neal deployed $10.1M of net new capital in Q1 2017, opening 8 new positions and adding to 21 existing holdings. Its largest new stake was iShares 20+ Year Treasury Bond ETF: 120,813 shares worth $14.6M.

By sector, the portfolio is most concentrated in Miscellaneous at 94% of assets, up from 94% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares MSCI EAFE ETF, an estimated $11.2M trimmed.

  • D. Scott Neal's largest Q1 2017 buy was iShares 20+ Year Treasury Bond ETF: 120,813 shares worth $14.6M.
  • D. Scott Neal added most to State Street SPDR S&P MIDCAP 400 ETF Trust in Q1 2017, an estimated $2.57M increase.
  • D. Scott Neal's biggest Q1 2017 reduction was iShares MSCI EAFE ETF, cutting an estimated $11.2M.
  • D. Scott Neal fully exited Celgene Corp in Q1 2017, selling an estimated $12K.
  • D. Scott Neal's ten largest holdings make up 78% of its $155M portfolio in Q1 2017.
  • D. Scott Neal opened 8 new positions and closed 10 in Q1 2017.
  • D. Scott Neal's portfolio value rose 11% quarter-over-quarter to $155M.

Based on D. Scott Neal's 13F filing for Q1 2017, filed 25 Apr 2017.