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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+0%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$140M
AUM Growth
+$12.9M
Cap. Flow
+$13.1M
Cap. Flow %
9.34%
Top 10 Hldgs %
81.02%
Holding
201
New
23
Increased
20
Reduced
31
Closed
31

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$12M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.45M
3
BSCH
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
+$1.37M
4
SDS icon
ProShares UltraShort S&P500
SDS
+$760K
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$496K

Top Sells

Rank Stock Value
1
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$1.12M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$470K
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$457K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$449K
5
IYR icon
iShares US Real Estate ETF
IYR
+$442K

Sector Composition

Rank Sector Weight
1 Consumer Staples 1.17%
2 Technology 1.13%
3 Industrials 1%
4 Financials 0.76%
5 Healthcare 0.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMTD
76
DELISTED
TD Ameritrade Holding Corp
AMTD
$52K 0.04%
1,200
– –
KMB icon
77
Kimberly-Clark
KMB
$36.3B
$51K 0.04%
444
-10
-2% -$1.16K
MCD icon
78
McDonald's
MCD
$192B
$49K 0.03%
400
– –
PNC icon
79
PNC Financial Services
PNC
$99.7B
$49K 0.03%
+418
New +$43.5K
T icon
80
AT&T
T
$159B
$48K 0.03%
1,479
+1,082
+273% +$31.9K
NEE icon
81
NextEra Energy
NEE
$181B
$46K 0.03%
1,536
+856
+126% +$25.6K
MRK icon
82
Merck
MRK
$322B
$44K 0.03%
787
+89
+13% +$5.21K
SFNC icon
83
Simmons First National
SFNC
$3.41B
$39K 0.03%
1,246
– –
AMN icon
84
AMN Healthcare
AMN
$1.3B
$38K 0.03%
1,000
-2,000
-67% -$68.3K
IBKR icon
85
Interactive Brokers
IBKR
$39.2B
$37K 0.03%
4,000
– –
IWF icon
86
iShares Russell 1000 Growth ETF
IWF
$121B
$35K 0.02%
1,328
– –
VMI icon
87
Valmont Industries
VMI
$9.3B
$35K 0.02%
250
– –
CTSH icon
88
Cognizant
CTSH
$24.9B
$34K 0.02%
600
– –
XLE icon
89
State Street Energy Select Sector SPDR ETF
XLE
$39B
$30K 0.02%
800
– –
UAA icon
90
Under Armour
UAA
$2.84B
$29K 0.02%
1,000
– –
BIIB icon
91
Biogen
BIIB
$30B
$28K 0.02%
100
– –
GLD icon
92
SPDR Gold Trust
GLD
$131B
$28K 0.02%
255
+165
+183% +$19.2K
HON icon
93
Honeywell
HON
$77B
$27K 0.02%
260
-2
-0.8% -$203
MMM icon
94
3M
MMM
$90.9B
$27K 0.02%
179
– –
BNY
95
Bank of New York Mellon
BNY
$106B
$26K 0.02%
542
– –
BSX icon
96
Boston Scientific
BSX
$69.5B
$26K 0.02%
1,200
– –
VVC
97
DELISTED
Vectren Corporation
VVC
$23K 0.02%
445
– –
EMR icon
98
Emerson Electric
EMR
$83.9B
$22K 0.02%
400
-41
-9% -$2.21K
SCHM icon
99
Schwab US Mid-Cap ETF
SCHM
$14.5B
$21K 0.02%
+1,380
New +$20.2K
APD icon
100
Air Products & Chemicals
APD
$65.7B
$20K 0.01%
140
-11
-7% -$1.54K
2 3
4
5 6

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MS
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ICM
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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
Siligmueller & Norvid Wealth Advisors Glen Ellyn, Illinois $222M AUM 10.94% 1-Year Est. Return

D. Scott Neal's Q4 2016 Portfolio in Review

As of Q4 2016, D. Scott Neal held 201 positions worth $140M, up 10% from $127M the previous quarter. Its ten largest holdings account for 81% of the portfolio.

D. Scott Neal deployed $13.1M of net new capital in Q4 2016, opening 23 new positions and adding to 20 existing holdings. Its largest new stake was iShares 3-7 Year Treasury Bond ETF: 11,685 shares worth $1.43M.

By sector, the portfolio is most concentrated in Consumer Staples at 1.2% of assets, down from 1.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Vanguard Long-Term Bond ETF, an estimated $1.12M trimmed.

  • D. Scott Neal's largest Q4 2016 buy was iShares 3-7 Year Treasury Bond ETF: 11,685 shares worth $1.43M.
  • D. Scott Neal added most to iShares MSCI EAFE ETF in Q4 2016, an estimated $12M increase.
  • D. Scott Neal's biggest Q4 2016 reduction was Vanguard Long-Term Bond ETF, cutting an estimated $1.12M.
  • D. Scott Neal fully exited UGI in Q4 2016, selling an estimated $88K.
  • D. Scott Neal's ten largest holdings make up 81% of its $140M portfolio in Q4 2016.
  • D. Scott Neal opened 23 new positions and closed 31 in Q4 2016.
  • D. Scott Neal's portfolio value rose 10% quarter-over-quarter to $140M.

Based on D. Scott Neal's 13F filing for Q4 2016, filed 17 Jan 2017.