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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
-0.51%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$176M
AUM Growth
+$9.27M
Cap. Flow
+$12.9M
Cap. Flow %
7.3%
Top 10 Hldgs %
83.09%
Holding
187
New
17
Increased
16
Reduced
24
Closed
9

Top Buys

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$16.9M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$9.13M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$5.99M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.91M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.27M

Top Sells

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$14.4M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$3.06M
3
IYR icon
iShares US Real Estate ETF
IYR
+$2.83M
4
BSCN
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
+$1.72M
5
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$1.48M

Sector Composition

Rank Sector Weight
1 Technology 1.19%
2 Industrials 0.93%
3 Consumer Staples 0.87%
4 Healthcare 0.7%
5 Financials 0.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USB icon
76
US Bancorp
USB
$98.9B
$51K 0.03%
1,000
– –
CBRL icon
77
Cracker Barrel
CBRL
$1.17B
$50K 0.03%
313
– –
JPM icon
78
JPMorgan Chase
JPM
$947B
$50K 0.03%
457
+124
+37% +$14K
KHC icon
79
Kraft Heinz
KHC
$31.1B
$50K 0.03%
805
– –
KMB icon
80
Kimberly-Clark
KMB
$37B
$49K 0.03%
444
– –
ALL icon
81
Allstate
ALL
$67.3B
$48K 0.03%
+503
New +$48.7K
Z icon
82
Zillow
Z
$7.32B
$46K 0.03%
850
– –
IWF icon
83
iShares Russell 1000 Growth ETF
IWF
$120B
$45K 0.03%
1,328
– –
XBI icon
84
State Street SPDR S&P Biotech ETF
XBI
$10.2B
$44K 0.03%
500
– –
GILD icon
85
Gilead Sciences
GILD
$162B
$43K 0.02%
566
– –
AMAT icon
86
Applied Materials
AMAT
$410B
$42K 0.02%
758
– –
NEE icon
87
NextEra Energy
NEE
$185B
$40K 0.02%
968
– –
SFNC icon
88
Simmons First National
SFNC
$3.32B
$35K 0.02%
1,246
– –
HON icon
89
Honeywell
HON
$77.9B
$34K 0.02%
260
– –
IBKR icon
90
Interactive Brokers
IBKR
$41.1B
$34K 0.02%
2,000
– –
BSX icon
91
Boston Scientific
BSX
$67.6B
$33K 0.02%
1,200
– –
ISRG icon
92
Intuitive Surgical
ISRG
$128B
$33K 0.02%
243
– –
MMM icon
93
3M
MMM
$91.9B
$33K 0.02%
179
– –
CMG icon
94
Chipotle Mexican Grill
CMG
$42.6B
$32K 0.02%
5,000
– –
CTSH icon
95
Cognizant
CTSH
$22.3B
$32K 0.02%
400
– –
GLD icon
96
SPDR Gold Trust
GLD
$132B
$32K 0.02%
255
– –
BRK.B icon
97
Berkshire Hathaway Class B
BRK.B
$1.07T
$30K 0.02%
150
– –
DK icon
98
Delek US
DK
$3.95B
$30K 0.02%
745
– –
PYPL icon
99
PayPal
PYPL
$49.5B
$30K 0.02%
400
– –
EA icon
100
Electronic Arts
EA
$52.4B
$29K 0.02%
243
– –
2 3
4
5 6

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MS
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ICM
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FFAM
Forge First Asset Management Toronto, Ontario, Canada $218M AUM 29.22% 1-Year Est. Return
NWM
Napa Wealth Management Napa, California $213M AUM 25.01% 1-Year Est. Return
LA
Lindenwold Advisors Reading, Pennsylvania $212M AUM 13.02% 1-Year Est. Return
APC
Asset Planning Corporation Knoxville, Tennessee $211M AUM 7.33% 1-Year Est. Return
WTFG
Wells Trecaso Financial Group Akron, Ohio $210M AUM 21.47% 1-Year Est. Return
SNWA
Siligmueller & Norvid Wealth Advisors Glen Ellyn, Illinois $222M AUM 10.94% 1-Year Est. Return

D. Scott Neal's Q1 2018 Portfolio in Review

As of Q1 2018, D. Scott Neal held 187 positions worth $176M, up 5.6% from $167M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

D. Scott Neal deployed $12.9M of net new capital in Q1 2018, opening 17 new positions and adding to 16 existing holdings. Its largest new stake was Vanguard FTSE Emerging Markets ETF: 352,153 shares worth $16.5M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 1.1% a quarter earlier, followed by Industrials and Consumer Staples.

On the sell side, the largest reduction was Vanguard Real Estate ETF, an estimated $14.4M trimmed.

  • D. Scott Neal's largest Q1 2018 buy was Vanguard FTSE Emerging Markets ETF: 352,153 shares worth $16.5M.
  • D. Scott Neal added most to Vanguard High Dividend Yield ETF in Q1 2018, an estimated $9.13M increase.
  • D. Scott Neal's biggest Q1 2018 reduction was Vanguard Real Estate ETF, cutting an estimated $14.4M.
  • D. Scott Neal fully exited State Street SPDR Portfolio Intermediate Term Corporate Bond ETF in Q1 2018, selling an estimated $3.06M.
  • D. Scott Neal's ten largest holdings make up 83% of its $176M portfolio in Q1 2018.
  • D. Scott Neal opened 17 new positions and closed 9 in Q1 2018.
  • D. Scott Neal's portfolio value rose 5.6% quarter-over-quarter to $176M.

Based on D. Scott Neal's 13F filing for Q1 2018, filed 19 Apr 2018.