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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$167M
AUM Growth
+$1.01M
Cap. Flow
-$4.41M
Cap. Flow %
-2.64%
Top 10 Hldgs %
79.79%
Holding
201
New
9
Increased
12
Reduced
30
Closed
30

Top Buys

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$6.6M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.16M
3
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$3.08M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.83M
5
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$1.69M

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$6.11M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.63M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$2.95M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.71M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.61M

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.47%
2 Technology 1.11%
3 Industrials 1.04%
4 Consumer Staples 1.01%
5 Healthcare 0.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMT icon
76
American Tower
AMT
$81.8B
$57K 0.03%
400
– –
SBUX icon
77
Starbucks
SBUX
$110B
$57K 0.03%
1,000
– –
MU icon
78
Micron Technology
MU
$1.1T
$56K 0.03%
1,358
– –
KMB icon
79
Kimberly-Clark
KMB
$32.7B
$54K 0.03%
444
– –
USB icon
80
US Bancorp
USB
$93.9B
$54K 0.03%
1,000
-6,559
-87% -$353K
NVDA icon
81
NVIDIA
NVDA
$5.3T
$51K 0.03%
10,520
-4,760
-31% -$23.6K
CBRL icon
82
Cracker Barrel
CBRL
$978M
$50K 0.03%
313
– –
IWF icon
83
iShares Russell 1000 Growth ETF
IWF
$125B
$45K 0.03%
1,328
– –
XBI icon
84
State Street SPDR S&P Biotech ETF
XBI
$10.7B
$42K 0.03%
500
– –
GILD icon
85
Gilead Sciences
GILD
$187B
$41K 0.02%
566
– –
AMAT icon
86
Applied Materials
AMAT
$331B
$39K 0.02%
758
– –
NEE icon
87
NextEra Energy
NEE
$170B
$38K 0.02%
968
– –
HON icon
88
Honeywell
HON
$65.4B
$36K 0.02%
260
– –
JPM icon
89
JPMorgan Chase
JPM
$928B
$36K 0.02%
333
– –
SFNC icon
90
Simmons First National
SFNC
$3.31B
$36K 0.02%
1,246
– –
MMM icon
91
3M
MMM
$84.9B
$35K 0.02%
179
– –
Z icon
92
Zillow
Z
$6.77B
$35K 0.02%
850
– –
BIIB icon
93
Biogen
BIIB
$32.4B
$32K 0.02%
100
– –
GLD icon
94
SPDR Gold Trust
GLD
$147B
$32K 0.02%
255
– –
AVGO icon
95
Broadcom
AVGO
$1.66T
$30K 0.02%
1,170
– –
BRK.B icon
96
Berkshire Hathaway Class B
BRK.B
$1.09T
$30K 0.02%
150
-250
-63% -$47.5K
BSX icon
97
Boston Scientific
BSX
$63.1B
$30K 0.02%
1,200
– –
IBKR icon
98
Interactive Brokers
IBKR
$40B
$30K 0.02%
2,000
– –
ISRG icon
99
Intuitive Surgical
ISRG
$135B
$30K 0.02%
243
– –
CMG icon
100
Chipotle Mexican Grill
CMG
$42.4B
$29K 0.02%
5,000
– –
2 3
4
5 6

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MS
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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q4 2017 Portfolio in Review

As of Q4 2017, D. Scott Neal held 201 positions worth $167M, up 0.61% from $166M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

D. Scott Neal's Q4 2017 filing shows 9 new, 12 increased, 30 reduced and 30 closed positions. Its largest new stake was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 89,516 shares worth $3.06M. The largest sale was iShares Select Dividend ETF, an estimated $6.11M.

By sector, the portfolio is most concentrated in Miscellaneous at 94% of assets, down from 95% a quarter earlier, followed by Technology and Industrials.

  • D. Scott Neal's largest Q4 2017 buy was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 89,516 shares worth $3.06M.
  • D. Scott Neal added most to State Street SPDR S&P MIDCAP 400 ETF Trust in Q4 2017, an estimated $6.6M increase.
  • D. Scott Neal's biggest Q4 2017 reduction was iShares Select Dividend ETF, cutting an estimated $6.11M.
  • D. Scott Neal fully exited Vanguard Intermediate-Term Corporate Bond ETF in Q4 2017, selling an estimated $2.95M.
  • D. Scott Neal's ten largest holdings make up 80% of its $167M portfolio in Q4 2017.
  • D. Scott Neal opened 9 new positions and closed 30 in Q4 2017.
  • D. Scott Neal's portfolio value rose 0.61% quarter-over-quarter to $167M.

Based on D. Scott Neal's 13F filing for Q4 2017, filed 16 Feb 2018.