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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+2.7%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$166M
AUM Growth
+$19M
Cap. Flow
+$14.7M
Cap. Flow %
8.85%
Top 10 Hldgs %
79.02%
Holding
214
New
25
Increased
30
Reduced
40
Closed
22

Top Buys

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$12.5M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.49M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$2.95M
4
BSCN
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
+$1.43M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.37M

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$2.06M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.03M
3
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$1.35M
4
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.24M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.09M

Sector Composition

Rank Sector Weight
1 Technology 1.04%
2 Consumer Staples 0.99%
3 Industrials 0.9%
4 Financials 0.68%
5 Healthcare 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMT icon
76
American Tower
AMT
$80.8B
$55K 0.03%
400
– –
SBUX icon
77
Starbucks
SBUX
$120B
$54K 0.03%
1,000
– –
MU icon
78
Micron Technology
MU
$930B
$53K 0.03%
1,358
-4,994
-79% -$158K
KMB icon
79
Kimberly-Clark
KMB
$36.3B
$52K 0.03%
444
– –
CBRL icon
80
Cracker Barrel
CBRL
$1.26B
$47K 0.03%
313
– –
AMN icon
81
AMN Healthcare
AMN
$1.3B
$46K 0.03%
1,000
– –
GILD icon
82
Gilead Sciences
GILD
$162B
$46K 0.03%
566
– –
DOG
83
ProShares Short Dow30
DOG
$100M
$45K 0.03%
686
– –
SCHH icon
84
Schwab US REIT ETF
SCHH
$11.5B
$43K 0.03%
2,114
+414
+24% +$8.53K
XBI icon
85
State Street SPDR S&P Biotech ETF
XBI
$9.6B
$43K 0.03%
500
– –
IWF icon
86
iShares Russell 1000 Growth ETF
IWF
$121B
$42K 0.03%
1,328
– –
BIV icon
87
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$41K 0.02%
486
-10
-2% -$849
AMAT icon
88
Applied Materials
AMAT
$403B
$39K 0.02%
758
-2,783
-79% -$126K
SFNC icon
89
Simmons First National
SFNC
$3.41B
$36K 0.02%
1,246
– –
BSX icon
90
Boston Scientific
BSX
$69.5B
$35K 0.02%
1,200
– –
NEE icon
91
NextEra Energy
NEE
$181B
$35K 0.02%
968
– –
Z icon
92
Zillow
Z
$7.79B
$34K 0.02%
850
– –
HON icon
93
Honeywell
HON
$77B
$33K 0.02%
260
– –
JPM icon
94
JPMorgan Chase
JPM
$935B
$32K 0.02%
333
+166
+99% +$15.3K
BIIB icon
95
Biogen
BIIB
$30B
$31K 0.02%
100
– –
CMG icon
96
Chipotle Mexican Grill
CMG
$47.2B
$31K 0.02%
5,000
– –
GLD icon
97
SPDR Gold Trust
GLD
$131B
$31K 0.02%
255
– –
MMM icon
98
3M
MMM
$90.9B
$31K 0.02%
179
– –
MRK icon
99
Merck
MRK
$322B
$31K 0.02%
514
– –
CTSH icon
100
Cognizant
CTSH
$24.9B
$29K 0.02%
400
– –
2 3
4
5 6

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MS
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ICM
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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q3 2017 Portfolio in Review

As of Q3 2017, D. Scott Neal held 214 positions worth $166M, up 13% from $147M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

D. Scott Neal deployed $14.7M of net new capital in Q3 2017, opening 25 new positions and adding to 30 existing holdings. Its largest new stake was Vanguard Intermediate-Term Corporate Bond ETF: 33,504 shares worth $2.95M.

By sector, the portfolio is most concentrated in Technology at 1% of assets, down from 1.6% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $2.06M trimmed.

  • D. Scott Neal's largest Q3 2017 buy was Vanguard Intermediate-Term Corporate Bond ETF: 33,504 shares worth $2.95M.
  • D. Scott Neal added most to State Street SPDR S&P MIDCAP 400 ETF Trust in Q3 2017, an estimated $12.5M increase.
  • D. Scott Neal's biggest Q3 2017 reduction was iShares Select Dividend ETF, cutting an estimated $2.06M.
  • D. Scott Neal fully exited State Street SPDR Portfolio Short Term Corporate Bond ETF in Q3 2017, selling an estimated $311K.
  • D. Scott Neal's ten largest holdings make up 79% of its $166M portfolio in Q3 2017.
  • D. Scott Neal opened 25 new positions and closed 22 in Q3 2017.
  • D. Scott Neal's portfolio value rose 13% quarter-over-quarter to $166M.

Based on D. Scott Neal's 13F filing for Q3 2017, filed 18 Oct 2017.