DSN

D. Scott Neal Portfolio holdings

AUM $201M
1-Year Est. Return 32.5%
This Quarter Est. Return
1 Year Est. Return
+32.5%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$107M
AUM Growth
-$19.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
182
New
Increased
Reduced
Closed

Top Buys

1
+$301K
2
+$137K
3
+$25K
4
AMTD
TD Ameritrade Holding Corp
AMTD
+$25K
5
ABBV icon
AbbVie
ABBV
+$22.8K

Top Sells

1
+$4.39M
2
+$4.03M
3
+$3.81M
4
OIL
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
+$3.34M
5
MDY icon
SPDR S&P MidCap 400 ETF Trust
MDY
+$1.43M

Sector Composition

1 Industrials 1.12%
2 Technology 0.94%
3 Healthcare 0.91%
4 Financials 0.7%
5 Energy 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
101
$9K 0.01%
80
102
$9K 0.01%
140
103
$9K 0.01%
177
104
$9K 0.01%
153
105
$8K 0.01%
200
106
$8K 0.01%
413
-412
107
$8K 0.01%
100
108
$8K 0.01%
300
109
$7K 0.01%
200
110
$7K 0.01%
300
-300
111
$7K 0.01%
375
-375
112
$6K 0.01%
510
113
$6K 0.01%
180
114
$5K ﹤0.01%
200
115
$5K ﹤0.01%
119
116
$4K ﹤0.01%
310
+2
117
$4K ﹤0.01%
55
+15
118
$4K ﹤0.01%
60
119
$4K ﹤0.01%
350
120
$4K ﹤0.01%
150
-150
121
– –
0
122
$4K ﹤0.01%
132
+76
123
$4K ﹤0.01%
91
+30
124
$4K ﹤0.01%
150
-150
125
$3K ﹤0.01%
88
3 4
5
6 7