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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+0%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$140M
AUM Growth
+$12.9M
Cap. Flow
+$13.1M
Cap. Flow %
9.34%
Top 10 Hldgs %
81.02%
Holding
201
New
23
Increased
20
Reduced
31
Closed
31

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$12M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.45M
3
BSCH
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
+$1.37M
4
SDS icon
ProShares UltraShort S&P500
SDS
+$760K
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$496K

Top Sells

Rank Stock Value
1
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$1.12M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$470K
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$457K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$449K
5
IYR icon
iShares US Real Estate ETF
IYR
+$442K

Sector Composition

Rank Sector Weight
1 Consumer Staples 1.17%
2 Technology 1.13%
3 Industrials 1%
4 Financials 0.76%
5 Healthcare 0.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REGN icon
101
Regeneron Pharmaceuticals
REGN
$78.5B
$17K 0.01%
47
– –
PYPL icon
102
PayPal
PYPL
$48.9B
$16K 0.01%
400
– –
ADP icon
103
Automatic Data Processing
ADP
$106B
$15K 0.01%
142
– –
AMGN icon
104
Amgen
AMGN
$208B
$15K 0.01%
+100
New +$15.1K
JPM icon
105
JPMorgan Chase
JPM
$935B
$14K 0.01%
+167
New +$12.7K
SCHA icon
106
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$14K 0.01%
+924
New +$13.6K
SGI
107
Somnigroup International
SGI
$13.7B
$14K 0.01%
800
– –
CERN
108
DELISTED
Cerner Corp
CERN
$14K 0.01%
288
– –
ITW icon
109
Illinois Tool Works
ITW
$82.6B
$13K 0.01%
109
+77
+241% +$9.3K
VO icon
110
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$13K 0.01%
380
– –
CXP
111
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$13K 0.01%
595
– –
EBAY icon
112
eBay
EBAY
$50.6B
$12K 0.01%
400
– –
TXN icon
113
Texas Instruments
TXN
$252B
$12K 0.01%
164
– –
CELG
114
DELISTED
Celgene Corp
CELG
$12K 0.01%
100
– –
CMI icon
115
Cummins
CMI
$87.5B
$11K 0.01%
80
– –
VZ icon
116
Verizon
VZ
$195B
$11K 0.01%
213
+172
+420% +$8.6K
MPC icon
117
Marathon Petroleum
MPC
$92.4B
$10K 0.01%
206
– –
WFC icon
118
Wells Fargo
WFC
$261B
$10K 0.01%
177
– –
BND icon
119
Vanguard Total Bond Market
BND
$157B
$9K 0.01%
112
– –
BP icon
120
BP
BP
$116B
$9K 0.01%
274
-62
-18% -$1.87K
WEB
121
DELISTED
Web.com Group, Inc.
WEB
$9K 0.01%
413
– –
BMY icon
122
Bristol-Myers Squibb
BMY
$133B
$8K 0.01%
140
– –
VEU icon
123
Vanguard FTSE All-World ex-US ETF
VEU
$66.6B
$8K 0.01%
+180
New +$7.98K
CMCSA icon
124
Comcast
CMCSA
$85B
$7K 0.01%
+204
New +$6.81K
VEA icon
125
Vanguard FTSE Developed Markets ETF
VEA
$229B
$7K 0.01%
205
– –
3 4
5
6 7

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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q4 2016 Portfolio in Review

As of Q4 2016, D. Scott Neal held 201 positions worth $140M, up 10% from $127M the previous quarter. Its ten largest holdings account for 81% of the portfolio.

D. Scott Neal deployed $13.1M of net new capital in Q4 2016, opening 23 new positions and adding to 20 existing holdings. Its largest new stake was iShares 3-7 Year Treasury Bond ETF: 11,685 shares worth $1.43M.

By sector, the portfolio is most concentrated in Consumer Staples at 1.2% of assets, down from 1.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Vanguard Long-Term Bond ETF, an estimated $1.12M trimmed.

  • D. Scott Neal's largest Q4 2016 buy was iShares 3-7 Year Treasury Bond ETF: 11,685 shares worth $1.43M.
  • D. Scott Neal added most to iShares MSCI EAFE ETF in Q4 2016, an estimated $12M increase.
  • D. Scott Neal's biggest Q4 2016 reduction was Vanguard Long-Term Bond ETF, cutting an estimated $1.12M.
  • D. Scott Neal fully exited UGI in Q4 2016, selling an estimated $88K.
  • D. Scott Neal's ten largest holdings make up 81% of its $140M portfolio in Q4 2016.
  • D. Scott Neal opened 23 new positions and closed 31 in Q4 2016.
  • D. Scott Neal's portfolio value rose 10% quarter-over-quarter to $140M.

Based on D. Scott Neal's 13F filing for Q4 2016, filed 17 Jan 2017.