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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+2.29%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$127M
AUM Growth
+$14.6M
Cap. Flow
+$12.3M
Cap. Flow %
9.66%
Top 10 Hldgs %
82.06%
Holding
209
New
24
Increased
27
Reduced
29
Closed
30

Top Buys

Rank Stock Value
1
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$2.81M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$2.8M
3
DVY icon
iShares Select Dividend ETF
DVY
+$2.59M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.53M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$2.47M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$593K
2
IYR icon
iShares US Real Estate ETF
IYR
+$592K
3
SCHB icon
Schwab US Broad Market ETF
SCHB
+$543K
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$529K
5
IWB icon
iShares Russell 1000 ETF
IWB
+$486K

Sector Composition

Rank Sector Weight
1 Consumer Staples 1.32%
2 Technology 1.16%
3 Industrials 1.04%
4 Healthcare 0.83%
5 Financials 0.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EBAY icon
101
eBay
EBAY
$49.8B
$13K 0.01%
400
– –
CXP
102
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$13K 0.01%
595
– –
EA icon
103
Electronic Arts
EA
$52.4B
$12K 0.01%
140
– –
T icon
104
AT&T
T
$152B
$12K 0.01%
397
+65
+20% +$2.05K
TXN icon
105
Texas Instruments
TXN
$258B
$12K 0.01%
164
-164
-50% -$11.2K
VB icon
106
Vanguard Small-Cap ETF
VB
$79.7B
$12K 0.01%
+95
New +$11.5K
VO icon
107
Vanguard Mid-Cap ETF
VO
$106B
$12K 0.01%
+380
New +$12.2K
GLD icon
108
SPDR Gold Trust
GLD
$130B
$11K 0.01%
90
– –
SGI
109
Somnigroup International
SGI
$15.3B
$11K 0.01%
800
– –
BP icon
110
BP
BP
$108B
$10K 0.01%
336
+279
+489% +$8.1K
CMI icon
111
Cummins
CMI
$89.5B
$10K 0.01%
80
– –
YUM icon
112
Yum! Brands
YUM
$40.8B
$10K 0.01%
153
– –
CELG
113
DELISTED
Celgene Corp
CELG
$10K 0.01%
+100
New +$10.8K
BND icon
114
Vanguard Total Bond Market
BND
$159B
$9K 0.01%
112
-57
-34% -$4.8K
BMY icon
115
Bristol-Myers Squibb
BMY
$124B
$8K 0.01%
140
– –
GOOGL icon
116
Alphabet (Google) Class A
GOOGL
$4.23T
$8K 0.01%
200
– –
MPC icon
117
Marathon Petroleum
MPC
$91.3B
$8K 0.01%
+206
New +$8.36K
VEA icon
118
Vanguard FTSE Developed Markets ETF
VEA
$226B
$8K 0.01%
+205
New +$7.54K
WFC icon
119
Wells Fargo
WFC
$265B
$8K 0.01%
177
– –
MJN
120
DELISTED
Mead Johnson Nutrition Company
MJN
$8K 0.01%
100
– –
PCRX icon
121
Pacira BioSciences
PCRX
$1.01B
$7K 0.01%
200
– –
RRC icon
122
Range Resources
RRC
$8.66B
$7K 0.01%
180
– –
WEB
123
DELISTED
Web.com Group, Inc.
WEB
$7K 0.01%
413
– –
DD icon
124
DuPont de Nemours
DD
$18.3B
$6K ﹤0.01%
42
– –
META icon
125
Meta Platforms (Facebook)
META
$1.64T
$6K ﹤0.01%
50
– –
3 4
5
6 7

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MS
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ICM
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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q3 2016 Portfolio in Review

As of Q3 2016, D. Scott Neal held 209 positions worth $127M, up 13% from $113M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

D. Scott Neal deployed $12.3M of net new capital in Q3 2016, opening 24 new positions and adding to 27 existing holdings. Its largest new stake was Vanguard Long-Term Bond ETF: 28,373 shares worth $2.8M.

By sector, the portfolio is most concentrated in Consumer Staples at 1.3% of assets, up from 0.66% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Schwab Intermediately-Term US Treasury ETF, an estimated $593K trimmed.

  • D. Scott Neal's largest Q3 2016 buy was Vanguard Long-Term Bond ETF: 28,373 shares worth $2.8M.
  • D. Scott Neal added most to iShares Select Dividend ETF in Q3 2016, an estimated $2.59M increase.
  • D. Scott Neal's biggest Q3 2016 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $593K.
  • D. Scott Neal fully exited Vanguard Intermediate-Term Treasury ETF in Q3 2016, selling an estimated $529K.
  • D. Scott Neal's ten largest holdings make up 82% of its $127M portfolio in Q3 2016.
  • D. Scott Neal opened 24 new positions and closed 30 in Q3 2016.
  • D. Scott Neal's portfolio value rose 13% quarter-over-quarter to $127M.

Based on D. Scott Neal's 13F filing for Q3 2016, filed 18 Oct 2016.