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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+2.23%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$107M
AUM Growth
-$19.4M
Cap. Flow
-$20.9M
Cap. Flow %
-19.61%
Top 10 Hldgs %
86.43%
Holding
181
New
26
Increased
21
Reduced
35
Closed
9

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$285K
2
WPC icon
W.P. Carey
WPC
+$128K
3
AMTD
TD Ameritrade Holding Corp
AMTD
+$23.6K
4
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$23.2K
5
ABBV icon
AbbVie
ABBV
+$22.3K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.17M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.83M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.76M
4
OIL
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
+$3.34M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.32M

Sector Composition

Rank Sector Weight
1 Industrials 1.12%
2 Technology 0.94%
3 Healthcare 0.91%
4 Financials 0.7%
5 Energy 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMI icon
101
Cummins
CMI
$87.5B
$9K 0.01%
80
– –
EA icon
102
Electronic Arts
EA
$53B
$9K 0.01%
140
– –
WFC icon
103
Wells Fargo
WFC
$261B
$9K 0.01%
177
– –
YUM icon
104
Yum! Brands
YUM
$41.8B
$9K 0.01%
153
– –
GOOGL icon
105
Alphabet (Google) Class A
GOOGL
$4.36T
$8K 0.01%
200
– –
WEB
106
DELISTED
Web.com Group, Inc.
WEB
$8K 0.01%
413
-412
-50% -$7.54K
MJN
107
DELISTED
Mead Johnson Nutrition Company
MJN
$8K 0.01%
100
– –
EMC
108
DELISTED
EMC CORPORATION
EMC
$8K 0.01%
300
– –
GOOG icon
109
Alphabet (Google) Class C
GOOG
$4.36T
$7K 0.01%
200
– –
Z icon
110
Zillow
Z
$7.79B
$7K 0.01%
300
-300
-50% -$6.27K
MNDT
111
DELISTED
Mandiant, Inc. Common Stock
MNDT
$7K 0.01%
375
-375
-50% -$6.11K
ONB icon
112
Old National Bancorp
ONB
$10.2B
$6K 0.01%
510
– –
RRC icon
113
Range Resources
RRC
$9.38B
$6K 0.01%
180
– –
AAPL icon
114
Apple
AAPL
$4.54T
$5K ﹤0.01%
200
– –
ZTS icon
115
Zoetis
ZTS
$32.4B
$5K ﹤0.01%
119
– –
BAC icon
116
Bank of America
BAC
$435B
$4K ﹤0.01%
310
+2
+0.6% +$27
D icon
117
Dominion Energy
D
$60.8B
$4K ﹤0.01%
55
+15
+38% +$1.06K
ES icon
118
Eversource Energy
ES
$26.9B
$4K ﹤0.01%
60
– –
NDLS icon
119
Noodles & Co
NDLS
$111M
$4K ﹤0.01%
44
– –
SSYS icon
120
Stratasys
SSYS
$679M
$4K ﹤0.01%
150
-150
-50% -$3.06K
STWD icon
121
Starwood Property Trust
STWD
$5.92B
– –
0
– –
T icon
122
AT&T
T
$159B
$4K ﹤0.01%
132
+76
+136% +$2.1K
UL icon
123
Unilever
UL
$137B
$4K ﹤0.01%
81
+27
+50% +$1.31K
ZG icon
124
Zillow
ZG
$7.94B
$4K ﹤0.01%
150
-150
-50% -$3.34K
AFL icon
125
Aflac
AFL
$64.9B
$3K ﹤0.01%
88
– –
3 4
5
6 7

Similar funds

MS
Marshall & Sullivan Seattle, Washington $216M AUM 12.97% 1-Year Est. Return
ICM
IMS Capital Management Portland, Oregon $217M AUM 18.69% 1-Year Est. Return
FFAM
Forge First Asset Management Toronto, Ontario, Canada $218M AUM 29.22% 1-Year Est. Return
NWM
Napa Wealth Management Napa, California $213M AUM 25.01% 1-Year Est. Return
LA
Lindenwold Advisors Reading, Pennsylvania $212M AUM 13.02% 1-Year Est. Return
APC
Asset Planning Corporation Knoxville, Tennessee $211M AUM 7.33% 1-Year Est. Return
WTFG
Wells Trecaso Financial Group Akron, Ohio $210M AUM 21.47% 1-Year Est. Return
SNWA
Siligmueller & Norvid Wealth Advisors Glen Ellyn, Illinois $222M AUM 10.94% 1-Year Est. Return

D. Scott Neal's Q1 2016 Portfolio in Review

As of Q1 2016, D. Scott Neal held 181 positions worth $107M, down 15% from $126M the previous quarter. Its ten largest holdings account for 86% of the portfolio.

D. Scott Neal withdrew a net $20.9M in Q1 2016, closing 9 positions and reducing 35 holdings. Its most notable exit was Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In, an estimated $3.34M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 1.1% of assets, up from 0.88% a quarter earlier, followed by Technology and Healthcare.

Against the trend, D. Scott Neal opened a new position in W.P. Carey worth $137K.

  • D. Scott Neal's largest Q1 2016 buy was W.P. Carey: 2,246 shares worth $137K.
  • D. Scott Neal added most to iShares Core S&P 500 ETF in Q1 2016, an estimated $285K increase.
  • D. Scott Neal's biggest Q1 2016 reduction was Invesco QQQ Trust, cutting an estimated $4.17M.
  • D. Scott Neal fully exited Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In in Q1 2016, selling an estimated $3.34M.
  • D. Scott Neal's ten largest holdings make up 86% of its $107M portfolio in Q1 2016.
  • D. Scott Neal opened 26 new positions and closed 9 in Q1 2016.
  • D. Scott Neal's portfolio value fell 15% quarter-over-quarter to $107M.

Based on D. Scott Neal's 13F filing for Q1 2016, filed 13 Apr 2016.