We are live on ! Find out more
DSN

D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+3.25%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$155M
AUM Growth
+$14.9M
Cap. Flow
+$10.1M
Cap. Flow %
6.48%
Top 10 Hldgs %
78.25%
Holding
177
New
8
Increased
21
Reduced
24
Closed
10

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14.5M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.57M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$2.16M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.12M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$968K

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$11.2M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.23M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$473K
4
DVY icon
iShares Select Dividend ETF
DVY
+$289K
5
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$173K

Sector Composition

Rank Sector Weight
1 Consumer Staples 1.21%
2 Technology 1.12%
3 Industrials 0.91%
4 Financials 0.68%
5 Healthcare 0.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABT icon
76
Abbott
ABT
$183B
$65K 0.04%
1,453
– –
KMB icon
77
Kimberly-Clark
KMB
$36.3B
$58K 0.04%
444
– –
MCD icon
78
McDonald's
MCD
$192B
$52K 0.03%
400
– –
CBRL icon
79
Cracker Barrel
CBRL
$1.26B
$50K 0.03%
313
-105
-25% -$16.8K
PNC icon
80
PNC Financial Services
PNC
$99.7B
$50K 0.03%
418
– –
NEE icon
81
NextEra Energy
NEE
$181B
$49K 0.03%
1,536
– –
Z icon
82
Zillow
Z
$7.79B
$49K 0.03%
1,450
– –
AMTD
83
DELISTED
TD Ameritrade Holding Corp
AMTD
$47K 0.03%
1,200
– –
T icon
84
AT&T
T
$159B
$46K 0.03%
1,479
– –
GILD icon
85
Gilead Sciences
GILD
$162B
$45K 0.03%
666
-150
-18% -$10.5K
AMN icon
86
AMN Healthcare
AMN
$1.3B
$41K 0.03%
1,000
– –
BIV icon
87
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$41K 0.03%
496
-267
-35% -$22.2K
MRK icon
88
Merck
MRK
$322B
$40K 0.03%
663
-124
-16% -$7.52K
VMI icon
89
Valmont Industries
VMI
$9.3B
$39K 0.03%
250
– –
IWF icon
90
iShares Russell 1000 Growth ETF
IWF
$121B
$38K 0.02%
1,328
– –
CTSH icon
91
Cognizant
CTSH
$24.9B
$36K 0.02%
600
– –
IBKR icon
92
Interactive Brokers
IBKR
$39.2B
$35K 0.02%
4,000
– –
SFNC icon
93
Simmons First National
SFNC
$3.41B
$34K 0.02%
1,246
– –
BSX icon
94
Boston Scientific
BSX
$69.5B
$30K 0.02%
1,200
– –
GLD icon
95
SPDR Gold Trust
GLD
$131B
$30K 0.02%
255
– –
HON icon
96
Honeywell
HON
$77B
$29K 0.02%
260
– –
MMM icon
97
3M
MMM
$90.9B
$29K 0.02%
179
– –
XLE icon
98
State Street Energy Select Sector SPDR ETF
XLE
$39B
$28K 0.02%
800
– –
BIIB icon
99
Biogen
BIIB
$30B
$27K 0.02%
100
– –
BNY
100
Bank of New York Mellon
BNY
$106B
$26K 0.02%
542
– –
2 3
4
5 6

Similar funds

MS
Marshall & Sullivan Seattle, Washington $216M AUM 12.97% 1-Year Est. Return
ICM
IMS Capital Management Portland, Oregon $217M AUM 18.69% 1-Year Est. Return
FFAM
Forge First Asset Management Toronto, Ontario, Canada $218M AUM 29.22% 1-Year Est. Return
NWM
Napa Wealth Management Napa, California $213M AUM 25.01% 1-Year Est. Return
LA
Lindenwold Advisors Reading, Pennsylvania $212M AUM 13.02% 1-Year Est. Return
APC
Asset Planning Corporation Knoxville, Tennessee $211M AUM 7.33% 1-Year Est. Return
WTFG
Wells Trecaso Financial Group Akron, Ohio $210M AUM 21.47% 1-Year Est. Return
SNWA
Siligmueller & Norvid Wealth Advisors Glen Ellyn, Illinois $222M AUM 10.94% 1-Year Est. Return

D. Scott Neal's Q1 2017 Portfolio in Review

As of Q1 2017, D. Scott Neal held 177 positions worth $155M, up 11% from $140M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

D. Scott Neal deployed $10.1M of net new capital in Q1 2017, opening 8 new positions and adding to 21 existing holdings. Its largest new stake was iShares 20+ Year Treasury Bond ETF: 120,813 shares worth $14.6M.

By sector, the portfolio is most concentrated in Consumer Staples at 1.2% of assets, up from 1.2% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares MSCI EAFE ETF, an estimated $11.2M trimmed.

  • D. Scott Neal's largest Q1 2017 buy was iShares 20+ Year Treasury Bond ETF: 120,813 shares worth $14.6M.
  • D. Scott Neal added most to State Street SPDR S&P MIDCAP 400 ETF Trust in Q1 2017, an estimated $2.57M increase.
  • D. Scott Neal's biggest Q1 2017 reduction was iShares MSCI EAFE ETF, cutting an estimated $11.2M.
  • D. Scott Neal fully exited Celgene Corp in Q1 2017, selling an estimated $12K.
  • D. Scott Neal's ten largest holdings make up 78% of its $155M portfolio in Q1 2017.
  • D. Scott Neal opened 8 new positions and closed 10 in Q1 2017.
  • D. Scott Neal's portfolio value rose 11% quarter-over-quarter to $155M.

Based on D. Scott Neal's 13F filing for Q1 2017, filed 25 Apr 2017.